Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart G - FORMS FOR REPORTS TO BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS, DEALERS, SECURITY-BASED SWAP DEALERS, AND MAJOR SECURITY-BASED SWAP PARTICIPANTS
Section 249.618 - Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and Section 240.17a-5 of this chapter

17 C.F.R. § 249.618

Download
PDF
Current through September 30, 2024
Section 249.618 - Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and Section 240.17a-5 of this chapter

This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter.

17 C.F.R. §249.618

63 FR 37674, July 13, 1998

For FEDERAL REGISTER citations affecting Form BD-Y2K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.