Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart A - FORMS FOR REGISTRATION OR EXEMPTION OF, AND NOTIFICATION OF ACTION TAKEN BY, NATIONAL SECURITIES EXCHANGES
Section 249.10 - Form 1-N for notice registration as a national securities exchange

17 C.F.R. § 249.10

Download
PDF
Current through May 31, 2024
Section 249.10 - Form 1-N for notice registration as a national securities exchange

This form shall be used for notice, and amendments to the notice, to permit an exchange to register as a national securities exchange solely for the purposes of trading security futures products pursuant to Section 6(g) of the Act (15 U.S.C. 78f(g) ) .

17 C.F.R. §249.10

66 FR 43743, Aug. 20, 2001

For FEDERAL REGISTER citations affecting Form 1-10, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.