Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart G - FORMS FOR REPORTS TO BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS, DEALERS, SECURITY-BASED SWAP DEALERS, AND MAJOR SECURITY-BASED SWAP PARTICIPANTS
Section 249.637 - Form ATS, information required of alternative trading systems pursuant to Section 242.301(b)(2) of this chapter

17 C.F.R. § 249.637

Download
PDF
Current through May 31, 2024
Section 249.637 - Form ATS, information required of alternative trading systems pursuant to Section 242.301(b)(2) of this chapter

This form shall be used by every alternative trading system to file required notices, reports and amendments under § 242.301(b)(2) of this chapter.

17 C.F.R. §249.637

63 FR 70933, Dec. 22, 1998

For FEDERAL REGISTER citations affecting Form ATS, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.