Subpart A - FORMS FOR REGISTRATION STATEMENTS
- Section 239.4-239.10 - Reserved
- Section 239.11 - Form S-1, registration statement under the Securities Act of 1933
- Section 239.12 - Reserved
- Section 239.13 - Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers offered pursuant to certain types of transactions
- Section 239.14 - Form N-2 for closed end management investment companies registered on Form N-8A
- Section 239.15 - Reserved
- Section 239.15A - Form N-1A, registration statement of open-end management investment companies
- Section 239.16 - Form S-6, for unit investment trusts registered on Form N-8B-2
- Section 239.16b - Form S-8, for registration under the Securities Act of 1933 of securities to be offered to employees pursuant to employee benefit plans
- Section 239.17 - Reserved
- Section 239.17a - Form N-3, registration statement for separate accounts organized as management investment companies
- Section 239.17b - Form N-4, registration statement for separate accounts organized as unit investment trusts
- Section 239.17c - Form N-6, registration statement for separate accounts organized as unit investment trusts that offer variable life insurance policies
- Section 239.18 - Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate companies
- Section 239.19 - Reserved
- Section 239.20 - Form S-20, for standardized options
- Section 239.23 - Form N-14, for the registration of securities issued in business combination transactions by investment companies and business development companies
- Section 239.24 - Form N-5, form for registration of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940
- Section 239.25 - Form S-4, for the registration of securities issued in business combination transactions
- Section 239.26-239.30 - Reserved
- Section 239.31 - Form F-1, registration statement under the Securities Act of 1933 for securities of certain foreign private issuers
- Section 239.32 - Reserved
- Section 239.33 - Form F-3, for registration under the Securities Act of 1933 of securities of certain foreign private issuers offered pursuant to certain types of transactions
- Section 239.34 - Form F-4, for registration of securities of foreign private issuers issued in certain business combination transactions
- Section 239.35 - Reserved
- Section 239.36 - Form F-6, for registration under the Securities Act of 1933 of depositary shares evidenced by American Depositary Receipts
- Section 239.37 - Form F-7, for registration under the Securities Act of 1933 of securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing securityholders
- Section 239.38 - Form F-8, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers or a business combination
- Section 239.39 - Reserved
- Section 239.40 - Form F-10, for registration under the Securities Act of 1933 of securities of certain Canadian issuers
- Section 239.41 - Form F-80, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers or a business combination
- Section 239.42 - Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-10, or F-80 ( Sections 239.38, 239.39, 239.40, or 239.41), or registering securities or filing periodic reports on Form 40-F ( Section 249.240f of this chapter), or by any issuer or other non-U.S. person filing tender offer documents on Schedule 13E-4F, 14D-1F, or 14D-9F ( Sections 240.13e-102, 240.14d-102, or 240.14d-103 of this chapter), by any non-U.S. person acting as trustee with respect to securities registered on Form F-7 ( Section 239.37), F-8, F-10, or by a Canadian issuer qualifying an offering statement pursuant to Regulation A ( Section 230.251 et seq. of this chapter) on Form 1-A ( Section 239.90), or by any non-U.S. issuer providing Form CB ( Section 249.480 of this chapter) to the Commission in connection with a tender offer, rights offering or business combination
- Section 239.43 - Form F-N, appointment of agent for service of process by foreign banks and foreign insurance companies and certain of their holding companies and finance subsidiaries making public offerings of securities in the United States
- Section 239.44 - Form SF-1, registration statement under the Securities Act of 1933 for offerings of asset-backed securities
- Section 239.45 - Form SF-3, for registration under the Securities Act of 1933 for offerings of asset-backed issuers offered pursuant to certain types of transactions
- Section 239.46-239.62 - Reserved
- Section 239.63 - Form ID, uniform application for access codes to file on EDGAR
- Section 239.64 - Form SE, form for submission of paper format exhibits by electronic filers
- Section 239.65 - Form TH-Notification of reliance on temporary hardship exemption
- Section 239.66 - Form 24F-2, annual filing of securities sold pursuant to registration of certain investment company securities and registered non-variable annuities