United States Postal Servicev.RPost Communication LimitedDownload PDFTrademark Trial and Appeal BoardNov 2, 2015No. 91210479 (T.T.A.B. Nov. 2, 2015) Copy Citation DUNN Mailed: November 2, 2015 Opposition No. 91210479 United States Postal Service v. RPost Communication Limited Before Cataldo, Taylor, and Mermelstein, Administrative Trademark Judges: By the Board: This case comes up on Opposer’s motion, filed June 16, 2015, for summary judgment on the claim of likelihood of confusion and the affirmative defenses of acquiescence, estoppel, and unclean hands. The motion has been fully briefed. On June 27, 2011, RPost Communication Limited (Applicant or RPost) filed an application to register the mark CERTIFIED EMAIL for “electronic mail and messaging services, namely, that provide the recipient with a means of authentication” pursuant to Trademark Act Section 2(f) of the Trademark Act, 15 U.S.C. § 1052(f), and with a disclaimer of EMAIL.1 1 Application Serial No. 85357508 filed June 27, 2011, and alleging May 23, 2005 as the date of first use of the mark anywhere and in commerce. UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board P.O. Box 1451 Alexandria, VA 22313-1451 General Contact Number: 571-272-8500 Opposition No. 91210479 2 On May 1, 2013, the United States Postal Service (Opposer or USPS) filed a notice of opposition pleading ownership of its mark CERTIFIED MAIL, the subject of common law use and Registration No. 3898915, which issued under Trademark Act Section 2(f) with a disclaimer of MAIL, for “mailing services, namely, sorting, handling and receiving packages and letters” and “delivery services, namely, pickup, transportation and delivery of packages and letters by various modes of transportation,”2 and claims of false suggestion of a connection and priority of use and likelihood of confusion. Applicant’s answer denied the salient allegations of the notice of opposition, and pleaded the affirmative defenses of acquiescence, estoppel, and unclean hands. Pursuant to the Board’s October 3, 2014 order granting the parties’ consented motion, discovery closed December 12, 2014. On June 17, 2013, in a related consolidated opposition and cancellation proceeding, parent proceeding Opposition No. 91158431 (United States Postal Service v. RPost Communication Limited), the Board issued its final decision which, inter alia, granted cancellation of Applicant’s registered marks REGISTERED EMAIL and (R)EGISTERED E-MAIL for “delivery of messages by electronic transmission to a designated recipient on a basis equivalent to registered mail” on the ground of likelihood of confusion with USPS’ common law mark REGISTERED MAIL for mail delivery services. On 2 Issued January 4, 2011. Opposition No. 91210479 3 April 10, 2015, the Court of Appeals for the Federal Circuit affirmed the Board’s decision pursuant to Fed. Cir. R. 36. A motion for summary judgment is a pretrial device intended to save the time and expense of a full trial when the moving party is able to demonstrate, prior to trial, that there is no genuine dispute of material fact, and that it is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317 (1986). In reviewing a motion for summary judgment, the evidentiary record and all reasonable inferences to be drawn from the undisputed facts must be viewed in the light most favorable to the nonmoving party. Olde Tyme Foods Inc. v. Roundy’s Inc., 961 F.2d 200, 22 USPQ2d 1542, 1544 (Fed. Cir. 1992). The Board may not resolve disputes of material fact; it may only ascertain whether such disputes are present. See Lloyd’s Food Prods. Inc. v. Eli’s Inc., 987 F.2d 766, 25 USPQ2d 2027 (Fed. Cir. 1993). Standing is a threshold issue that must be proven by a plaintiff in every inter partes case. See Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023, 1025-26 (Fed. Cir. 1999). Here, Opposer proved ownership of a valid and subsisting registration for its pleaded mark by submitting a status and title copy of the registration with its motion. Accordingly, there is no issue with respect to standing. See King Candy Co., Inc. v. Eunice King's Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108, 110 (CCPA 1974).3 3 Under the circumstances, there is no reason for the parties to submit further evidence or argument on the issue of standing at trial. However, if Opposer's Opposition No. 91210479 4 MOTION FOR SUMMARY JUDGMENT ON CLAIM OF LIKELIHOOD OF CONFUSION IS DENIED Likelihood of confusion depends on an analysis of all of the probative facts in evidence that are relevant to the thirteen factors set forth in In re E. I. du Pont de Nemours and Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973), and we must deny summary judgment if there are genuine disputes as to any of these factors which would be material to a decision on the merits.4 Opposer contends that the marks CERTIFIED MAIL and CERTIFIED EMAIL are virtually identical; that Opposer’s CERTIFIED MAIL services are related to Applicant’s CERTIFIED EMAIL services; and that Opposer’s CERTIFIED MAIL services are a feature of its REGISTERED MAIL services, that Applicant’s CERTIFIED EMAIL services are a feature of Applicant’s REGISTERED EMAIL services, and that in Opposition No. 91158431, the Board found Applicant’s REGISTERED EMAIL services sufficiently related to Opposer’s REGISTERED MAIL services to create a likelihood of confusion, and, under the doctrine of collateral estoppel, Applicant may not contest the Board’s findings in Opposition No. 91158431 that its services are related to the mailing and delivery services of Opposer. pleaded registration is cancelled or transferred prior to final decision, Applicant may raise that issue by motion. 4 To the extent Opposer relies on its pleaded registration, priority is not in issue due to the submission of the status and title copy of Opposer’s pleaded registration, and the absence of a counterclaim against that registration. See King Candy Co., 182 USPQ at 110. To the extent Opposer relies on common law use, its priority remains an issue for trial. Opposition No. 91210479 5 Applicant contests entry of summary judgment on the issue of likelihood of confusion and maintains that there are genuine factual disputes inasmuch as the marks are not identical, the services are different, there is no overlap in trade channels, and collateral estoppel does not apply here. Because Opposer’s services in the pleaded registration differ from Opposer’s services offered under the common law mark pleaded in Opposition No. 91158431, and Applicant’s services in the opposed CERTIFIED EMAIL application differ from Applicant’s services in its REGISTERED EMAIL application opposed in Opposition No. 91158431, the Board agrees with Applicant that even the limited application of collateral estoppel, or issue preclusion, which Opposer urges here is unavailable. Collateral estoppel requires the identical issue to be litigated, and Opposer’s arguments that the relationship between the parties’ services in this proceeding is analogous to the relationship between the parties’ services in the prior proceeding does not meet the legal standard. See Jet, Inc. v. Sewage Aeration Systems, 223 F.3d 1360, 55 USPQ2d 1854, 1858-59 (Fed. Cir. 2000) (Issue preclusion requires: 1) identity of an issue in a prior proceeding; 2) that the identical issue was actually litigated; 3) that determination of the issue was necessary to the judgment in the prior proceedings; and 4) the party defending against preclusion had a full and fair opportunity to litigate the issue in the prior proceeding.). Compare Vaughan v. International Star Registry of Illinois, Ltd., 2011 WL 165459 (TTAB 2011) (“in view of the finding in the previous Opposition No. 91210479 6 consolidated proceeding that NAME A STAR is a generic designation for Vaughan's star-registration goods and services and since Vaughan is claiming in her complaint trade name rights for the same goods and services as were the subject of her prior applications, there is no genuine issue of material fact concerning Vaughan's lack of a proprietary right to NAME A STAR either as a mark or as a trade name for her goods and services”) (emphasis added). The Board presumes that the parties are familiar with the record, and will not list all of the evidence submitted in connection with this motion. Based on our careful review of the evidence and arguments, and drawing all inferences in favor of the non-movant, we find that Opposer has not carried its burden of demonstrating an absence of genuine disputes of material fact with respect to likelihood of confusion. At a minimum, a genuine dispute of material fact remains with respect to the relatedness of Opposer’s CERTIFIED MAIL “mailing services, namely, sorting, handling and receiving packages and letters, delivery services, namely, pickup, transportation and delivery of packages and letters by various modes of transportation,” and Applicant’s CERTIFIED EMAIL “electronic mail and messaging services, namely, that provide the recipient with a means of authentication.” In view thereof, the motion for summary judgment is DENIED on the likelihood of confusion ground.5 5 The fact that we identify one certain material fact that is genuinely in dispute should not be construed as a finding that this is necessarily the only issue that Opposition No. 91210479 7 In denying this motion, we note that the standard of proof for summary judgment, the absence of a genuine dispute of material facts, is more stringent than the preponderance of evidence standard for trial. Evidence that may be sufficient to raise a genuine issue, may not be sufficient to rebut a prima facie case. See Trademark Trial and Appeal Board Manual of Procedure (TBMP) §528.01 (July 2015). Moreover, evidence not obtained and filed in compliance with the Board’s rules will not be considered. See Trademark Rule 2.123(l).6 MOTION FOR SUMMARY JUDGMENT ON AFFIRMATIVE DEFENSES OF ACQUIESCENCE, ESTOPPEL, AND UNCLEAN HANDS IS GRANTED An affirmative defense is “[a] defendant’s assertion raising new facts and arguments that, if true, will defeat the plaintiff’s or prosecution’s claim, even if all allegations in the complaint are true.” H.D. Lee Co. v. Maidenform Inc., 87 USPQ2d 1715, 1720 (TTAB 2008) citing Black's Law Dictionary, p. 430 (7th ed. 1999). “Acquiescence and estoppel require some affirmative act by opposer which led applicant to reasonably believe that opposer would not remains for trial. In addition, evidence submitted in support of or in opposition to a motion for summary judgment is of record only for consideration of that motion. Any such evidence to be considered at final hearing must be properly introduced in evidence during the appropriate trial period. See Levi Strauss & Co. v. R. Joseph Sportswear Inc., 28 USPQ2d 1464 (TTAB 1993). 6 For example, Applicant requests the Board to admit testimony from the earlier proceeding (Opposition to Summary Judgment, p.2 n.1), but the request is accompanied by neither Opposer’s consent nor a brief in support of the “motion.” See Trademark Rule 2.122(f) and TBMP § 530 (July 2015). As another example, Opposer’s reply brief contends that several exhibits submitted with Applicant’s response are responsive to Opposer’s discovery requests, but were not produced. See Panda Travel, Inc. v. Resort Option Enterprises, Inc., 94 USPQ2d 1789, 1792-93 (TTAB 2009) (documents not produced until after the start of trial stricken). Opposition No. 91210479 8 oppose applicant’s registration of its mark.” See DAK Indus. Inc. v. Daiichi Kosho Co. Ltd., 25 USPQ2d 1622, 1625 (TTAB 1993). The unclean hands defense requires plaintiff misconduct which causes the defendant to take action. See Phonak Holding AG v. ReSound GmbH, 56 USPQ2d 1057, 1059 (TTAB 2000). In support of its motion for summary judgment on Applicant’s affirmative defenses, Opposer submits a copy of the application for the mark CERTIFIED EMAIL filed by Applicant’s predecessor, and excerpts from Applicant’s discovery responses. Applicant’s discovery responses state that Applicant first used the CERTIFIED MAIL mark in commerce with the services listed in the opposed application in 2011, and that the mark and associated goodwill was purchased through the liquidation process of Goodmail Systems Inc. The responses also state, in answer to a request for “all facts” relating to acquiescence and estoppel, that Applicant “is informed and believes that USPS entered into agreements and/or arrangements with Goodmail Services Inc. and/or Epostmark, Inc. for their use of the CERTIFIED EMAIL mark”, and that there are no responsive documents related to the defenses of acquiescence and estoppel other than the trademark applications made by Goodmail and Applicant. In opposition, Applicant submits the declaration of its CEO Zafar Khan averring that Opposer produced in discovery three online articles, one published in 2005 and two published in 2008, describing Goodmail Services Opposition No. 91210479 9 Inc.’s CERTIFIEDEMAIL services; that he “was aware” of a license agreement between Opposer and third party ePostmarks, Inc. to offer Opposer’s date and time validation product; that he was aware, through the wide publicity that the agreement received at the time, that in 2009 Goodmail entered an agreement with third party ePostmarks, Inc. to use Opposer’s product; that “it is inconceivable that USPS was not aware of the Goodmail-ePostmarks agreement concerning the marriage of USPS’s [product] with Goodmail’s CERTIFIEDEMAIL product”; and that: Because of USPS’s clear and longstanding knowledge of Goodmail’s use of CERTIFIEDEMAIL, and its approval of the use of that mark, I had no expectation that USPS would object to Rcomm’s acquisition of that mark from Goodmail when it went out of business and Rcomm’s subsequent use of the mark, including Rcomm’s filing to register the mark. Rcomm relied on USPS’ conduct in agreeing to acquire the mark from Goodmail. We agree with Opposer that there is no genuine factual dispute here. As set forth in the answer, each defense is based on Opposer’s alleged knowledge of earlier use of the CERTIFIEDEMAIL mark by Applicant’s predecessor, but the record is devoid of material evidence of such knowledge. The evidence that on May 3, 2010 Applicant’s predecessor filed application Serial No. 85028320 to register CERTIFIEDEMAIL for “electronic mail and messaging services” also shows that on February 15, 2011, the application was abandoned without having been approved for publication. The evidence that Applicant’s predecessor used the CERTIFIEDEMAIL mark in commerce with electronic messaging services comprises three advertisements of the Opposition No. 91210479 10 services over three years which are not corroborated by any evidence that the services ever were rendered. Applicant’s discovery responses indicate that it possesses no other documentary evidence to support its affirmative defenses. Because the unsupported speculation of Mr. Khan is not evidence, nothing in the record is sufficient to raise a genuine issue of fact that Opposer was aware of the alleged use. In these circumstances, we find that Opposer has demonstrated that there are no genuine factual disputes with respect to the affirmative defenses of acquiescence, estoppel, and unclean hands, and Opposer's motion for summary judgment on the defenses is GRANTED. In conclusion, Opposer’s motion for summary judgment is denied as to its likelihood of confusion claim and granted as to Applicant’s affirmative defenses.7 The Board finds that this case is not suitable for disposition by summary judgment, and the parties are barred from filing further motions for summary judgment. Proceedings are resumed, and dates are reset as follows: Discovery CLOSED Plaintiff’s Pretrial Disclosures 12/22/2015 Plaintiff’s 30-day Trial Period Ends 2/5/2016 Defendant’s Pretrial Disclosures 2/20/2016 Defendant’s 30-day Trial Period Ends 4/5/2016 Plaintiff’s Rebuttal Disclosures 4/20/2016 Plaintiff’s 15-day Rebuttal Period Ends 5/20/2016 7 This ruling does not end litigation on the merits of the notice of opposition, is interlocutory, and may not be appealed pursuant to Trademark Rule 2.145 at this time. Opposition No. 91210479 11 In each instance, a copy of the transcript of testimony, together with copies of documentary exhibits, must be served on the adverse party within thirty days after completion of the taking of testimony. Trademark Rule 2.l25. Briefs shall be filed in accordance with Trademark Rules 2.128(a) and (b). An oral hearing will be set only upon request filed as provided by Trademark Rule 2.l29. Copy with citationCopy as parenthetical citation