Part 403 - PROTECTION OF CUSTOMER SECURITIES AND BALANCES
- Section 403.1 - Application of part to registered brokers and dealers
- Section 403.2 - Hypothecation of customer securities
- Section 403.3 - Use of customers' free credit balances
- Section 403.4 - Customer protection-reserves and custody of securities
- Section 403.5 - Custody of securities held by financial institutions that are government securities brokers or dealers
- Section 403.6 - Compliance with part by futures commission merchants
- Section 403.7 - Effective dates