Tortilleria La PoblanitaDownload PDFNational Labor Relations Board - Administrative Judge OpinionsMar 26, 200702-CA-037455 (N.L.R.B. Mar. 26, 2007) Copy Citation JD(NY)−17−07 Yonkers, NY UNITED STATES OF AMERICA BEFORE THE NATIONAL LABOR RELATIONS BOARD DIVISION OF JUDGES NEW YORK BRANCH OFFICE TORTILLERIA LA POBLANITA Case Nos. 2-CA-37455 2-CA-37468 and 2-CA-37471 2-CA-37473 UNITED WORKERS OF AMERICA, LOCAL UNION 660 Susannah Z. Ringel and Olga C. Torres New York, New York for the General Counsel Mitchell I. Weingarden (Marsh Menken & Weingarden PLLC) White Plains, New York, for the Respondent DECISION Statement of the Case MINDY E. LANDOW, Administrative Law Judge. This case was tried in New York, New York on September 18-21 and October 5, 30 and 31, 2006.1 Based upon charges and amended charges filed on January 25 and 31, February 2, March 13 and April 18 by United Workers of America, Local Union 660 (the Union) in the above-captioned cases, an Order Consolidating Cases, Consolidated Complaint and Notice of Hearing (the complaint) was issued on July 31 against Tortilleria La Poblanita (the Respondent). The complaint alleges, in essence, that Respondent violated Sections 8(a)(1), (3) and (5) of the Act by withdrawing recognition from and failing and refusing to bargain with the Union as the exclusive collective-bargaining representative of certain of its employees; by discharging its employee Juan Hernandez and by committing various violations of Section 8(a)(1) of the Act including: threatening employees with adverse consequences, discharge, reduced hours and plant closure because of their support for the Union; promising employees increased wages and benefits if they abandoned their support for the Union; interrogating employees regarding their Union sympathies; threatening employees with discharge if they refused to complete a poll disclosing whether they support the Union; informing employees that an employee was discharged for engaging in protected conduct and conditioning the reinstatement of that employee upon employees rejecting the Union; conditioning the reinstatement of a discharged employee upon the withdrawal of charges before the Board and soliciting employees to sign a petition withdrawing their support for the Union. On August 22, Respondent filed an Answer denying the material allegations of the complaint. On the entire record, including my observation of the demeanor of the witnesses, and after considering the briefs filed by the General Counsel and Respondent, I make the following 1 All dates are in 2006 unless otherwise specified. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 2 Findings of Fact I. Jurisdiction The Respondent makes and distributes tortillas from its facility in Yonkers, New York to wholesale customers. Respondent has admitted that annually, in the course and conduct of its business operations, it sells and ships goods valued in excess of $50,000 from its facility directly to points outside the State of New York. Accordingly, I find that Respondent is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. Siemons Mailing Service, 122 NLRB 81 (1959). II. Labor Organization Status Respondent has denied knowledge or information sufficient to form a belief as to whether the Union is a labor organization. As discussed in further detail below, the record establishes that the Union is an organization in which employees participate and which exists for the purpose of dealing with employers concerning employee wages, hours and other terms and conditions of employment. Accordingly, the record establishes, and I find, that the Union is a labor organization within the meaning of Section 2(5) of the Act. Alto Plastics Mfg. Corp., 136 NLRB 850, 851-852 (1962). III. The Alleged Unfair Labor Practices Respondent’s Business Operations Since August 2005, Respondent has been owned by Pedro Reyes (hereinafter Reyes) and his brother Joel Reyes. Prior to that time, the facility was owned by Carlos Reyes (their father) and Elminio Garcia. Reyes was questioned by Counsel for the General Counsel pursuant to Rule 611(c) of the Federal Rules of Evidence. During this testimony, Reyes admitted that from 1994 until he assumed ownership, he had been the manager of the facility. He subsequently denied that he held a managerial role, and claimed that he “just helped out†by fixing machinery and checking the tortillas. Since becoming owner of the facility, Reyes’ responsibilities have expanded to include paying the bills, being more attentive to clients, ordering supplies, selling the product and maintaining the physical facility. Reyes asserted that he did not know whether any employees had been hired during the period of time from 1994 to 2005. One of the issues herein, raised and relied upon by the Respondent, involves whether Reyes understands English.2 When asked whether he deals with clients in English, Reyes stated that the majority of his clients speak Spanish. If they do not, he asks them to get someone to speak Spanish to him. He did acknowledge, however, that he speaks some English, at times, but not often. As discussed below, there is some evidence in the record to the contrary, to the effect that Reyes can both speak and read English. The Respondent operates on two shifts. The day shift runs from 7:00 a.m. to 3:00 p.m. and the night shift runs from 3:30 p.m. to 1:00 a.m. There are twelve employees on the day shift: eight operate the machinery, one is a mixer, two pack spices and there is also one general warehouse employee who prepares boxes for shipping. There are nine employees working 2 Reyes testified with the assistance of a Spanish-language interpreter. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 3 during the night shift, and some employees cross over and work both shifts. Factory employees are paid $6.75 per hour. Respondent also employs drivers who make deliveries to customers. These employees are paid on a weekly basis and earn between $450 and $500 per week. They do not perform production work, and it appears from the record that the drivers have limited interaction with those employees who work in the factory. It is undisputed that Spanish is the primary language for a majority, if not all, of Respondent’s employees and for some, their only language. Reyes testified that, prior to February 2006, he paid his employees in cash and initially stated that he did not know whether records of these payments were kept. Reyes then recalled that the company had an accountant in New Jersey, who “would send proof by fax†of deductions that were made for approximately eight employees and would “file the income tax for the workers.†Since some time in February 2006, Respondent’s payroll has been processed by a payroll service called Payroll by Paychex, Inc. When questioned by Counsel for the General Counsel regarding the payroll for the pay period ending February 24, Reyes identified those employees who had been employed on January 9 (the date of the alleged demand for recognition by the Union). Reyes identified 15 individuals in job classifications encompassed by the bargaining unit sought by the Union.3 In addition, he named four individuals in those job classifications who had been employed on January 9, but were no longer employed as of the date the February 24 payroll was prepared.4 Jose Raul Diaz was first hired by the Respondent as an accountant in January 2006. He testified that when he reviewed Respondent’s records he discovered that Respondent did not maintain proper records for its employees and began asking employees to provide their social security numbers and identification. Under questioning by Counsel for the General Counsel, Diaz acknowledged that approximately 15 employees did not provide documentation at first, and that most of these employees continued to work for the Respondent.5 Diaz further admitted that as of March 2006, several employees had failed to provide work authorization papers and that these employees were still working for Respondent as of the date of his testimony. The Union’s Organizing Campaign Gilberto Mendoza, who is also known, and referred to in the record, by the nickname “Tito,†(hereinafter referred to as Mendoza), has been an organizer for the Union for approximately two years. The Union had been conducting an organizing campaign among employees of another employer near the Respondent’s facility, and the organizers decided to approach Respondent’s employees as well. On December 29th, Mendoza, Director of Organizing Jordan El-Haj and another organizer named John Mendoza were in the vicinity and saw employees from the Tortilleria, who were on their lunch break. John Mendoza was instructed to speak with them, which he did. In the process, he gave the employees Union 3 The following employees were identified by Reyes as being employed in job classifications covered by the bargaining unit sought by the Union on January 9: Felimon Aquino, Gabino Aquino, Domingo Benitez, Luis Cordova, Antonio Flores, Juan Fuentes, Paulino Martinez, Pedro Mejia, Gregorio Morales, Arturo Aquino, Roman Chavez, Nicandro Olguin, Hipolito Sotelo, Celso Vivar and Antonio Zuniga. 4 These are Cinthya Tapia Guzman, Juan Hernandez, Miguel Angel Linares and Angel Tigre. The transcript erroneously refers to Linares as “Miguel Angel Nadas†and to Tigre as “Angel Guerra†and is hereby amended to reflect the correct names of these individuals. 5 The February 24 payroll shows that out of 23 individuals on the payroll at that time (including both Reyes brothers), 12 employees were missing a valid social security number. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 4 authorization cards. One of the issues raised by the Respondent is whether the employees in question who signed authorization cards understood the import of what they were signing. The cards distributed to employees provide in relevant part: “I hereby authorize Local 660, UNITED WORKERS OF AMERICA, to represent me and, in my behalf, to negotiate and conclude all agreements as to hours of labor, wages and other employment conditions. I hereby authorize LOCAL 660 to collect from my employer all monies due to the union.†These provisions are in English, and no Spanish translation is provided. The card also requests information such as name, address, telephone number and the employer’s name. The card directs an individual to sign and date it. A Spanish translation is provided for these items. Juan Hernandez worked as a tortilla packer for Respondent during the day shift from mid-2000 until his discharge on January 31. He and coworker Domingo Benitez were the employees approached by John Mendoza, as described above. According to Hernandez, at this time the Union representative explained to them that when employees put their information on the card and signed it, they would be authorizing the Union to represent them in order to enable them to negotiate with the company.6 The two men returned to work and distributed Union cards to other employees. At this time Hernandez signed his own card, which he identified at the hearing. He also recalled witnessing three other employees sign cards as well: Domingo Benitez, Luis Cordova (hereinafter Cordova) and Antonio Flores. Hernandez testified that he explained the purpose of the cards to his coworkers in “the manner in which I understood,†but acknowledged during cross-examination that he could not read English. Cordova, who identified his own card,7 also recalled seeing a number of other employees signing their cards at the same place and time.8 Cordova testified that he understood that, by signing the card, he was giving the Union the power to “represent us legally so that they would fight for our rights with regard to a salary increase, holidays, vacations and to have a better agreement, a better work conditions at the company.†Cordova, who is able to read English to some extent, testified that he explained the purpose of the cards to his coworkers. Later that day, Hernandez, along with approximately eight other employees, met with John Mendoza and Mendoza. Employees were told that if they signed the authorization cards, the Union would have the opportunity to represent them, to get a contract and improve their wages and benefits. According to Hernandez, employees had questions for the Union regarding what potential benefits would accrue if they were to join up, and in what sense it would be prejudicial to them. After employee questions were answered to their satisfaction, it was decided to give the signed authorization cards to the Union. Hernandez, who had the cards, turned them over to Mendoza. Mendoza returned to the facility at 9:00 p.m. where he met with employees on the night shift and distributed authorization cards. Mendoza described the purpose of the Union and told employees generally what an employer could and could not do during the course of a union campaign. Mendoza testified that he explained that the cards authorized the Union to represent 6 Juan Mendoza, who no longer works for the Union, did not testify herein. 7 Cordova was employed by Respondent on the date of his direct testimony. At some point in time between the date of this testimony and his cross-examination on October 30, Cordova was discharged. 8 These employees are Juan Hernandez, Domingo Benitez, Paulino Martinez, Miguel Linadas, Gregorio Morales, Hyman Filimon Aquino and Juan Fuentes. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 5 them and negotiate on their behalf with regard to wages and hours. Two of the employees present on this occasion, Roman Chavez and Nicandro Olguin, testified herein.9 Counsel for Respondent elicited testimony on cross examination that neither Chavez nor Olguin could read English or what was stated in English on the card. Chavez stated, however, that Mendoza told employees that “the card would mean that the union would represent us. He told us that everyone was accepting that the union should represent us in front of the company.†Similarly, Olguin testified that, “[Tito] started to tell us how the union could help us. The truth is we were very interested because there were people who were working there for a long time and the company really hasn’t done anything for us.†According to Olguin, Mendoza showed the employees the cards and “told us that those cards were authorizing them to speak on our behalf with the boss, and he told us what was involved.†After this discussion, a number of employees signed authorization cards. Mendoza recalled witnessing four employees who signed cards in his presence.10 Chavez and Olguin both authenticated the cards they signed on that occasion and further testified that they observed other employees signing cards as well.11 Subsequently, on January 8, El-Haj and Mendoza held a meeting with employees in the parking lot of a fast food restaurant located near Respondent’s facility. Employees from both shifts attended this meeting, and witness estimates of the number of employees who attended varied from 16 to 21.12 Employees, especially those who had not been present on prior occasions, voiced their doubts about joining the Union, and the Union representatives answered employee questions. The employees decided that they wanted the Union to represent them, and selected four workers to represent them in any future meetings with Respondent, one of whom was Hernandez. Hernandez identified the other committee members by their first names: Celso, Gregorio and Hipolito. It was also decided that employees would meet up with the Union representatives on the following morning and request that Pedro Reyes recognize the Union. The Alleged Recognition of the Union and Execution of the Recognition Agreement The following morning, January 9, employees arrived and waited outside Respondent’s facility along with El-Haj and Mendoza. At approximately 7:15 a.m., Reyes arrived and was preparing to unload a delivery truck. The group approached him, and Reyes asked employees why they were not working. According to Mendoza, he spoke with Reyes in Spanish and asked him if he spoke English, and Reyes answered that he did. El-Haj then spoke with Reyes in English, while Mendoza translated their conversation into Spanish so that the employees could understand. El-Haj told Reyes that the employees would not work, and they wanted him to hear what they had to say. He introduced himself and Mendoza and told Reyes that the employees had asked the Union to represent them, and that the Union was requesting recognition. According to El-Haj, he told Reyes that the Union had no intention of disrupting his business but wanted to negotiate working conditions suitable for everyone. El-Haj showed Reyes a document and explained that it was a recognition agreement, not a contract, and explained that it was an 9 At the time of his testimony, Chavez was no longer an employee of Respondent, having been discharged on October 13. Olguin was a current employee at the time he testified. 10 These employees are Roman Chavez, Nicandro Olguin, Hipolito Sotelo and Celso Vivar. 11 These are Olguin, Sotelo, Vivar, as well as Arturo Aquino and Antonio Zuniga (Zuniga is mistakenly referred to in the transcript as Funiga. The transcript is hereby amended to reflect his correct name.) 12 The Union did not keep a list of attendees. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 6 acknowledgement that the Union represented the employees to discuss and reach agreement on working conditions. Reyes then addressed the employees, in Spanish, asking them if what El-Haj had stated was true; did they want the Union. At first the employees did not respond, and Mendoza urged them to answer Reyes. The employees then responded “Si.†Reyes then said okay, but that he wanted to unload the truck first. After the truck was unloaded, El-Haj, Mendoza and Reyes proceeded to Reyes’ office. When they were in the office, El-Haj provided Reyes with the document which had been shown to him previously and again explained that it was not a contract containing terms and conditions of employment. El-Haj asked Mendoza to translate for him but, according to the testimony of both Union representatives, Reyes indicated that it was not required. The parties had some further discussion, and Mendoza conversed with Reyes in Spanish. Reyes then signed the agreement, and made a copy of it. The document admittedly signed by Reyes provides as follows: AGREEMENT made and entered into the 9TH day of January 2006 by and between Tortilleria la Poblanita located at 4 Heriot Place, Yonkers, New York hereinafter called the “Employer†and United Workers of America Local Union 660, hereinafter called the “Union†located at 14 Bond Street, Great Neck, New York. WITNESSETH: WHEREAS, the Union is hereby recognized by the Employer as the sole and exclusive Bargaining Agent for all employees within the Collective Bargaining Unit as hereinafter defined; and WHEREAS, the Employer is engaged in the food industry. NOW, THEREFORE, in consideration of the promises and of the mutual covenants and Agreements hereinafter contained, it is AGREED as follows: FIRST: The Employer does recognize the Union as the sole Collective Bargaining Agent for all full-time and part-time production employees employed at the Employer’s facility located at 4 Heriot Place, Yonkers, New York, including all production positions within the above stated location; excluded all supervisors, managerial employees, watchmen and guards as defined under the National Labor Relations Act. SECOND: It shall be a condition of employment that all employees of the Employer covered by this Agreement who are members of the Union on the effective date of this Agreement shall remain members and those who are not members on effective date of this Agreement shall on the thirty-first (31st) calendar day following the effective date of this Agreement or execution thereof, whichever is later, shall become and remain members in the Union. It shall also b a condition of employment that all employees covered by this Agreement and hired on or after its effective date on the execution thereof, whichever is later, shall on and from the thirty-first (31st) calendar day following the beginning of such Agreement, become and remain in the Union. TWENTY-ONE [sic]: This Agreement shall become effective as of the 9th day of January, 2006 and shall remain in full force and effect until the 9th day of January, 2007. IN WITNESS WHEREOF, the parties hereto have attached their hands and seals and certified that they are authorized by their members to enter into this Agreement the day JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 7 and the year first above written. Reyes acknowledged signing this document (hereinafter referred to as the recognition agreement). Reyes stated, however, that he was nervous and did not know what the Union representatives said to him. He further testified that he did not know what the paper was, did not know what a “recognition agreement†was at the time and believed that “it was like a permit to allow employees to work.†Reyes testified that the Union representative “got too close to me and started to scream.†He further testified that the Union told him that unless he signed the agreement, employees would not work. According to Reyes, he took the paper and went to look for someone, like a lawyer, to tell him what it said. He further testified that he agreed to sign the paper because production had stopped and he knew that if he did not sign it the employees were not going to work. The Union’s Demands for Bargaining Reyes testified that, after he signed the recognition agreement, the Union called him to request bargaining, and he told them to speak with his lawyer. He did not remember whether the Union ever visited the factory again, but stated that if they had come he would have given them his attorney’s business card. According to Reyes, other than the one occasion where he signed the recognition agreement, there was no other meeting or occasion where the Union came to his facility accompanied by employees. Reyes offered no testimony regarding any further encounter with the Union or any of its representatives. The testimony of Union and employee witnesses differs significantly from Reyes’ account of events. After obtaining Reyes’ signature on the recognition agreement, El-Haj had it executed by Union President Brian McCarthy and signed by three of the four committee members, as well. Several days later, El-Haj and Mendoza returned to the facility and provided Reyes with a copy of the fully executed recognition agreement, and requested a date to commence negotiations. At this point in time, Reyes asked to see the Union cards that employees had signed. El-Haj stated that this was not a normal practice, because the Union wanted to keep the identities of the card signers confidential. Reyes asked how he could know who else had signed the recognition agreement, and El-Haj told him that one of the signatures belonged to Hernandez.13 Reyes insisted on seeing the authorization cards and El-Haj offered him the option of a neutral third-party card check, which Reyes declined. El-Haj asked Reyes to consider a date to begin bargaining, and stated that the Union would return. El-Haj and Mendoza returned to the facility on Wednesday, January 25. On this occasion, they offered to let Reyes see the authorization cards, on the condition that he sign a receipt stating that he had received them. Reyes stated that he would not sign anything. According to Mendoza, Reyes then stated that he wanted to go to an election. Mendoza replied that the time for that had passed, that employees had already told him they wanted the Union, and he had agreed. The Union representatives again demanded that negotiations begin, but Reyes refused to commit to any specific date, and they left the facility. The Union representatives, accompanied by Hernandez, returned on Friday, January 27 between 3:00 and 3:30 p.m., which is during the changeover from the morning to evening shifts. Hernandez entered the facility, found Reyes by the machines, told him that the gentlemen from the Union wanted to speak with him and asked him to come outside. Reyes told Hernandez that he was not going to come out and that they should “go to hell.†The Union representatives 13 El-Haj testified that he could not identify the other two names. They are not independently legible. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 8 decided to enter the facility and, with Hernandez, made their way to Reyes’ office. Other employees stood by in the immediate vicinity. The Union representatives asked Reyes for a date for negotiations. Reyes replied that he wanted to see the cards, and he was not going to negotiate with the Union. El-Haj stated that the Union would not show Reyes the cards. The discussion became heated, and Reyes accused the Union of trying to bully him. The Union reiterated that it was time to get negotiations moving. Reyes then demanded that Hernandez produce “papers.â€14 Hernandez told him to tell that to everyone. Reyes left the office and addressed the employees who were standing around, stating that he wanted papers from everyone there and that whoever did not provide papers would be fired. El-Haj reiterated that they wanted a date for negotiations and that the Union would file charges soon. Reyes angrily told them to leave the premises. On Monday, January 30, El-Haj and Mendoza were in the car when they received a telephone call advising them that Respondent was holding a meeting with employees.15 The Union representatives arrived at the facility some time after 3:00 p.m. Upon their arrival, employees, together with Reyes and Diaz, approached them. Employees stated that they were being asked to sign papers. Another individual came out of Reyes’ office holding a letter, demanding to know who had sent it. That letter, which El-Haj had previously sent to Reyes, states as follows: On January 16, 2006 and January 25, 2006 I have approached you as the recognized collective bargaining agent for your employees at your facility at 4 Heriot Place in Yonkers New York. On both these occasions as well as on the date you signed a recognition agreement you have refused to begin negotiations with the United Workers of America Local Union 660. We are now demanding that you begin negotiating with us and on January 26, 2006 we have filed charges with the National Labor Relations Board for your refusal to negotiate. El-Haj asked this individual if he was an attorney, and he replied that he was not. El-Haj asked Mendoza to communicate this information to employees. In response to a question as to whether he was a lawyer, El-Haj replied that he was not but that he was the employees’ legal representative. This individual, whose name was never identified on the record, then stated to the employees present that they had no papers, they couldn’t be in the Union and that they were going to have to pay Union dues which would be taken out of their paychecks. Mendoza countered these remarks by stating that employees could be in the Union even if they had no papers and that the Union would negotiate a contract which would offset the amount of Union dues which employees would have to pay.16 El-Haj brought out his cell phone, which also functions as a tape recorder, and suggested that this individual say what he had to say into the recorder. He then asked Reyes for a date for negotiations, and Reyes replied that he was not going to negotiate with the Union and demanded that the Union representatives leave the premises. According to El-Haj, Reyes was speaking in English during this encounter. 14 Hernandez testified that Reyes had asked him for work authorization papers two or three days prior to this occasion. In addition, when Reyes commenced working for Respondent in 2000, then-owner Garcia had made a similar request. 15 This meeting is discussed in further detail below. 16 In his testimony at the hearing, Mendoza referred to this as a “clothing allowance†but could not explain why he used such a term. He did explain, however, that no reference to uniforms was intended. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 9 El-Haj and Mendoza provided a physical description of the unidentified individual with whom they spoke. They described a tall gentleman, possibly of Mexican descent, with black hair specked with grey and a mustache, wearing khaki pants and a white shirt. As discussed below, this individual, who was described similarly by employee witnesses, is referred to in the complaint and herein as the “mediator.†In early February, Mendoza called the facility and spoke with Reyes. He suggested that they start fresh, and begin negotiations. Reyes told Mendoza that his employees did not want the Union any more. Mendoza replied that Reyes had scared them, but that employees still supported the Union, and reiterated his request that Reyes commence negotiation. Reyes refused his request. Respondent’s January 30 Meeting with Employees On January 30, during the shift change , a meeting was held for employees presided over by Diaz, the Reyes brothers and the “mediator.†Diaz and the mediator were the primary speakers.17 Employees were informed that the company wanted to negotiate with the employees, not with the Union and that the company was looking into providing employees with a wage increase and health insurance.18 During the course of this meeting, employees were told that the Union was there to steal their money, and after two or three months they would get rid of all the existing employees and put in their own people. The mediator told employees that they should sign a paper stating that they did not want the Union. Both Hernandez and Gregorio Morales (hereinafter Morales) spoke up at the meeting and noted that employees had requested salary increases in the past, but nothing had ever been given to them. Reyes insisted that no one had ever told him that employees wanted salary increases, a contention that was disputed by employees. In response to a comment by Hernandez, Reyes told Hernandez to give him his social security number and residence card and he would give him what was due to him under the law. Respondent Creates and Distributes a Ballot to Employees Under questioning by Counsel for the General Counsel, Diaz acknowledged that, pursuant to a request from the Reyes brothers, he created a document to be distributed among Respondent’s employees. This document contains both English and Spanish versions of the following text, and provides as follows: VOTE Date ____________ Today I am casting a vote to decide if I as an individual want to have a union 17 The witnesses who testified regarding this meeting variously attributed some comments to Diaz or, alternatively, to the mediator. At times, the testimony was not clear as to precisely who was making these statements to employees. There was, however, an overall consistency in the various witnesses’ testimony regarding the topics brought up and discussed with employees, as set forth above. 18 Cordova testified specifically that Diaz asked employees to give him a little bit of time to look over the payroll, but that the company was considering a $2.00 per hour wage increase for employees who had been with the company for over six years, with a smaller raise for those who had been there for less time. The mediator told employees that the company was looking into a health insurance plan for its employees, but that they would have to assume half the cost. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 10 representation at my place of work TORTILLERIA LA POBLANITA INC. located at 4 Harriot Pl., Yonkers, N.Y. 10707 I am casting my vote today as follows: YES I want to have a UNION representation at my place of work __________ Check mark NO I don’t want a UNION representation at my place of work _________ Check mark I understand that is vote is secret and I will obey the outcome of the majority As discussed below, the record establishes that this document was distributed to employees during the course of the workday on January 31. Employees were asked to place their completed ballots in a box left by the door to the facility as they were leaving work. According to the testimony of both Reyes and Diaz, none of the employees completed or returned the ballot, as requested.19 The Discharge of Juan Hernandez Hernandez testified that on January 31, some time between 2:00 and 3:00 p.m., the mediator distributed the ballot described above to employees. He told employees that it was for a vote to see whether employees wanted the Union, and that they should deposit their votes in a box when leaving work. Hernandez refused to take the paper, and told the mediator to leave it by his side. When it was time to leave work, Diaz was standing at the door to the facility and asked Hernandez for his paper. Hernandez replied that he didn’t have it. Diaz offered another to Hernandez, who said that he was not interested.20 Diaz stated that if Hernandez would not take the paper, he would be dismissed. According to Hernandez, he said, “fine,†and Diaz told him not to come in on the following day. Hernandez waited outside for his coworkers and learned that Juan Fuentes (hereinafter Fuentes) and Morales, had also been discharged as well. Hernandez then called Mendoza, who stated that the accountant did not have the authority to fire Hernandez, and that he should report to work the following day. Hernandez spoke with Fuentes, and it was agreed that they would return to work the next day and if it proved to be a fact that they had been discharged they would stop production so Reyes could explain why they had been fired, since in their minds there was no reason for them to have been let go. Mendoza testified that on the evening of January 31, Hernandez called him and reported that the accountant had told him that he wasn’t going to work there anymore unless he signed a paper that had been distributed earlier that day. According to Mendoza, Hernandez “described a piece of paper that it was like voting yes or no.†Mendoza told Hernandez that that was illegal, and he should not listen to the accountant, as he was not the boss. Mendoza confirmed that he 19 When first shown the ballot during his testimony, Reyes stated that he did not remember seeing it. After having his recollection refreshed by his affidavit, Reyes acknowledged that it was shown to him in either late January or early February by Diaz, and he authorized Diaz to distribute it to employees. Diaz told him that no employee had completed or returned it. 20 Hernandez testified that Diaz offered him a paper that was rolled up in a way so that the printed side could not be seen. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 11 advised Hernandez to return to work the following day, as if everything was normal, unless Reyes said he was fired. Mendoza also advised Hernandez to insist that Reyes provide a reason in front of witnesses if, in fact, he had been fired. On cross-examination, Hernandez was asked whether he believed he had been discharged because of his union activities. Hernandez replied, “It’s not what I believe. They just terminated me without me knowing for what reason.†Hernandez was later asked whether it was his understanding that he was discharged because he did not hand in the ballot. He stated that he did not know. When examined regarding this issue by Counsel for the General Counsel, Diaz admitted that the ballot described above had been distributed to employees toward the end of their shift on January 31, and they were asked to leave it in a box by the door. Diaz also admitted that at the end of the shift, as Hernandez was leaving with three or four other employees he asked them for papers. Diaz asserted, however, that at the time he was asking employees for the work authorization documentation that employees had previously been asked to provide. According to Diaz, when he made that request, Hernandez made a face at him in a disrespectful way, and he discharged him for that reason. Thereafter, Hernandez continued to make faces at him. Diaz testified that he would have fired other employees for not providing their documentation, but they had proceeded ahead. According to Diaz, he asked Fuentes, who was leaving at the same time, for his documentation, and fired him when he did not provide it. However, on the following day, Fuentes arrived and gave his papers to Juan Reyes. According to Diaz, who was not present on this occasion, these documents included a social security number and a driver’s license. Diaz arrived at the facility at about noon the following day and, upon learning that Fuentes had provided documentation, went to speak with him. Fuentes appeared contrite, so Diaz asked Fuentes to forgive him and allowed him to stay. According to Diaz, the difference between Hernandez, Fuentes and any other employee who did not provide documentation was one of “attitude†and Hernandez’s disrespectful behavior.21 Diaz testified that Hernandez never provided him with a social security number or any other form of identification. Hernandez’s personnel file, however, contained a photocopy of a social security card (which was entered into evidence by Respondent) as well as a W-4 form which was signed in mid -January. Diaz testified that the social security card that Hernandez provided did not appear genuine to him because the number was typed and not computer generated. In fact, on cross-examination, Hernandez confirmed that this card had not been issued to him. According to Hernandez, Diaz had previously asked him for documentation, but told him that he didn’t care where he got it from, and that he needed a social security number because the company had to pay taxes. Hernandez testified that on the Monday following this discussion, he provided Diaz with the social security card contained in his personnel file. Reyes initially testified that he was present when Hernandez was fired, but later acknowledged that he was not. He stated that Diaz had reported to him that he had fired Hernandez because he had walked away from him when his documentation was requested. Reyes also confirmed that he approved Diaz’s decision to discharge Hernandez for that reason, and that Fuentes was allowed to return because he brought documents in on the following day, and because he demonstrated a more respectful attitude. Reyes acknowledged that, prior to January 2006, he had not asked employees for work authorization documentation but this was 21 The record contains no further evidence as to whether Morales was discharged or when he may have been reinstated. As noted below, it appears from the record that he was present and working on the following day. His name also appears in the February payroll referred to above. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 12 “because I was just starting to reorganize myself so there were a lot of things I didn’t know.†Events of February 1 The following day, Hernandez returned to the facility. He did not find his time card, but commenced working anyway. Fuentes arrived and began working as well. Approximately 15 minutes later, Reyes approached Hernandez and told him to “get out.†Hernandez asked why, and Reyes replied that he did not want to see him there. Hernandez asked for a reason, and Reyes insisted that he leave the facility. Hernandez turned to coworkers Cordova and Morales and told them to shut their machines and to instruct Fuentes to shut his machine as well. The employees did not comply. Hernandez approached Reyes and, according to Hernandez, Reyes said, “What’s the matter with you?†and pushed him against a stack of filled tortilla boxes. Hernandez then righted himself and turned off his machine and asked the others to do so as well. Again, they did not do as asked. Reyes pushed Hernandez again, with a blow to his chest, and then turned around and proceeded to his office. Hernandez followed him and yet again directed his coworkers to turn off their machines, which they did not do. Hernandez then turned off two other machines, but the workers manning them immediately turned them back on. Hernandez then called Mendoza, and as they were speaking Reyes came out of his office with a video camera. Hernandez returned to his work site, and Reyes came over with the camera in hand and ordered Hernandez to leave. Hernandez replied that Reyes had to give him a reason, and aside from that Reyes owed him an explanation of why he had hit him. Reyes asked who Hernandez had as a witness, and he indicated all of his coworkers. At this point, Reyes called the police.22 Hernandez continued to work. Some five minutes later, another employee came over and said that Reyes had sent him over so that he could replace Hernandez. Hernandez refused to leave and continued working, with his coworker remaining at his side. After about 15 minutes, the police arrived. Reyes told the police that Hernandez had hit him, which Hernandez denied, stating that Reyes had in fact hit him. One of the police officers told Hernandez, in Spanish, to go outside. As they were leaving Mendoza arrived, and spoke with the police officers in English. After this, Hernandez left the premises with Mendoza and the police. Mendoza testified that he received a phone call from Hernandez at about 7:15 that morning. He could hear Reyes in the background. Hernandez told Mendoza that Reyes would not give him a reason, he had a camcorder, and that Reyes had pushed and hit him. Mendoza proceeded to the facility and the police had already arrived. Mendoza asked employees if Reyes had hit Hernandez, and they confirmed that they had witnessed that. No charges were filed, however. The only testimony offered by Respondent on the issue of Hernandez’s conduct on February 1 was through questioning of Reyes,23 as follows: Q: [by Counsel for Respondent] The questions I’m asking you about, the behavior of the two the next day – I’m asking you questions about the next morning. Were you there and did you personally observe that behavior? A. Yes. From Juan Fuentes good, and from Juan Hernandez no. 22 According to Hernandez, Reyes was speaking in English at this point in time, but he recognized that he was speaking to the police. 23 Diaz was not at the facility at the time. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 13 Q: When you say no regarding Mr. Hernandez – and this is the last question or questions regarding this –what do you mean by Mr. Hernandez not being good? A: He was working on the machine and he had already been fired. He started to scream and to turn off the machines. Q: Why was Mr. Hernandez fired? A: Because of the documentation. He didn’t bring the documentation. Hernandez’s Subsequent Communications with Respondent Hernandez testified about a series of subsequent telephone conversations with known and self-identified agents of Respondent. On February 13, Diaz called Hernandez and asked him whether he wanted to return to work. Hernandez said yes, but he wanted to speak with someone from the company, and Diaz gave the phone over to Reyes. Reyes told Hernandez that if he wanted to return he would have to sign some papers to, as Hernandez put it,†take back the lawsuit.†Hernandez refused, and Reyes told him that unless he did so he could not return. Hernandez told him that he had spoken with Cordova, who had reported that there had been a discussion with an attorney who said that his discharge had been illegal, and it was illegal to make employees sign papers. Hernandez then overheard Reyes tell Diaz, “he says that the papers that we’re making him sign are illegal.†Hernandez then overheard Diaz reply, “illegal are the papers that they signed for the union.†Diaz then got on the phone and told Hernandez that he didn’t care whether he joined or did not join the union, but only cared about whether Hernandez would sign a paper stating that he did not owe the company anything and the company did not owe him anything. Hernandez said he would not sign such a paper, and Diaz stated that an attorney would be speaking with him. Neither Reyes nor Diaz offered any testimony regarding this issue. About 20 minutes later, Hernandez received a telephone call from someone who identified himself as Wilson Soto. He stated that the company realized that they had made a mistake in firing Hernandez, and they wanted him to return to work. Soto offered to pay Hernandez for the days that he was owed. Hernandez replied that Reyes had told him that he had to sign some papers. Soto said that the company would take him back, and he did not have to sign anything. Hernandez responded that Reyes had insisted that he sign papers before he could return to work. Soto said he did not know about that, and he would check with the Reyes brothers and speak with Hernandez later. Two days later, on February 15, Hernandez received a telephone message from Soto who said that Hernandez could return to work, that they would be waiting for him in the office with an envelope with money inside, and he would not have to sign anything at that time. Soto added, however, that one week later Hernandez would have to (as Hernandez put it), “sign a piece of paper where we would knock down the allegations. . .†On the following day, Hernandez spoke by telephone with Joel Reyes. Hernandez stated that he had heard the message that Soto had left for him, but that he had heard it late in the day. Hernandez asked whether he could still go back to his job. Joel Reyes said he didn’t know anything about that, and that Soto was not the lawyer on the case regarding the Union. He offered to give Hernandez the name and number of his attorney, which he did. He also told Hernandez that the attorney spoke only English. Since that time, Hernandez had no further contacts with any JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 14 representative of Respondent. Hernandez asked Mendoza to contact the attorney on his behalf.24 Respondent’s Subsequent Meetings with Employees After Hernandez was discharged, Respondent held a series of meetings with its employees at which the Union was discussed. Evidence regarding what occurred at these meetings was provided by Cordova, Chavez and Olguin.25 Under questioning from Counsel for the General Counsel, Diaz acknowledged that on a few occasions he had told employees that they had good jobs. He admitted asking them why they wanted the Union and inquiring as to what could the Union do for them that the Employer could not. Diaz characterized these communications as “informal conversation.†Other than Diaz’s testimony, described above, Respondent presented no witness testimony or other evidence regarding any of the meetings it is alleged to have held with employees or what may have occurred during these meetings. Early February Meeting Sometime during the week after Hernandez was discharged, Diaz and the mediator held a meeting with employees during the shift change. Diaz told employees that they had to sign a paper stating that they did not want the Union, and that this paper would be brought to the labor department.26 The employees were shown a paper, which was written in Spanish, but it appears from the record that no employee who was present signed it.27 February 10 On the evening of February 10, night shift employees were called to meet with Pedro and Joel Reyes, Diaz, the mediator and a driver named Marlin Sanchez, who is known by the nickname “Cacahuete†(Peanut). 28 Sanchez told employees that he could not sell tortillas, and his truck was full. Reyes added that since the company could not sell its tortillas, they would have to reduce the work hours of employees.29 Reyes then told employees that if they decided 24 According to Hernandez, Mendoza stated that he contacted the attorney who said that he was going to have a meeting with the people from the factory, and he would call Mendoza back. Mendoza offered no testimony on this issue. 25 At the time of his direct testimony, Cordova was a current employee of Respondent. He was discharged at some point in time during the hiatus between his direct and cross-examination. Olguin was an employee of Respondent at the time of his testimony, but Chavez was not, having been discharged on October 13. 26 According to Cordova, Diaz stated that employees would also have to sign a “release†as protection for the owners so that the employees could not sue them. 27 Olguin testified to a meeting held with night shift employees during this general time frame, but he appears to be conflating what was discussed there with the January 30 meeting; in particular, he refers the late arrival of the Union representatives, which occurred on only that one occasion. I do not rely, therefore, on his testimony on what may have occurred during any meeting held with employees during the first week of February. 28 Sanchez is not alleged to be a supervisor or agent of Respondent. 29 At some point in time after Respondent withdrew its recognition from the Union, the Union distributed two leaflets to Respondent’s customers. The first is a letter from El-Haj advising that the Union is embroiled in a dispute with the company, that charges had been filed with the Board and the Union would be commencing “a massive campaign to truthfully advise the public of this dispute. This campaign will include both picketing and leafleting at your establishment.†The second leaflets asks the recipient: Continued JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 15 to continue to support the Union, he would have to close the factory, and that he would reopen under a different name. Diaz stated that if employees were to sign a paper stating that they do not want the Union, things would return to normal and that the company would take charge of getting rid of the Union. Diaz told the employees that on the following Monday there would a vote among employees about whether they wanted the Union. February 13 The following Monday, February 13, another meeting was held for employees. The meeting began at about 3:00 p.m., and day shift employees were joined by the night shift employees upon their arrival. Pedro Reyes and Soto spoke with employees. Diaz and the mediator arrived later. According to Cordova, Soto told employees that the company had hired him and he was there because of the Juan Hernandez case. He stated that the firing of Hernandez had been an injustice, that Respondent had no reason to fire someone who was their representative, and if anyone knew Hernandez’ phone number they should give it to him. Soto further stated that if employees were to leave the Union, Hernandez would be given his job back. Cordova additionally testified that Soto stated that, “whether we wanted the Union or not he had to come here to Federal Plaza to ask for a paper so that we could all sign it and bring it back so that we would not have the union.†When Diaz arrived, he stated that he had the paper for a vote. Cordova testified that he told Soto that there would not be any vote because Reyes had already signed an agreement with the Union. According to Cordova, Soto then agreed that there would not be any vote and stated that he was there to work on the Hernandez case. Employees Sign a Document Repudiating the Union Another meeting was held on February 20, at about 8:00 a.m. with the morning shift. Two drivers, Sanchez and Jose Luis Lopez came into the facility and asked to speak with the employees. Reyes remained in his office. At this time, the facility machines, which had been running, were turned off. According to Cordova’s unrebutted testimony, the drivers turned off the machines prior to addressing employees. Sanchez told employees that this didn’t have anything to do with the bosses, but that he wanted employees to sign a paper so that he could continue to sell tortillas. A paper was distributed to employees. It is written in Spanish and was translated into the record, as follows: “We employees of La Poblanita have decided to do a voting about Union 660. This is a voting, it’s a free voting without the presence of the boss.†There are two columns: one is labeled “No Union†and the other is “Si Union.†Employees signed the agreement at this time. Another, separate, meeting was held with employees from the night shift in Reyes’ office, where he presented the petition to employees. Olguin, among others, signed on this occasion.30 _________________________ “Please do not buy tortillas made by: Tortilla la Poblanita,†asserting among other things that the employees recently joined a union, that the owner is now threatening employees with deportation and discharge, that the owner of the company is exploiting “his own people,†and that the Union has filed charges with the NLRB. The flyer further requests recipients to call Reyes and advise him of their support for the employees. 30 Olguin offered an account of this meeting which was similar in many respects to other witness testimony regarding a meeting previously held with night shift employees on February 10, at which Sanchez spoke and where the Reyes brothers and Diaz were present. Again, after carefully considering the record as a whole, I conclude that Olguin’s account of events relates to this prior meeting, and possibly to another earlier meeting, held on January 30, where employees were told that if they Continued JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 16 IV. Analysis and Conclusions Respondent’s Recognition of and Subsequent Withdrawal of Recognition from the Union The Union’s Majority Status The complaint alleges that, on or about January 9, the Union was designated as the exclusive collective-bargaining representative of Respondent’s employees in an appropriate unit. Respondent denies this. Respondent contends that the record fails to support a finding that a majority of the defined unit designated the Union as their exclusive collective-bargaining representative. In support of this argument, Respondent maintains that Respondent’s employees did not understand the significance of the authorization cards they were directed to sign by Union representatives and fellow employees and that, therefore, there is insufficient evidence to establish that a majority of respondent’s employees knowingly and intentionally submitted authorization cards. The record establishes at, as of January 9, the date of the Union’s demand for recognition, Respondent employed 19 employees in various factory job classifications sought by the Union. The Board will accept the testimony of a signatory or a witness to the signing of a union card as a valid method of authentication. See e.g. US.A. Polymer Corp., 328 NLRB 1242, 1269 (1999). Moreover, the Board has long held that it “will . . . accept as authentic any authorization cards which were returned to the person soliciting them even though the solicitor did not witness the actual act of signing.†Evergreen America Corp., 348 NLRB No. 12, slip op. at 2 (2006)(quoting McEwen Mfg. Co., 172 NLRB 990, 992 (1968)). I find that, relying upon these methods, the General Counsel has successfully authenticated 15 of the 22 union authorization cards collected by the Union prior to January 9.31 _________________________ renounced the Union they would receive enhancements in their salaries and benefits, as described above. While I do not specifically rely upon Olguin’s testimony regarding what was said to employees on February 20, I do find, however, that his testimony is generally corroborative of other witness testimony regarding what occurred during meetings Respondent held with employees. I conclude, however, that most events as described by him did not occur on the date or dates he attributed to them, but rather on a prior occasion or occasions. Even if I were to fully credit Olguin’s testimony regarding what occurred on February 20, any findings made pursuant to his testimony would be largely duplicative of other findings made herein. 31 The card of Arturo Aquino was authenticated by Chavez, who witnessed the signing at the meeting held by Mendoza on December 29; the card of Felimon Aquino was authenticated by Cordova, who witnessed the signing; Domingo Benitez’s card was authenticated by witnesses Hernandez and Cordova; Chavez identified his own card and his card was additionally authenticated by Mendoza; Cordova identified his own card, and his testimony was corroborated by Hernandez; Hernandez witnessed Antonio Flores sign his card. Cordova witnessed Juan Fuentes sign his card; Hernandez identified his own card, and Cordova witnessed the signing as well; the cards of Miguel Angel Linares, Paulino Martinez and Gregorio Morales were authenticated by Cordova, who witnessed the signing; Olguin identified his own card and it was additionally authenticated by Mendoza, the card solicitor and by Chavez as a witness; the card of Hipolito Soleto was authenticated by Mendoza, the card solicitor and by Chavez as a witness; the card of Celso Vivar was authenticated by Mendoza, the card solicitor and by Chavez and Olguin, as witnesses; Antonio Zuniga’s card was authenticated by Chavez, as witness. With respect to the other cards in the exhibit herein, these include a duplicate card and cards from employees not part of the defined bargaining unit. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 17 With respect to the issue of whether the employees in question knowingly and intentionally submitted authorization cards, the Board has long held that “[w]hen a card signer is illiterate, or has no ability in English, it must be established that the card signer knew what he was signing and in fact authorized the Union to represent him.†Brancato Iron Works, Inc., 179 NLRB 75, 81-83 (1968). There must be evidence that the card was translated or explained so that the card signer “understood the meaning and purpose of an authorization card†otherwise it “cannot be counted toward establishing the Union’s majority support.†Food Cart Market, 286 NLRB 1016, 1017 (1987). See also M&M Backhoe Services, 345 NLRB No. 29, slip op. at 5 (2005). As an initial matter, I find it inherently plausible and probable that Respondent’s employees discussed among themselves the import of the authorization cards at the time they were signed. I further credit Hernandez’s testimony that Union organizer John Mendoza explained the purpose of the cards given to him and to Benitez; that he understood the card was for the purpose of authorizing the Union to represent employees in order to negotiate with the company and that he returned to work and explained the purpose of the cards to his coworkers. Cordova, who was working that day, understands English sufficiently to read and comprehend the authorization card and stated that he understood that by signing it he was giving the Union the power to represent the workers in terms of rate of pay and other working conditions. I credit Cordova’s testimony that he explained his understanding of the meaning of the card to his coworkers. Employees on the morning shift met with Mendoza at the end of their shift on December 29. I credit Mendoza’s testimony that while meeting with employees he explained to them that the cards would enable the Union to legally represent them and bargain for improved terms and conditions of employment, and note that his testimony in this regard was corroborated by the fact that Hernandez was authorized by his coworkers to present the signed cards to Mendoza at this time. Mendoza met with employees of the night shift that evening and explained the purpose of the cards, as he had previously that day. His testimony in this regard was corroborated by night shift employees Chavez and Olguin. Chavez recalled that Mendoza stated that by signing the cards it would mean that they were accepting the Union to represent them with the company; similarly Olguin testified that Mendoza advised employees that the cards authorized the Union to speak on their behalf to the boss. Based upon the foregoing evidence, I find that Counsel for the General Counsel has met its burden of establishing that the card signers understood the purpose of the Union’s authorization cards, notwithstanding any inability to read or speak English. I further conclude that, as of January 9, the Union represented a majority of employees in the bargaining unit set forth in the recognition agreement.32 32 In its answer, Respondent does not specifically deny that the unit defined in the recognition agreement is an appropriate unit but, rather, “respectfully refers the Court to the applicable law for its content and meaning.†The defined unit describes those employees involved in Respondent’s production process. As the record establishes, this includes employees who mix product, operate the machinery, pack the tortillas and prepare them for shipping, and excludes the drivers and other enumerated classifications. In cases where there is a voluntary recognition of a Union, the assessment of whether a bargaining unit is appropriate is “limited to a determination that the agreed-upon unit is not inconsistent with the Act or contrary to Board policy.†Alpha Associates, 344 NLRB No. 95, slip op at 3 (2005). In the instant case, a unit of production employees, which does not include drivers or helpers, is neither inconsistent with the Act nor contrary to Board policy. See E.H. Koester Bakery Co., 136 NLRB 1006 (1962) (inclusion of drivers in a more comprehensive unit would be based upon community of interest standards.) I find therefore, that the unit defined in the recognition agreement is an appropriate unit for purposed of collective bargaining. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 18 Respondent’s Recognition of the Union The complaint alleges that on or about January 9, Respondent recognized the Union as the exclusive collective bargaining agreement of its employees in the described unit, a contention which Respondent denies. It is undisputed that, on January 9, El-Haj and Mendoza came to Respondent’s facility and were accompanied by unit employees who were assigned to work the morning shift on that day; that employees remained outside rather than reporting to work as was their custom; that the Union representatives had a discussion with Reyes in the presence of these employees; that the Union presented Reyes with the document described above; that employees then began their work duties and that Reyes, together with the Union representatives, proceeded to Reyes’ office where he signed the document in question. Respondent contends that this sequence of events does not evince a lawful recognition of the Union as the collective- bargaining representative of its employees because Reyes did not understand what the document was or intend to recognize the Union by signing the document in question. Thus, it is argued, there was no “meeting of the minds†in regard to recognition and, therefore, no enforceable recognition agreement. In support of this argument, Respondent points to the fact that the agreement, a complex legal document which, as El-Haj testified, he would be unable to draft himself, was never translated for Reyes. Respondent additionally argues that Reyes “was pressured, felt threatened, and just wanted the employees to return to work.†Respondent also alleges that Mendoza got close to Reyes and raised his voice. It has long been acknowledged that, under Section 9(a) of the Act, a valid bargaining relationship may arise not only as a result of a Board-certified election, but also from an employer’s voluntary recognition of a majority union. American Opera Musical Theatre Co., 332 NLRB 1627 (2001); Royal Coach Lines, Inc., 282 NLRB 1037 (1987) enf. denied on other grounds, 838 F.2d 47 (2d Cir. 1988). See also Terracon, Inc., 339 NLRB 221, 223 (2003), enfd. sub nom. International Union of Operating Engineers Local 150 v. NLRB, 361 F.3d 395 (7th Cir. 2004)(a majority union may become the recognized bargaining representative of a unit of employees when an employer either explicitly or implicitly agrees to recognize it). A signed recognition agreement evinces an employer’s voluntary recognition of a union. See Moisi & Son Trucking Inc., 197 NLRB 198, 200 (1972) (letter to union stating, in relevant part, “. . .We also hereby agree to recognize [the union] as exclusive Bargaining Agent for our drivers†found to establish voluntary recognition); Royal Coach Lines, supra. As noted above, Respondent argues that Reyes never recognized the Union because he did not understand the import of what he was signing. This defense fails as both a matter of fact and a question of law. As an initial matter, I did not find Reyes to be a credible witness. When questioned by Counsel for the General Counsel he was uncooperative, evasive and vague. He recanted testimony on various details, and offered false and highly improbable testimony on others. 33 33 For example, Reyes initially admitted that prior to assuming ownership he was the “manager†of the facility, and then asserted that he was merely a helper, limited to performing menial tasks. He denied knowing whether any employees had been hired during the period from 1994 to 2005. Given the fact that Respondent’s entire payroll consists of approximately 23 individuals, this is highly improbable. He claimed Continued JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 19 Even when questioned by his own attorney, his account of events was sparse and at times clearly appeared to have been extemporized. Having had the occasion to observe him in person, I do not believe that he would have felt physically threatened by the Union representatives and do not credit his vague and non-specific testimony regarding any sort of physical coercion, in any event. Similarly, I do not credit Reyes’ testimony regarding his inability to comprehend English. I observed that during the course of the hearing and in particular during his testimony, Reyes appeared to understand what was occurring without benefit of translation. Moreover, I credit El-Haj and Mendoza’s generally corroborative testimony that they offered to translate the recognition agreement to Reyes, and that he indicated that would not be required. Further, I find it inherently implausible that Mendoza would not have translated the agreement to Reyes if it had been apparent that he could not understand it. I additionally note that there is unrebutted evidence that Reyes spoke in English with Union representatives on the date of the recognition, on a subsequent occasion when the Union visited the facility and when summoning the police on the day after Hernandez’s discharge. Further, there is no evidence that the Union misrepresented the nature of the document to Reyes.34 Moreover, and significantly, Reyes admitted that he signed the agreement to induce his employees to work. This indicates that he understood the purpose of the recognition agreement, and, further, evinces an acknowledgement that the Union had the majority support of his employees. The agreement in question is relatively lengthy and specific, and I do not believe that Reyes, as the owner and proprietor of a successful business, would cavalierly sign such a document if he did not intend to do so. I note that the testimony is unrebutted that Reyes asked his employees whether they desired representation and, after an initial hesitation, they confirmed to him that they did. Thus, based upon the foregoing, I conclude that Reyes knew that a majority of his employees supported the Union further understood the significance of the document he was signing on that date. 35 Even if that were not to be the case, however, it is well settled that Respondent’s proffered defense fails as a matter of law. As has been noted, such an argument amount to _________________________ that, prior to retaining the services of a payroll service, he maintained no records of his cash payroll and then, apparently realizing the improbability of such testimony, suddenly recalled that he had an accountant in New Jersey who, among other things, filed income tax returns for his employees. Reyes further initially testified that he was present at the facility at the time Hernandez was discharged, but in later testimony was compelled to admit that he was not. 34 Reyes’ testimony that he took the document and sought out a lawyer to tell him what it said was clearly extemporized and, under the circumstances herein, incredible. Clearly, Reyes could have sought that advice, but under economic pressure, decided not to do so. 35 Although an employer may request to see a union’s evidence of majority status at the time a demand for recognition is made, a union is not required to show the employer any evidence of majority status unless the employer makes such a request. As the Board stated in Windsor Place Corp., 276 NLRB 445 fn. 1 (1985), citing Ladies Garment Workers v. NLRB, 366 U.S. 731, 739-740 (1969):“We disavow the judge’s finding that a union must demonstrate its majority status before an employer can recognize it. Rather, an employer can recognize a union without such a demonstration but risks 8(a)(2) liability for recognizing a union supported by a minority of unit employees.†In Moisi & Son Trucking, supra at 198 fn. 2, the employer chose to extend recognition solely upon the union’s claim of majority support, without an independent card check. The employer subsequently challenged the nature of its understanding with the union, but the Board concluded that the employer had failed to introduce sufficient evidence challenging the union’s majority at the time of the agreement. The Board held that “[o]nce an employer has extended voluntary recognition to a union, . . .he will not be heard subsequently to challenge its majority status in an 8(a)(5) proceeding unless he introduces affirmative evidence proving a lack of majority at the time of the recognition agreement.†Id. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 20 nothing more than an “’ignorance of the law’ excuse; that is to say, it presents no legally cognizable excuse at all.†MPF Fire Protection, 318 NLRB 840, 842 (1995). In this regard, Respondent’s reliance upon NLRB v. Clark-Sprague, Inc., 440 F.2d 1099 (1971) is misplaced. In that case, the court agreed with the trial examiner that, when confronted with authorization cards signed by employees, the company president’s statement that he would have to talk with the plant manager about the issue indicated that there was no express recognition at that time. The court relied upon the company president’s testimony, credited by the trial examiner, that the union had left it “entirely up to [the company] to decide if it would be all right with us if they represented [the employees]. . We left them on the best of terms and with the idea we would let them know if we decided pro or con.†As the court concluded, this did not demonstrate that any “meeting of the minds†had been reached on the issue of recognition as to this particular unit of employees. The facts of the instant case, as described above, present no such ambiguity. Accordingly, based upon the foregoing, I conclude that on January 9, Respondent voluntarily recognized the Union as the exclusive collective-bargaining representative of the employees in the designated unit. It is well settled that a union that has been voluntarily recognized by an employer is entitled to an irrebutable presumption of majority status which remains in force for a “reasonable period of time†during which the employer is under an obligation to meet and bargain with the union. Royal Coach Lines, supra at 1038; American Opera Musical Theatre Co., supra at 1631; Keller Plastics Eastern, 157 NLRB 583 (1966).36 In the instant case, Respondent recognized the Union on January 9 but never fulfilled its obligation to bargain with the Union.37 The evidence establishes that the Union sought to commence negotiations within days after the recognition agreement was signed, but Reyes refused to agree to dates.38 The Union reiterated its demand for bargaining by letter and by returning to the facility accompanied by Hernandez and other employees, only to be rebuffed. Thus, as General Counsel has argued, the “reasonable period of time†to bargain had not begun, much less elapsed. By failing and refusing to meet and bargain with the Union as the exclusive collective-bargaining representative of its employees, I find that Respondent has violated Section 8(a)(1) and (5) of the Act. The Alleged Violations of Section 8(a)(1) As noted above, the complaint alleges numerous violations of Section 8(a)(1) of the Act. Respondent’s answer denied the allegations; however Respondent presented no rebuttal 36 Upon expiration of a reasonable period of time, a union continues to enjoy a rebuttable presumption of majority status, whereby an employer may withdraw recognition from a union only if it possesses evidence that the union has in fact lost its majority support in an atmosphere untainted by unfair labor practices. See Alpha Associates, supra slip op. at 4. Respondent has raised no such argument herein, and the underlying circumstances would not support it, in any event. 37 I do not credit Reyes’ obviously false testimony that the Union never returned to the facility but if they did, he gave them his attorney’s business card. 38 It was at this point, after the recognition had been extended, that Respondent demanded to see proof of the Union’s majority, by viewing the cards. The Union offered to establish its majority support through a neutral third-party card check or by showing the cards to Reyes on the condition that he sign an acknowledgment that he had seen them. Both these options were rejected, and based upon the totality of the circumstances as described above, I conclude that Reyes did not, in fact, have any reasonable basis to question the majority status of the Union. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 21 evidence to the account of events presented by the General Counsel’s witnesses. Moreover, Respondent fails to address these allegations of the complaint in its brief. In general, I found General Counsel’s witnesses to be credible. Clearly, there are certain discrepancies in their testimony, in particular regarding what was discussed at various meetings held with employees. Given the number of meetings held, coupled with the fact that there were several agents of Respondent, and others, present and speaking at these meetings, I find it entirely probable that witnesses testifying truthfully, and to the best of their recollection, would not have an exact or verbatim recollection of events. Moreover, it is likely in my view that the recollection of various witnesses might differ in certain respects as to what they recall occurring on any particular occasion. These variances in witness testimony, rather than undermining credibility, support a finding that they were recounting, as truthfully as possible, what they observed and recalled from the various occasions in which the Union was discussed. I further note that at the time of his testimony for the General Counsel, Cordova was employed by the Respondent, and Olguin was a current employee as well. I find that, to the extent these witnesses appeared to accurately recall events that transpired, their testimony tends to be reliable because, on the whole, they were testifying adversely to their interests. Advocate South Suburban Hospital, 346 NLRB No. 23 fn. 1 (2006) (quoting Flexsteel Industries, 316 NLRB 545 (1995), enfd. mem. 83 F.3d 419 (5th Cir. 1996).39 My conclusions in this regard are buttressed by an observation of the witnesses’ demeanor. With respect to Cordova, I note that Counsel for the General Counsel found herself obliged to refresh his recollection on a number of occasions. Once that was accomplished, however, I found his testimony to be detailed and complete and he presented his testimony in a forthright and direct manner. 40 Similarly, the other witnesses presented by Counsel for the General Counsel answered questions on direct and cross-examination in a forthright manner, without evasion. Moreover, Respondent failed to offer any evidence to rebut the testimony regarding the numerous allegations of Section 8(a)(1). It is well-settled that when a party fails to call a witness who may be reasonably assumed to favor that party’s position regarding an issue in dispute, an adverse inference may be drawn regarding those factual matters about which the witness is likely to have knowledge. International Automated Machines, 285 NLRB 1122 (1987), enfd. 861 F.2d 720 (6th Cir, 1988). A similar inference may be drawn where a witness is called by a party who testifies to some matters but not others. The Salvation Army, 345 NLRB No. 48, fn. 7 (2005). In this case neither Reyes nor Diaz offered any testimony regarding any alleged violation of Section 8(a)(1) in rebuttal to that offered by the General Counsel’s witnesses. 39 As noted above, I do not find Olguin’s recollection to be entirely reliable; however, I do believe that the events he described took place, but not quite in the order that he placed them. 40 At the hearing, Respondent sought to impeach Cordova’s credibility by introducing evidence that he presented fraudulent work authorization documentation to Respondent. General Counsel objected on the basis that such questions were improper under the Federal Rules of Evidence, Rule 608(b). After the parties briefed the issue, and presented oral argument in support of their respective positions, I ruled that Respondent could not question Cordova regarding these matters, but announced that I would treat the record as if Cordova would have invoked his right against self-incrimination to such questions. I further advised Counsel for Respondent that he could, therefore, argue that I draw any appropriate adverse inferences from Cordova’s anticipated refusal to answer such questions. See Matter of Maurice, 73 F.3d 124, 126 (7th Cir. 1995). In its brief, Respondent has raised no such argument and I conclude that Respondent has abandoned this issue. Even if this were not to be the case, however, in considering the record as a whole, including my observation of his demeanor and other attendant circumstances, described above, I find Cordova was a truthful witness herein, and this conclusion would not be altered if it were to come to light that he had provided fraudulent work authorization documentation to Respondent. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 22 Respondent failed to call, or to explain its failure to produce, Joel Reyes, Soto or the mediator. I infer, therefore, that if these witnesses had testified truthfully to the matters raised by the General Counsel’s witnesses, such testimony would not have been favorable to the Respondent. Agency Status of Wilson Soto and the “Mediator†The General Counsel alleges that both Soto and the mediator acted as agents of Respondent within the meaning of Section 2(13) of the Act. In its answer, Respondent denied agency status, but presented no evidence as to why that would not be the case. Further, Respondent has presented no evidence to rebut that Soto and the mediator were present at employee meetings or to refute what they are alleged to have told employees. Respondent fails to address the issue of these individuals’ agency status in its brief. Under the Act, an employer is responsible for the actions and statements of persons acting as its agents. In making this determination, the Board applies common law agency principles. If an individual acts with the apparent authority of the employer with respect to alleged unlawful conduct, the employer is responsible for such conduct. “Apparent authority results from a manifestation by the principal to a third party that creates a reasonable basis for the latter to believe that the principal has authorized the alleged agent to perform the acts in question.†D&F Industries, 339 NLRB 618, 619 (2003)(quoting Cooper Industries, 328 NLRB 145 (1999)). Section 2(13) of the Act provides that in “determining whether any person is acting as an ‘agent’ of another person so as to make such other person responsible for his acts, the question of whether the specific acts performed were actually authorized or subsequently ratified shall not be controlling.†The position and the duties of the alleged agent are relevant in determining agency status and the Board also will also consider whether the alleged agent’s statements or conduct were consistent with those of the employer. D&F Industries, supra. In agreement with the General Counsel I find that, in various meetings with employees, both Soto and the mediator acted as agents of Respondent. In this regard, I note that Soto told employees, with Reyes present, that he was hired by Respondent to work on the Juan Hernandez case. Virtually all of the allegedly unlawful statements made by Soto and the mediator (with the exception of any discussions Soto may have had with Hernandez after his discharge) were made at the Respondent’s facility, in the presence of admitted agents and supervisors of Respondent, who not only failed to disavow or contradict the statements, but frequently ratified them. While the nature of the business relationship between Respondent and the mediator is unknown, his statements were made in furtherance of Respondent’s anti-union campaign. Thus, I find that his status as an agent for purposes of Section 8(a)(1) liability is established. Accordingly, I conclude that both Soto and the mediator were agents of Respondent during all relevant times herein. The Alleged Violations of Section 8(a)(1) January 27 – Demand To See Work Authorization Documents Leading to a Threat of Discharge As noted above, when Union representatives, accompanied by Hernandez, approached Reyes seeking a commitment to dates for collective bargaining, he immediately demanded to see “papers†(which under the circumstances I construe to be a demand for work authorization documents) from Hernandez and then from employees who were gathered outside his office. This demand was then followed by a threat of discharge if employees failed to comply. Irregardless of the legal rights and obligations Respondent may have to require that its JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 23 employees produce work authorization documentation in general,41 its demands on this occasion were issued in immediate response to the Union’s demand for collective bargaining and were integral to a general threat of discharge to employees, to discourage them from supporting the Union, in violation of the Act.42 January 30 –Promises of Benefits, Implied Threats of Job Loss and Solicitation of Employee Signatures Evincing Rejection of the Union With employees gathered for a meeting during the shift change, Diaz and the mediator, in the presence of the Reyes brothers, promised employees improvements in their salaries and benefits, in exchange for their abandonment of the Union. Such conduct constitutes an unlawful promise of benefits. ELC Electric, Inc., 344 NLRB No. 144 (2005); Country Window Cleaning Co., 328 NLRB 190 (1999). At the same time, employees were told that the Union would, after some time had passed, replace current employees with their own people. I find that by these statements, Respondent impliedly and unlawfully threatened its employees with the prospect of job loss if the Union were to continue to represent them. North Hills Office Services, supra, slip op. at 2. At this meeting, Diaz began his solicitation of employee signatures on a petition to withdraw their support for the Union. Such a request is also violative of Section 8(a)(1) of the Act. County Window, supra at 195 (employer’s request that employees sign a document withdrawing previously-indicated interest in joining union unlawful). January 31 – Attempt to Poll Employees Regarding their Continuing Support for the Union As discussed above, on January 31, after extending voluntary recognition to the Union, Diaz and the mediator distributed a ballot by which employees were to “vote†as to whether they wanted Union representation. As has been noted, “an employer may not initiate a poll of employee sentiments in an attempt to create –as opposed to confirm—a good faith doubt of the union’s majority support among employees.†Public Service Co. of Oklahoma (PSO), 334 NLRB 487, 505 (2001). Respondent’s attempt to poll employee sentiment was also lacking the fundamental safeguards set forth in Struksnes Construction Co., Inc., 165 NLRB 1062, 1063 (1967).43 See also Lou’s Produce, Inc., 308 NLRB 1194, 1195 fn. 6 (1992), enfd. Lou’s 41 In fact, the record indicates that both prior and subsequent to the Union’s organizing campaign Respondent took only a sporadic interest in requiring work authorization documentation from its employees. The record establishes that when Diaz came on board, he found that Respondent failed to have required documentation for employees. By Diaz’s own admission, when he asked employees to provide the required documentation, a number of employees failed to comply. Nevertheless, such employees continued in Respondent’s employ at least though the time Diaz testified herein. 42 The Board has held that, under similar circumstances, a demand for work authorization documentation is a separate and distinct violation of Section 8(a)(1). See e.g. North Hills Office Services, Inc., 344 NLRB No. 134, slip op. at 1-2 (2005); Regal Recycling, Inc., 329 NLRB 355, 366 (1999); Victor’s Café 52, Inc., 321 NLRB 504, 514-515 (1996). In this case, however, the complaint does not specifically allege the demand for work authorization documents as an independent violation of Section 8(a)(1). It appears from the arguments framed in Counsels for the General Counsel’s brief that they have construed Reyes’ hasty demand for work authorization documents to be part of an overall pattern of coercive conduct culminating in an unlawful threat of discharge, and I so find. 43In Struksnes, supra at 163, the Board held, “[a]bsent unusual circumstances, the polling of employees by an employer will be violative of Section 8(a)(1) of the Act unless the following safeguards are observed: (1) the purpose of the poll is to determine the truth of a union’s claim of majority; (2) this purpose is communicated to employees, (3) assurances against reprisal are given, (4) the employees are polled by secret ballot and (5) the employer has not engaged in unfair labor practices or otherwise created a coercive atmosphere.†The burden of establishing that such safeguards are complied with is on Continued JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 24 Produce, Inc. v. NLRB, 21 F.3d 1114 (9th Cir. 1994). Accordingly, I find that Respondent’s post- recognition attempt to poll employees regarding their continued Union support was coercive, and under the circumstances herein, constituted an unlawful interrogation of employees regarding their support for the Union, as alleged in the complaint. See Greenleaf Motor Express, 285 NLRB 844 fn. 3 (1987).44 Early February – Demand that Employees Sign a Renunciation of Union The unrebutted evidence establishes that, shortly after Hernandez was fired, employees were called to a meeting where Diaz again told employees that they had to sign a paper rejecting the Union. Notwithstanding the fact that employees did not sign any such paper at this time, such a demand violates Section 8(a)(1) of the Act. County Window, supra. February 10 – Threats of Reduced Hours and Plant Closure On February 10, driver Sanchez (not an alleged agent of Respondent) told employees that as a result of the Union campaign he had not been able to deliver tortillas. Reyes seized upon this opportunity to explain to employees that, as a consequence, he would have to reduce work hours. He then told employees that he would close the business altogether and reopen under another name, and that this could be avoided if employees would sign a paper rejecting the Union. Such comments violate Section 8(a)(1) of the Act. See E.L.C. Electric, Inc., supra; Regal Recycling, supra. February 13 – Meeting with Wilson Soto At this meeting, Soto told employees that Hernandez had been unjustly discharged. As Counsel for the General Counsel notes, the Board has held that informing employees that an employee’s discharge was prompted by protected activity has been found to be a violation of Section 8(a)(1). While Soto did not specifically state to employees that Hernandez had been fired for his Union activity, the unmistakable implication of his statement, placed in the context of ongoing anti-Union meetings, was that Hernandez’s protected conduct was the cause of his discharge. See e.g. Sands Hotel & Casino, 306 NLRB 172, 184, enfd. 993 F.2d 913 (D.C. Cir. 1993)(employer’s statement that implied that employee’s discharge was due to protected conduct was violative of Section 8(a)(1) of the Act.) This is particularly true given the context of Soto’s other comments, in particular, that Hernandez would be brought back to work if employees renounced their support for the Union, a statement which is, in and of itself, another violation of the Act. See Del Rey Tortilleria, Inc., 272 NLRB 1106, 1114 (1984), enfd. NLRB v. Del Rey Tortilleria, Inc., 787 F.2d 1118 (7th Cir. 1986), At this meeting, Soto yet again solicited employees to sign a paper renouncing the Union, in violation of Section 8(a)(1) of the Act. County Window, supra. February 20 – Solicitation of Employee Petition Rejecting Union On February 20, two meetings were held with employees where an anti-Union petition was circulated. Although the first meeting was presided over solely by employee drivers, it is clear from the context that this meeting was only condoned, but also ratified by Respondent. As an initial matter, the morning meeting was held openly in the facility, during production hours, _________________________ the employer and a failure to comply with just one of these requirements renders the poll unlawful. See Lackawanna Electrical Construction, 337 NLRB 458, 465 (2002)(and cases cited therein). 44 Diaz’s threat to discharge Hernandez for his failure to submit the poll is discussed below. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 25 and the machines were turned off for this purpose. Reyes was in the facility, where he could easily observe what was occurring. As to the second meeting, the credited evidence shows that employees were called to Reyes’ office directly, and presented with the petition. Under these circumstances, there can be little doubt that the solicitation of employee signatures purporting to renounce their support of the Union was coercive and violative of Section 8(a)(1) of the Act. County Window, supra at 196 (and cases cited therein)(employees put “on the spot†when asked to sign a prepared letter revoking their prior designation of the union.) The Unlawful Discharge of Juan Hernandez The complaint alleges that the Respondent’s discharge of Juan Hernandez violated Section 8(a)(1) and (3) of the Act. Respondent contends that Hernandez was lawfully discharged by Diaz after he refused to provide the necessary accounting documents and treated Diaz with disrespect and disdain. In this regard, Respondent argues that all employees were asked for social security cards and other identifying documentation, and had been asked to provide similar documentation in the past. Respondent minimizes the import of Hernandez’ protected conduct, arguing that Hernandez was not alone in refusing to participate in Respondent’s “straw vote†regarding the Union, and notes that the General Counsel’s own witnesses established that there had been a total lack of employee participation. Respondent additionally points to the fact that Hernandez was only one of four committee persons to sign the recognition agreement, and no other employee was discharged. Respondent further contends that there is no direct evidence of any improper motive for Hernandez’ termination, and in this regard, relies upon Hernandez’ testimony that he did not know why he was terminated. The Supreme Court-approved analysis in 8(a)(1) and (3) cases turning on employer motivation was established in Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982). See NLRB v. Transportation Management Corp., 462 U.S. 393, 395 (1983) (approving Wright-Line analysis). In Wright Line the Board determined that the General Counsel carries the burden of persuading by a preponderance of the evidence that the employee's protected conduct was a motivating factor (in whole or in part) for the employer's adverse employment action.45 Proof of such discriminatory motivation can be based on direct evidence or can be inferred from circumstantial evidence based on the record as a whole. Robert Orr/Sysco Food Services, 343 NLRB 141, 142 (2004), enfd. mem. 179 LRRM (BNA) 2954 (6th Cir. 2006); Embassy Vacation Resorts, 340 NLRB 846, 848 (2003). This includes proof that the employer's reasons for the adverse personnel action were pretextual. Road Trucking Co., 342 NLRB 895, 897-898 (2004), citing Laro Maintenance Corp. v. NLRB, 56 F.3d 224, 229 (D.C. Cir 1995) (“When the employer presents a legitimate basis for its actions which the factfinder concludes is pretextual .... the factfinder may not only properly infer that there is some other motive, but that the motive is one that the employer desires to conceal-an unlawful motive ….â€) (internal quotations omitted).46 45 In particular, the General Counsel must show that the employee had engaged in protected activity and that the Respondent knew of this activity. The General Counsel must also establish that the activity was a substantial or motivating reason for the employer’s action. 46 The Board has also found that when an evaluation of the General Counsel's initial case, or Respondent's defense, includes a finding of pretext, this “defeats any attempt by the Respondent to show that it would have discharged the discriminatee[s] absent their union activities.†Road Trucking Co., supra at 898; La Gloria Oil and Gas Co., 337 NLRB 1120, 1124 (2002). “This is because where†the evidence establishes that the reasons given for the Respondent's action are pretextual --that is, either false or not in fact relied upon-the Respondent fails by definition to show that it would have taken the same action for Continued JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 26 Where the General Counsel makes an initial showing under Wright Line, the burden shifts to the Respondent to establish that it would have taken the same action even in the absence of union activities. Williamette Industries, 341 NLRB 560, 563 (2004); Wright Line, supra. To meet its Wright Line burden, “[a]n employer cannot simply present a legitimate reason for its action but must persuade by a preponderance of the evidence that the same action would have taken place even in the absence of the protected activity.†W.F. Bolin Co., 311 NLRB 1118, 1119 (1993), petition for review denied 70 F.3d 863 (6th Cir. 1995), enfd. mem. 99 F.3d 1139 (6th Cir. 1996). See also Manno Electric, Inc., 321 NLRB 278, 280 fn. 12 (1996). In the instant case, I find that the General Counsel has met its initial burden under Wright Line of establishing that Hernandez was discharged for his protected conduct.47 As noted above, Hernandez was one of the employees initially approached by the Union, and he distributed and collected authorization cards from his coworkers. Only a few days after the recognition agreement was signed, Union representatives returned a copy to Reyes bearing counter-signatures, including that of Hernandez. Further, Reyes was specifically told that Hernandez had signed the recognition agreement as a member of the Union’s bargaining committee. Hernandez accompanied Union representatives El-Haj and Mendoza to the facility on January 27, and acting as spokesman for the Union, advised Reyes that the Union was there to speak with him. He was told to “go to hell.†He accompanied the Union representatives into Reyes’ office. When the Union requested that Reyes provide them with dates for negotiations, Reyes demanded that Hernandez produce papers, made a similar general announcement to other employees in the vicinity and then announced to employees that those who did not produce such papers would be dismissed. Hernandez thereafter attended the meeting held for employees on January 30, described above, where he spoke out and countered the company’s contentions (including those found to unfair labor practices), openly stated that Reyes had refused to provide employees with improved salaries and benefits. He was discharged on the following day.48 Thus, I find that the record supports a finding that Hernandez openly engaged in protected conduct, and that Respondent had knowledge of such conduct. Moreover, Respondent’s animus toward such conduct is amply demonstrated by totality of the evidence herein including Respondent’s withdrawal of recognition from the Union and its refusal to _________________________ those reasons, absent the protected conduct, and thus there is no need to perform the second part of the Wright Line analysis.â€' Road Trucking, supra, citing, Golden State Foods Corp., 340 NLRB 382, 385 (2003). 47 In their brief, Counsels for the General Counsel initially argue that, inasmuch as Hernandez was discharged while refusing to engage in Respondent’s coercive poll, he was thus discharged while engaging in protected conduct and an analysis pursuant to Wright Line is not necessary. In support of this contention, General Counsel relies upon Felix Industries, 331 NLRB 144, 146 (2000), remanded on other grounds, Felix Industries v. NLRB., 251 F.3d 1051 (D.C. Cir. 2001). That case, however, dealt with a circumstance where it was undisputed that the alleged discriminatee engaged in certain conduct (found to be protected conduct), which the respondent claimed justified the discharge. That circumstance does not obtain here, where Respondent’s motivation for taking the allegedly unlawful action is disputed. In such cases, the Board has made clear that a Wright Line analysis is appropriate. Id. 48 The timing of Hernandez’s discharge, occurring four days after he approached Reyes on behalf of the Union, and only one day after he spoke at a meeting of employees, further supports a determination of unlawful motive. Davey Roofing, Inc., 341 NLRB 222, 223 (2004). JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 27 bargain as well as by substantial unrebutted evidence of numerous violations of Section 8(a)(1), as set forth above. These unfair labor practices, occurring just prior to Hernandez’s discharge, and in its immediate aftermath, provide direct evidence of Respondent’s unlawful motivation. See e.g. Mid Mountain Foods, Inc., 332 NLRB 251, 251 fn. 2 (2002). Inasmuch as the General Counsel has met its burden under Wright Line, the burden shifts to the Respondent to persuade, by a preponderance of the evidence, that it would have taken such action even in the absence of Hernandez’s protected conduct. During the course of the trial, and in its brief, Respondent offered the following rationales supporting its decision to discharge Hernandez. At the opening of the hearing, it was asserted that when Hernandez was informed of the requirement that he provide work authorization documentation, he “violently resisted†and “spoke strongly against it†and “was told in no uncertain terms by Mr. Diaz that he would be terminated if he appeared the next day without the documentation.†Then, “Mr. Hernandez appeared the next day without the documentation, and aggressively and arrogantly so. He said he was going to work, and was told no he’s not. He was fired or reminded that he had been fired contingent upon providing the documentation at that time. And then he proceeded to get violent and aggressive toward Mr. Reyes . . .[creating] a physical confrontation and [turning] off the manufacturing machines. . .†As noted above, Diaz testified that Hernandez was fired on January 31 for making faces at him in a disrespectful way when asked for his documentation, and Reyes testified that Hernandez was fired for not providing documentation and not reinstated because of his poor behavior on the following day.49 I find that any or all of these accounts, to the extent they can be credited, are insufficient to meet Respondent’s burden of proof to establish that it would have discharged Hernandez irregardless of his protected conduct. With regard to Respondent’s claim that Hernandez was fired for a failure to provide documentation, as an initial matter, I find that the evidence establishes that Hernandez had, at least partially, complied with Respondent’s request. It is undisputed that his personnel file contained a photocopy of a social security card, as well as a signed W-4 form. In this regard, I reject Diaz’s testimony that he had previously concluded that the social security card supplied by Hernandez was fraudulent. Based upon the exhibit entered into evidence by the Respondent, I find that Diaz would have been unable, upon nothing more than visual inspection, to determine that this was not a validly issued document. Moreover, had Diaz legitimately doubted the card’s authenticity, it is far more probable that he would have confronted Hernandez at the time he submitted it. Respondent has provided no other justifiable basis for Diaz to reasonably conclude that the documentation Hernandez had provided was fraudulent. Moreover, I do not credit Diaz’s testimony that he was stationed at the exit to the facility upon the conclusion of the work day on January 31 to demand work authorization documentation from employees. Rather, I find that the “paper†Diaz was seeking was the ballot which had been distributed to employees earlier that day. In so concluding, I note that Diaz admitted that a box had been left by the door for employees to deposit their completed ballots as they left work. Thus, I conclude that Diaz was stationed by the door to encourage employees to complete and return the poll at this time. More generally, I further find that there would have been no reason for Diaz to position himself at the door while employees were leaving at the end 49 To the extent Respondent has provided shifting explanations for the reason for Hernandez’s discharge this, too, provides further evidence of unlawful motivation. U.S. Coachworks, Inc., 334 NLRB 955, 957 (2001). JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 28 of their shift to request work authorization documentation which would obviously be more conveniently produced during the course of the work day. Further, there is no credible, probative evidence that Respondent has, before or since, discharged any other employee for a failure to provide work authorization documentation. In fact, as Diaz acknowledged, a number of employees who had failed to provide such documentation were still employed as of the time of the hearing. Thus, even if I were to find that Diaz had been requesting such documentation, I would be obliged to conclude that Hernandez had been treated in a differing fashion from other employees. Such disparate treatment constitutes evidence of an unlawful motive. Robert Orr/Sysco Food Service, supra. Moreover, Respondent’s apparently pressing concern for compliance with IRCA50 during the period when the Union was organizing does not excuse a discharge prompted by employee protected conduct. See Regal Recycling, Inc., 329 NLRB 355 (1999)(Board found violation where employer made sudden mass demand for work-eligibility documents not previously uniformly required and then “laid off†employees for failing to comply); Concrete Form Walls, 346 NLRB No. 80, slip op. at 5 (2006)(“an employer cannot use compliance with another statute [IRCA] as a smoke screen for its true purpose of retaliating against employees for exercising their Section 7 rightsâ€). Respondent further relies upon Diaz’s testimony that Hernandez was “making faces†and acting disrespectfully. Other than general comments about Hernandez’s “attitude,†Respondent has offered no specific evidence regarding any insubordination in which Hernandez may have engaged which would have justified his discharge on January 31. Diaz’s vague assertions, even if credited, fail to establish misconduct sufficient to meet Respondent’s burden of proof in this regard. Moreover, as General Counsel points out, the Board has long considered similar comments, such as accusing an employee of having a "bad attitude," to be a veiled reference to the employee's protected activities. See e.g., Climatrol, Inc., 329 NLRB 946 fn. 4 (1999); Promenade Garage Corp., 314 NLRB 172, 179-180 (1994); Cook Family Foods, 311 NLRB 1299, 1319 (1993). When referenced in the context of explaining why an employee was terminated, it constitutes "especially persuasive evidence" that the termination was unlawfully motivated. Cook Family Foods, supra at 1319. Respondent points to the fact that Hernandez was not alone either in refusing to complete the ballot or in counter-signing the recognition agreement, and argues that a lack of improper motive is proven by Respondent’s failure to take action against other employees. In this regard, I note that Hernandez was a prominent Union supporter, and acted as its spokesman during the encounter with Reyes on January 27. Moreover, it is well settled that an employer need not discharge every union adherent in order to make its point. See Flite Chief, Inc., 229 NLRB 968, 977 (1977); Great Atlantic & Pacific Tea Co., 210 NLRB 593 (1974). Respondent further argues that Hernandez’s discharge is justified by virtue of his conduct on the following day. This claim is not supported by the evidence. As an initial matter, there is no record evidence to support Respondent’s contention that Hernandez initiated a physical confrontation with Reyes, as has been contended. In fact, the only testimony in this regard establishes to the contrary: that it was Reyes who assaulted Hernandez on this occasion. Moreover, it is apparent from the evidence that Reyes ratified Diaz’s earlier determination to discharge Hernandez, and communicated this to him, prior to Hernandez 50 Immigration Reform and Control Act of 1986, which, inter alia, makes it unlawful for employers knowingly to hire undocumented workers or for employees to use fraudulent documents to establish employment eligibility. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 29 taking any action with regard to either instructing his coworkers to turn off their machines, or attempting to turn off the machines himself. Moreover, while Hernandez then did turn off the machines, interfering briefly with production, he took such action only after he had been told he was fired, had been instructed to leave the facility and was subject to an assault by Reyes. Reyes essentially confirmed this sequence of events when he testified that, “[Hernandez] was working on the machines and he had already been fired. He started to scream and to turn off the machines.†I further note that immediately after offering such testimony, Reyes was asked why Hernandez had been fired and replied, “[b]ecause of the documentation, he didn’t bring the documentation.†Thus, even if I were to assume that Hernandez had engaged in subsequent misconduct which would, under other circumstances, justify his discharge, in this instance Respondent cannot rely upon such conduct to defend its prior unlawful decision to terminate his employment.51 Thus, Respondent has failed to sustain its burden of establishing, by a preponderance of the evidence, that it would have discharged Hernandez notwithstanding his Union activity. I conclude, therefore, that Respondent has violated Section 8(a)(3) as alleged in the complaint. I further find that on the date of his termination, Hernandez was threatened with discharge for his failure to comply with Respondent’s unlawful poll, in violation of Section 8(a)(1) the Act. Moreover, Hernandez’s unrebutted testimony establishes that after his discharge both Reyes, and then Soto, told him that a condition of his return to work would include, among other things, a withdrawal of the charges relating to his termination, in violation of Section 8(a)(1) of the Act. Del Rey Tortilleria, supra at 1108. 52 V. Conclusions of Law 1. The Respondent is, and has been at all material times, an employer within the meaning of Section 2(2), (6) and (7) of the Act 2. The Union is, and has been at all material times, a labor organization within the meaning of Section 2(5) of the Act. 3. A Unit that is appropriate for bargaining under Section 9(b) of the Act is: All full-time and part-time production employees employed at the Employer’s facility located at 4 Heriot Place, Yonkers New York, including all production positions within the above stated location; excluded all supervisors, managerial employees, watchmen and guards as defined under the National Labor Relations Act. 4. Since January 9, 2006, the Union has been, and is, the exclusive collective- bargaining representative of employees employed by the Respondent in the unit described above for purposes of collective bargaining with respect to wages, hours and other conditions of employment. 51 The separate issue of what effect Hernandez’s post-discharge conduct should have upon the remedy herein is discussed below. 52 In so finding, I acknowledge that Hernandez’s testimony has certain inherent ambiguities. Considering his testimony in context and as a whole, however, it appears from the record that Respondent was insisting that Hernandez supply them with a release which included those matters pertaining to his unlawful discharge. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 30 5. By engaging in the conduct described below the Respondent has been interfering with, restraining and coercing employees in the exercise of the rights guaranteed in Section 7 of the Act in violation of Section 8(a)(1) of the Act: (a) Threatening employees with discharge if they fail to provide work authorization documentation because of their support for the Union; (b) Promising employees improvements in wages and benefits if they renounce their support for the Union; (c) Impliedly threatening employees with job loss if the Union were to continue to represent them; (d) Soliciting employees to sign a petition withdrawing their support for the Union; (e) Coercively polling or otherwise interrogating employees regarding their support for the Union and threatening them with discharge if they fail to comply; (f) Threatening employees with reduced work hours and plant closure as a result of continued Union representation; (g) Informing employees that Juan Hernandez’s discharge was a result of his Union activities and conditioning his reinstatement on employee withdrawal of support for the Union; (h) Conditioning Juan Hernandez’s reinstatement upon the withdrawal of unfair labor practice charges filed against Respondent. 6. By discharging and refusing to reinstate Juan Hernandez, Respondent has been discriminating in regard to the hire or tenure or terms and conditions of employment of its employees, thereby discouraging membership in a labor organization, in violation of Section 8(a)(1) and (3) of the Act. 7. By withdrawing recognition from the Union as the collective-bargaining representative of the employees in the unit described above, and failing and refusing to bargain collectively and in good faith with the Union, the Respondent has violated Section 8(a)(1) and (5) of the Act. 8. Respondent has thereby engaged in unfair labor practices affecting commerce within the meaning of Section 2(6) and (7) of the Act. The Remedy Having found that Respondent has engaged in certain unfair labor practices, I find it necessary to order Respondent to cease and desist therefrom, and to take certain affirmative action necessary to effectuate the policies of the Act. I shall recommend that Respondent be ordered to recognize and bargain with the Union as the exclusive collective-bargaining representative of employees in the appropriate unit of employees set forth above concerning their terms and conditions of employment and, if an agreement is reached, to embody such understanding in a signed agreement An issue is raised concerning the appropriate remedial order for Hernandez’s unlawful discharge. There are two sets of circumstances which call into question whether an order for the JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 31 Board’s traditional remedy is an appropriate one. One involves whether Hernandez is, in fact, authorized to work in this country and, if not, whether Respondent’s conduct has any impact on a determination regarding the appropriate remedy for Hernandez’s unlawful discharge. The issue of whether Hernandez is an undocumented worker was not litigated herein; neither was the issue of what complicity, if any, Respondent may have had in flouting the provisions of IRCA and how that might impact any remedy found to be proper.53 I find it appropriate, therefore, to leave resolution of these issues to later compliance proceedings, if necessary. See Tuv Taam Corp., 340 NLRB 756 (2003) (“Typically, an individual's immigration status is irrelevant to a respondent's unfair labor practice liability under the Act. Questions concerning the employee's status and its effect on the remedy are left for determination at the compliance stage of a case.â€) In addition, as discussed above, I have found that on the day following his discharge, Hernandez returned to the facility where, during the course of events that transpired, he turned off Respondent’s manufacturing machines.54 The question is whether this post-discharge conduct constitutes serious misconduct that renders Hernandez unfit for future service with Respondent, and tolls any backpay remedy. Roure Bertrand Dupont, Inc., 271 NLRB 433 (1984). As the Board has observed, “not every impropriety deprives the offending employee of the protection of the Act. The Board looks at the nature of the misconduct and denies reinstatement “in which the misconduct is violent or of such character as to render the employees unfit for further service. “ C-Town, 281 NLRB 458 (1986), (quoting J.W. Microelectronics Corp., 259 NLRB 327 (1981)). The Board also takes into account whether the misconduct was an “emotional reaction†to the employer’s own unlawful discrimination against the employee. Alto-Shaam, Inc. 307 NLRB 1466, 1467 (1992), enfd. 996 F.2d 1219 (7th Cir. 1993), cert. denied 114 S.Ct. 442 (1993) (and cases cited therein.) See also Dearborn Big Boy No. 3, Inc., 328 NLRB 705 (1999); compare Hadco Aluminum & Metal Corp., 331 NLRB 518, 520 (2000). In the instant case, Hernandez’s act of turning off the machines was immediately preceded by a physical assault. Moreover, he had been unlawfully discharged on the previous day, and Reyes confirmed this fact by angrily insisting that Hernandez leave the facility, while 53 In Hoffman Plastic Compounds, Inc. v. N.L.R.B., 535 U.S. 137, 149 (2002), the Supreme Court denied the traditional remedy of backpay to an undocumented worker who had criminally violated IRCA by presenting fraudulent documents to his employer. In that case, the employer hired the employee with no knowledge of his undocumented status. In his dissent, Justice Breyer hypothetically observed that were the Board forbidden to assess backpay against a knowing employer there would be a perverse economic incentive running directly contrary to IRCA’s basic objective. The majority opinion did not address this observation, and it does not appear that the issue of the knowing employer has been specifically addressed by the Board since Hoffman was decided. 54 As noted above, after learning that he had, in fact, been discharged, Hernandez asked his coworkers to turn off their machines, but they did not comply with his requests. Counsel for the General Counsel argues that these requests are protected activity. I note that in Meyers Industries, 281 NLRB 882, 887 (1986)(Myers II), the Board noted that its definition of concerted activity included individual activity where, “individual employees seek to initiate or to induce or to prepare for group action, as well as individual employees bringing truly group complaints to the attention of management.†Further, the Board has held that employee discussions regarding a work stoppage constitute protected activity, even in those circumstances where the work stoppage itself arguably would be unprotected. See ATC of Nevada, 348 NLRB No. 43, slip op. at 1 fn. 3 (2006) (and cases cited therein.) Bearing these standards in mind I find that Hernandez’s attempts to encourage his coworkers to engage in collective action to protest his discharge were protected under the Act. However, even assuming such conduct is not protected, I conclude, based upon the standards set forth below, that Hernandez’s entreaties to his coworkers would not constitute misconduct sufficient to deny him the Board’s traditional remedy for his unlawful discharge. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 32 refusing to explain the reason for this determination. Further, any action taken by Hernandez was immediately rectified by other employees, and it does not appear that production was lost or that any damage was done to the product or the manufacturing process. I further note that the record establishes that, on one other documented occasion, employees turned off the manufacturing machines and held a meeting with their coworkers during production hours, with no adverse result. Here, Respondent has offered no testimony either to rebut this evidence or to demonstrate a non-discriminatory reason as to why it condoned the shut down of operations on this occasion. See Marshall Durbin Poultry Co., 310 NLRB 68, 70 (1993); John Cuneo, Inc., 298 NLRB 856-857 (1990) where the Board has found that in circumstances involving after-acquired knowledge of employee misconduct, reinstatement and backpay are appropriate remedies unless employer can prove that such misconduct would have resulted in a lawful discharge for which it would have discharged any employee.55 Thus, while an attempt to interfere with production should not be minimized or condoned, under all the circumstances herein, in light of the standards which have been applied by the Board, I conclude that Hernandez’s conduct is not of “such a serious or flagrant nature to warrant the withholding of the Board’s traditional remedy.†C-Town, supra. Thus, the Respondent, having discriminatorily discharged Juan Hernandez, must offer him reinstatement and make him whole for any loss of earnings and other benefits, computed on a quarterly basis from the date of discharge to the date of his reinstatement, less any net interim earnings, as prescribed in F.W. Woolworth Co., 90 NLRB 289 (1950), plus interest as computed in New Horizons for the Retarded, 283 NLRB 1173 (1987). In addition, Respondent should be required to remove from its files any reference to the unlawful discharge and notify Hernandez that this has been done and that the discharge will not be used against him in any way. On these findings of fact and conclusions of law and on the entire record, I issue the following recommended56 ORDER The Respondent, Tortilleria La Poblanita, its officers, agents, successors, and assigns, shall 1. Cease and desist from: (a) Withdrawing recognition from the Union and failing and refusing to bargain collectively and in good faith with the Union as the exclusive collective-bargaining representative of employees in the following appropriate unit: 55 In particular, the Board has held that an employer must “establish that the discriminatee’s conduct would have provided grounds for termination based on a preexisting lawfully applied company policy and any ambiguities will be resolved against the employer.†The Board will not infer or assume that an employer would have disqualified an individual based on the nature of his misconduct. John Cuneo, supra at 857 fn. 7. 56 If no exceptions are filed as provided by Sec. 102.46 of the Board’s Rules and Regulations, the findings, conclusions, and recommended Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the Board and all objections to them shall be deemed waived for all purposes. JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 33 All full-time and part-time production employees employed at the Employer’s facility located at 4 Heriot Place, Yonkers New York, including all production positions within the above stated location; excluded all supervisors, managerial employees, watchmen and guards as defined under the National Labor Relations Act. (b) Discharging or otherwise discriminating against employees because of their activities in support of the Union or for their other concerted, protected conduct; (c)Threatening employees with discharge if they fail to provide work authorization documentation because of their support for the Union; (d) Promising employees improvements in wages and benefits if they renounce their support for the Union; (e) Impliedly threatening employees with job loss if the Union were to continue to represent them; (f) Soliciting employees to sign a petition withdrawing their support for the Union; (g) Coercively polling or otherwise interrogating employees regarding their support for the Union and threatening them with discharge if they fail to comply; (h) Threatening employees with reduced work hours and plant closure as a result of continued Union representation; (i) Informing employees that an employee’s discharge was a result of his Union activities and conditioning his reinstatement on employee withdrawal of support for the Union; (j) Conditioning an employee’s reinstatement on the withdrawal of unfair labor practice charges filed against Respondent. (k) In any like or related manner interfere with, restrain or coerce employees in the exercise of the rights guaranteed them by Section 7 of the Act. 2. Take the following affirmative action necessary to effectuate the policies of the Act: (a) Recognize the Union as the exclusive collective-bargaining representative of the employees in the above-described unit and, upon request, bargain collectively and in good faith concerning wages, hours and other terms and conditions of employment, and embody any understanding reached in a signed agreement; (b) Within 14 days from the date of the Board’s Order, offer Juan Hernandez full reinstatement to his former job or, if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or other rights or privileges otherwise enjoyed; (c) Make Juan Hernandez whole for any loss of earnings and other benefits as a result of the discrimination against him, in the manner set forth in the remedy portion of this decision; (d) Within 14 days from the date of the Board’s Order, remove from its files any reference to the unlawful discharge and within 3 days thereafter notify the Juan Hernandez in writing that this has been done and that the discharge will not be used against him in any way; JD(NY)−17−07 5 10 15 20 25 30 35 40 45 50 34 (e) Preserve and, within 14 days of a request, or such additional time as the Regional Director may allow for good cause shown, provide at a reasonable place designated by the Board or its agents, all payroll records, social security payment records, timecards, personnel records and reports, and all other records, including an electronic copy of such records if stored in electronic form, necessary to analyze the amount of backpay due under the terms of this Order; (f) Within 14 days after service by the Region, post at its facility in Yonkers, New York copies of the attached notice marked “Appendixâ€57 in both English and Spanish. Copies of the notice, on forms provided by the Regional Director for Region 2 after being signed by the Respondent’s authorized representative, shall be posted by the Respondent and maintained for 60 consecutive days in conspicuous places including all places where notices to employees are customarily posted. Reasonable steps shall be taken by the Respondent to ensure that the notices are not altered, defaced, or covered by any other material. In the event that, during the pendency of these proceedings, the Respondent has gone out of business or closed the facility involved in these proceedings, the Respondent shall duplicate and mail, at its own expense, a copy of the notice to all current employees and former employees employed by the Respondent at any time since January 9, 2006; (g) Within 21 days after service by the Region, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps that the Respondent has taken to comply; IT IS FURTHER ORDERED that the complaint is dismissed insofar as it alleges violations of the Act not specifically found. Dated, Washington, D.C., March 26, 2007 ____________________ Mindy E. Landow Administrative Law Judge 57 If this Order is enforced by a judgment of a United States court of appeals, the words in the notice reading “Posted by Order of the National Labor Relations Board†shall read “Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board.†JD(NY)−17−07 APPENDIX NOTICE TO EMPLOYEES Posted by Order of the National Labor Relations Board An Agency of the United States Government The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this Notice. FEDERAL LAW GIVES YOU THE RIGHT TO Form, join, or assist a union Choose representatives to bargain with us on your behalf Act together with other employees for your benefit and protection Choose not to engage in any of these protected activities WE WILL NOT withdraw recognition from the Union or fail and refuse to bargain collectively and in good faith with the Union as the exclusive collective-bargaining representative of our employees in the following appropriate unit: All full-time and part-time production employees employed at the Employer’s facility located at 4 Heriot Place, Yonkers New York, including all production positions within the above stated location; excluded all supervisors, managerial employees, watchmen and guards as defined under the National Labor Relations Act. WE WILL NOT discharge or otherwise discriminate against employees because of their activities in support of the Union or for their other concerted, protected conduct; WE WILL NOT threaten employees with discharge if they fail to provide work authorization documentation because of their support for the Union; WE WILL NOT promise employees improvements in wages and benefits if they renounce their support for the Union; WE WILL NOT impliedly threaten employees with job loss if the Union were to continue to represent them; WE WILL NOT solicit employees to sign a petition withdrawing their support for the Union; WE WILL NOT coercively poll or otherwise interrogate employees regarding their support for the Union or threaten them with discharge if they fail to comply; WE WILL NOT threaten employees with reduced work hours and plant closure as a result of continued Union representation; WE WILL NOT inform employees that an employee’s discharge was a result of his Union activities and condition his reinstatement on employee withdrawal of support for the Union; WE WILL NOT condition an employee’s reinstatement on the withdrawal of unfair labor practice JD(NY)−17−07 charges filed against us; WE WILL NOT in any like or related manner interfere with, restrain or coerce employees in the exercise of the rights guaranteed them by Section 7 of the Act. WE WILL recognize the Union as the exclusive collective-bargaining representative of the employees in the above-described unit and, upon request, bargain collectively and in good faith concerning wages, hours and other terms and conditions of employment, and embody any understanding reached in a signed agreement; WE WILL offer Juan Hernandez full reinstatement to his former job or, if that job no longer exists, to a substantially equivalent position, without prejudice to his seniority or other rights or privileges otherwise enjoyed; WE WILL make Juan Hernandez whole for any loss of earnings and other benefits as a result of the discrimination against him and remove from our files any reference to his unlawful discharge and notify him in writing that this has been done and that the discharge will not be used against him in any way. TORTILLERIA LA POBLANITA (Employer) Dated By (Representative) (Title) The National Labor Relations Board is an independent Federal agency created in 1935 to enforce the National Labor Relations Act. It conducts secret-ballot elections to determine whether employees want union representation and it investigates and remedies unfair labor practices by employers and unions. To find out more about your rights under the Act and how to file a charge or election petition, you may speak confidentially to any agent with the Board’s Regional Office set forth below. You may also obtain information from the Board’s website: www.nlrb.gov. 26 Federal Plaza, Federal Building, Room 3614 New York, New York 10278-0104 Hours: 8:45 a.m. to 5:15 p.m. 212-264-0300. THIS IS AN OFFICIAL NOTICE AND MUST NOT BE DEFACED BY ANYONE THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING AND MUST NOT BE ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. ANY QUESTIONS CONCERNING THIS NOTICE OR COMPLIANCE WITH ITS PROVISIONS MAY BE DIRECTED TO THE ABOVE REGIONAL OFFICE’S COMPLIANCE OFFICER, 212-264-0346. Copy with citationCopy as parenthetical citation