Cal. Code Regs. tit. 10 § 80.161

Current through Register 2024 Notice Reg. No. 52, December 27, 2024

Section 80.161 - Equity Security

"Equity security" means any stock or similar security, or any security convertible, with or without consideration, into such a security or carrying any warrant or right to purchase such a security, or any such warrant or right.

Cal. Code Regs. Tit. 10, § 80.161

1. Amendment of NOTE filed 8-11-2015; operative 10-1-2015 (Register 2015, No. 33).

Note: Authority cited: Sections 321 and 334, Financial Code. Reference: Division 1.2, Financial Code.

1. Amendment of Note filed 8-11-2015; operative 10/1/2015 (Register 2015, No. 33).