Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 239 - FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933
Subpart A - FORMS FOR REGISTRATION STATEMENTS
Section 239.17a - Form N-3, registration statement for separate accounts organized as management investment companies

17 C.F.R. § 239.17a

Download
PDF
Current through May 31, 2024
Section 239.17a - Form N-3, registration statement for separate accounts organized as management investment companies

Form N-3 shall be used for registration under the Securities Act of 1933 of securities of separate accounts that offer variable annuity contracts and which register under the Investment Company Act of 1940 as management investment companies, and certain other separate accounts. This form is also to be used for the registration statement of such separate accounts pursuant to section 8(b) of the Investment Company Act of 1940 (§ 274.11b of this chapter).

17 C.F.R. §239.17a

50 FR 26160, June 25, 1985

For FEDERAL REGISTER citations affecting Form N-3, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.