Cal. Code Regs. tit. 10 § 2602.09
Current through Register 2024 Notice Reg. No. 45, November 8, 2024
Every person who knowingly authorizes, directs, aids, causes or assists in causing the issue, execution or sale of any security in nonconformity with a Commissioner's permit then in effect and authorizing such issue, or contrary to the provision of the Insurance Securities Law, is guilty of a public offense punishable by a fine not exceeding $5,000 or by imprisonment in the state prison not exceeding five years or in a county jail not exceeding one year, or by both such fine and imprisonment. (Section 833)
Cal. Code Regs. Tit. 10, § 2602.09