Cal. Code Regs. tit. 10 § 2602.08

Current through Register 2024 Notice Reg. No. 24, June 14, 2024

Section 2602.08 - Penalty for Unauthorized Sale by Insurer

For an insurer to sell or issue a security not in conformity with the Commissioner's permit, or contrary to the Insurance Securities Law, is a public offense and punishable by a fine not exceeding $10,000. (Section 832)

Cal. Code Regs. Tit. 10, § 2602.08