17 C.F.R. § 239.42

Current through May 31, 2024
Section 239.42 - Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-10, or F-80 ( Sections 239.38, 239.39, 239.40, or 239.41), or registering securities or filing periodic reports on Form 40-F ( Section 249.240f of this chapter), or by any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F, or 14D-9F ( Sections 240.13e-102, 240.14d-102, or 240.14d-103 of this chapter), by any non-U.S. person acting as trustee with respect to securities registered on Form F-7 ( Section 239.37), F-8, F-10, or by a Canadian issuer qualifying an offering statement pursuant to Regulation A ( Section 230.251 et seq. of this chapter) on Form 1-A ( Section 239.90), or by any non-U.S. issuer providing Form CB ( Section 249.480 of this chapter) to the Commission in connection with a tender offer, rights offering or business combination

Form F-X shall be filed with the Commission:

(a) By any issuer registering securities on Form F-8, F-10, or F-80 under the Securities Act of 1933;
(b) By any issuer registering securities on Form 40-F under the Securities Exchange Act of 1934;
(c) By any issuer filing a periodic report on Form 40-F, if it has not previously filed a Form F-X in connection with the class of securities in relation to which the obligation to file a report on Form 40-F arises;
(d) By any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F, or 14D-9F;
(e) By any non-U.S. person acting as trustee with respect to securities registered on Form F-7, F-8, F-10, or F-80;
(f) By a Canadian issuer qualifying an offering statement pursuant to the provisions of Regulation A; and
(g) By any non-U.S. issuer providing Form CB to the Commission in connection with a tender offer, rights offering or business combination.

17 C.F.R. §239.42

73 FR 972, Jan. 4, 2008, as amended at 76 FR 46620, Aug. 3, 2011