Subpart D - FORMS FOR ANNUAL AND OTHER REPORTS OF ISSUERS REQUIRED UNDER SECTIONS 13 AND 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
- Section 249.306 - Form 6-K, report of foreign issuer pursuant to Rules 13a-16 ( Section 240.13a-16 of this chapter) and 15d-16 ( Section 240.15d-16 of this chapter) under the Securities Exchange Act of 1934
- Section 249.308 - Form 8-K, for current reports
- Section 249.308a - Form 10-Q, for quarterly and transition reports under sections 13 or 15(d) of the Securities Exchange Act of 1934
- Section 249.310 - Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934
- Section 249.310b-249.310c - Reserved
- Section 249.311 - Form 11-K, for annual reports of employee stock purchase, savings and similar plans pursuant to section 15(d) of the Securities Exchange Act of 1934
- Section 249.312 - Form 10-D, periodic distribution reports by asset-backed issuers
- Section 249.318 - Form 18-K, annual report for foreign governments and political subdivisions thereof
- Section 249.322 - Form 12b-25-Notification of late filing
- Section 249.323 - Form 15, certification of termination of registration of a class of security under section 12(g) or notice of suspension of duty to file reports pursuant to sections 13 and 15(d) of the Act
- Section 249.324 - Form 15F, certification by a foreign private issuer regarding the termination of registration of a class of securities under section 12(g) or the duty to file reports under section 13(a) or section 15(d)
- Section 249.325 - Form 13F, report of institutional investment manager pursuant to section 13(f) of the Securities Exchange Act of 1934
- Section 249.326 - [Effective 7/1/2024] Form N-PX, annual report of proxy voting record
- Section 249.327 - Form 13H, Information required on large traders pursuant to Section 13(h) of the Securities Exchange Act of 1934 and rules thereunder
- Section 249.328T - Form 17-H, Risk assessment report for brokers and dealers pursuant to section 17(h) of the Securities Exchange Act of 1934 and rules thereunder
- Section 249.330 - Form N-CEN, annual report of registered investment companies
- Section 249.331 - Form N-CSR, certified shareholder report
- Section 249.332 - Form SHO, report of institutional investment managers pursuant to section 13(f)(2) of the Securities Exchange Act of 1934
- Section 249.333 - Reserved
- Section 249.444 - Form SE, form for submission of paper format exhibits by electronic filers
- Section 249.445 - Reserved
- Section 249.446 - Form ID, uniform application for access codes to file on EDGAR
- Section 249.447 - Form TH-Notification of reliance on temporary hardship exemption