Ivy Hill Lithograph Co.Download PDFNational Labor Relations Board - Board DecisionsSep 15, 1958121 N.L.R.B. 831 (N.L.R.B. 1958) Copy Citation IVY HILL LITHOGRAPH COMPANY 831 I was at the "Closed Shed" meeting on June 25, 1958, when Ralph A. Fletcher talked to the men who work in that area about the election coming up on Friday Mose Macrmo, a blacksmith in the tool shop, was trying to ask Mr Fletcher some questions about the union Al Davis, who works with the locomotive crew, was sitting about ten ( 10) feet behind Mose When Mose began asking question, Davis said , more than once and fairly loud, "shut up," until Mose .finally did shut up (Signed) PAUL RIccIARDL I, Carl R. Nylund , being under oath, depose and say that I am employed by H E Fletcher Co as Superintendent of the Quarry , and of Paving and Veneer I was there when Ralph Fletcher spoke to the men at the quarry office on June 25, 1958 He was talking about the union election coming up on the 27th After he finished talking, Ted- Boucher started asking him questions about the union and whether it would hurt the bonus and the pool and so forth Bob Bennett moved over, next to Ted and told hmi to shut his mouth I saw and heard this After that, Ted stopped asking questions There were quite a few crews and a lot of men at that meeting (Signed ) CARL R NYLUND I, Carl R Nylund, being under oath , depose and say that I am employed by the H E Fletcher Co as Superintendent of the Quarry, and of Paving and Veneer At some of Ralph Fletcher's meetings with the men to talk about the election, he found it awfully hard to get any questions asked I looked into this and one of my men made a statement to me that at one of the meetings in Lowell held by the union the men present were told by the union officials to listen to the talks given by Mr Fletcher but not to ask any questions Similar statements have been heard around the job that union officials told the men not to ask any questions of Mr Fletcher when he came around to talk to the men (Signed) CARL R. NYLUND Alfred Davis and Robert Bennett are both employees of the Employer and both names appear on the eligibility list Nothing contained in the affidavits indicates an agency relationship of these men with Petitioner nor are any facts adduced establish- ing such relationship It is the conclusion of the Regional Director that no merit attaches to this part of the objections 3(e) The Employer failed to submit any evidence in support of this part of the objections except that contained in the affidavits above mentioned These affidavits are silent as to any electioneering activity by Keenan In any event, no prima facie breach of election rules exists in electioneering in proximity to the polling places, except when the polls are open 4 The polls here were closed from 8 45 a in to 2 45 p in during which period the proximity electioneering complained of is alleged to have occurred No evidence was submitted , nor was any discovered, nor were any allegations made of any such electioneering at any time when the polls were open. It is the conclusion of the Regional Director that no merit attaches to this part of the objections Having concluded that no merit attaches to any part of the objections , it is the recommendation of the Regional Director that the objections be dismissed in their entirety General Steel Tank Company , Inc, 111 NLRB 222 Jack Gordon, Lewis Garlick, Murray Gordon, d/b/a Ivy Hill Lithograph Company," and Record Packaging Corporation and Local 1, Amalgamated Lithographers of America , AFL-CIO. Case No. $-CA-5062 September 15, 1958 DECISION AND ORDER On February 6, 1958, Trial Examiner James A Shaw issued his Intermediate Report in the above-entitled proceeding, finding that the 1 The caption in this case is hereby amended to reflect the correct name of this Company 121 NLRB No 108 832 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ,Respondents had engaged in certain unfair labor practices, and recom- mending that they be required to cease and desist therefrom and to take certain affirmative action, as set forth in the copy of the Inter- mediate Report attached hereto. Thereafter, the Respondents filed exceptions to the Intermediate Report and briefs in support thereof. The General Counsel filed a brief in support of the Intermediate Report. Pursuant.to Section 3 (b) of the Act, the Board has delegated its powers in connection with this case to a three-member panel [Chair- man Leedom and Members Rodgers and Bean]. The Board has reviewed the rulings of the Trial Examiner at the hearing and finds that no prejudicial error was committed. The ,rulings are hereby affirmed. The Board has considered the Inter- mediate-Report, the exceptions, the briefs, and the entire record in the case. The Board hereby adopts the findings,_ conclusions, and recommendations of the Trial. Examiner, except insofar as incon- sistent-with this decision 2 ; . 1. We agree with the Trial Examiner that the Respondents violated Section 8 (a) (1) - of the Act by (a) interrogating their employees about their union activities and sympathies; (b) threatening their em- ployees with discharge or other reprisals if they supported the Union; (c) promising, and giving, their employees economic and other bene- fits for rejecting the Union; (d) circulating an antiunion petition among their employees; (e) engaging in surveillance over union meet- ings; and (f) warning their employees not to support the Union. 2. We also agree with the Trial Examiner that the Respondents demoted employee Stimpfie in July 1956 because of his union activity. However, we find that his demotion violated not only Section 8 (a) (1) of the Act, as the Trial Examiner found, but also Section 8 (a) (3). 3. The complaint alleges that all lithographic production employees of the Respondents I constitute a unit appropriate for collective bar- gaining purposes. The General Counsel contends, and the Trial Ex- aminer found, that at all relevant times this unit consisted of the eight employees of the Respondents who worked on offset presses. The Respondents contend that the only appropriate unit would also include the linotype operator, the packers, the makeup man, the pro- duction man, the chauffeur-driver, the driver, and the "porter and 2 We hereby correct the following inadvertent errors in the Intermediate Report, none of which affects the Trial Examiner 's conclusions or our concurrence therein : Respondent Garlick told employee Luca that he, Garlick , would post a bond of $2,500 , not $5,000 as the Trial Examiner found, to guarantee the Respondents' performance of Garlick's promises to Luca. Employee Stimpfle's job was not given to junior employee Bornstein ; Bornstein continued in perform the same work as Stimpfle had performed before his discriminatory layoff Although the record as a whole shows that employee Cardillo in fact went to the union hall in late April or early May 1956, Cardillo testified that he went there in late May, not in late April or early May as the Trial Examiner found. 8 We agree with the Trial Examiner 's finding, in accordance with the position of all parties, that the Respondents constitute a single employer within the meaning of the Act. IVY HILL LITHOGRAPH COMPANY 833 tender." We agree with the Trial Examiner that the unit alleged in the complaint is appropriate, and that all relevant times it consisted solely of the employees named by him. The employees named by the Trial Examiner as within the appro- priate `unit were-the only employees of the Respondents working on the Respondents' offset (lithographic) presses . Moreover, they worked in the same area, under the same supervision, and did not inter- change with any of the other employees. Accordingly, all of these employees were lithographic production employees who, under estab- lished precedent, had enough common interests to form a unit appro- priate for collective bargaining purposes apart from any question of craft status.4 The Respondents' unit position can, therefore, be sus- tained only if the duties and interests of the employees whom the Respondents would include in the unit render them "lithographic pro- duction employees" of the sort whom the Board customarily includes in such units. However, so far as the record shows, none of the em- ployees whom the Respondents would include in the unit had any contact with the offset press employees in the course of his work, worked on the same floor of the plant, or had the same supervisor.' Furthermore, the duties of the -employees whom the. Respondents would include are similar to the duties of employees whom the Board customarily excludes from units of lithographic production employ- ees.' Accordingly, we agree with the Trial Examiner's conclusions regarding the scope and composition of the appropriate unit.' * Josten Manufacturing Company, at al., 101 NLRB 189, 191. See also Holden Business Forms Company, 114 NLRB 668 , 669. Earl Litho Printing Co., Inc., 116 NLRB 1538, relied upon by the Respondents , is not to the contrary In that case , the Board held inappropriate two separate units which together included all of the employer 's litho- graphic production employees . However, the Board stated that a single unit of such employees would be appropriate. 5 Except for Bonatesta , the "po 'rter and tender ." However, Bonatesta did not help on the press , but did various "odd things" like carrying things to and from the delivery trucks and cleaning the shop Moreover , Bonatesta was paid less than 60 percent of the wages paid to the lowest paid employee in the unit. As to linotype operator Nathanson , see The Madison Company, 92 NLRB 914, reversing 91 NLRB 135, 136-137 , where composing room employees were excluded from a lithographic production unit although they were engaged directly and predominantly in lithographic work See also Court Square Press , Inc., 92 NLRB 1516, also excluding composing room employees . As to packers Scully and Brant , see The Madison Company, supra, where bindery employees were excluded , and to the same effect , The Coleman Company, Inc, 101 NLRB 667, 668. As to chauffeur-driver Cavanaugh and driver Harris, see Ad-Press Corporation, 119 NLRB 722, where drivers were excluded. As to paper- cutter Carracappa , see Ad -Press Corporation, supra , where the operator of a binding and cutting machine was excluded , and Padgett Printing and Lithographing Company. 101 NLRB 144, 145-147, where papercutters were excluded As to makeup man Stoffard, who pulls proof on type used primarily in the lithographic process, see Dttto Press, Inc, 93 NLRB 733, 735, where a compositor-proof press operator who performed similar duties was excluded. 1 In excluding from the appropriate unit certain employees whom the Respondents would include therein, we have given no weight to the fact that some of them appear on the payroll of Gordon Press, a corporation owned and operated by the same family that owns and operates the Respondent Companies Furthermore, all of the employees whom we have included in the unit appear on the Respondents ' payrolls. Accordingly, 487926-59-vol. 121-;, 4 834 DECISIONS OF NATIONAL LABOR RELATIONS BOARD 4. We also agree with the Trial Examiner that under the particular circumstances of this case , the Union's letter of June 18, 1956, to "Murray Gordon, Ivy Litho. Inc.," 8 imposed upon the Respondents the duty to bargain with the Union. As set forth in greater detail in the Intermediate Report, the Union's letter stated that the Union "desire[d] to be recognized as the collec- tive bargaining representative" of "the lithographic workers employed by you" and asked for "a conference at which we can discuss [their] wages and working conditions." 9 The Respondents contend that this letter was so ambiguous that they were under no duty even to reply thereto. We do not agree. The Respondents' contention that the letter is ambiguous rests heavily upon their claim that the letter failed adequately to apprise them of the fact that the Union sought to represent employees of both Record and Ivy.10 However, it is clear from the record that the Respondents knew that the Union sought to represent employees of both companies. Thus, from the very first the Respondents directed their unlawful antiunion campaign against employees of both com- panies, and 3 of the 4 employees whom the Respondents discrimina- torily terminated 'were on Record's payroll." Moreover, when the Union filed a representation petition with the Board naming only Ivy as the employer, Ivy's counsel gave to the Board, to be used as the basis for a consent election, a list of employees employed by both Record and Ivy. In addition, a Board questionnaire filled out by Respondent Garlick (a partner in Ivy and a stockholder in Record) shows that the Respondents knew that the Union sought to represent employees of both companies. Garlick filled out the questionnaire, dated July 17, 1956, in connection with proceedings initiated by the Union's representation petition, which named Ivy alone as the em- ployer. Garlick stated that the "approximate total number of our production and maintenance employees" was 15. Because the June we find it unnecessary to pass on the Respondents ' contention that they and Gordon together constitute a single employer within the meaning of the Act. Moreover , absent any contention or evidence that Gordon has committed unfair labor practices, we find it unnecessary to pass on the Trial Examiner 's statement that no unfair labor practice finding could be made with respect to Gordon because it is not named in the complaint. s Murray Gordon is a partner in Respondent Ivy and the president of Respondent Record O This language clearly constituted a request to bargain. Such a request "need [not] be in haec verba, so long as there was one by clear implication." Joy Salk Malls v. N. L. R B , 185 F . 2d 732, 741 ( C. A., D. C.), certiorari denied, 341 U. S. 914. 10 There can be no doubt that the Union sought to represent employees of both com- panies. On the designation cards which the Union obtained from the employees, both Record's and Ivy's employees stated that they were employed by Ivy. The Union's petition sought a unit of 9 lithographic production employees, but Ivy employed only 4 of such employees and Record employed 4. Of the Union 's 7 adherents , 4 were on Record ' s payroll. 11 The antiunion petition , which the Respondents circulated among Record 's and Ivy's employees a day or two after the Respondents received the Union 's bargaining demand, described the employees as employed by Ivy. - IVY HILL LITHOGRAPH,COMPANY 835 22 payroll records indicate that Ivy had 9 or-10 production and main- tenance employees and that Record had 4, we infer that Garlick him- self assumed that the Union's representation claim involved Record's employees.13 . The Respondents further contend that the Union's letter inade- quately described the job classifications of the employees in the unit which the Union sought to represent. This contention is likewise without merit. Even if we assume that the description set forth in the letter-"lithographic workers"-would have been unduly vague standing alone, the term "lithographic production employees" in the Union's representation petition, which was filed on the following day, defined the unit clearly.13 Moreover, this-is the way that the Board has described units similar to that sought by the Union here.14 In addition, the record indicates that the Respondents in fact knew which employees were in the proposed unit. The persons whose names appeared on the Respondents' above-described list of employees as eligible to vote in the representation election all performed litho- graphic production work. So far as the record shows, the Respond- ents directed all their coercive activity toward the lithographic pro- duction employees exclusively. Moreover, the record is barren of any evidence that any of the Respondents' officials ever exhibited any doubt-much less a good faith doubt as to the composition of the unit. In our opinion, an employer who was prepared to bargain in good faith with his employees' representative, but who had such doubt, would have requested the Union to remove from his mind any genuine uncertainty regarding the unit's composition. In such cir- cumstances, he might perhaps have lawfully withheld recognition pending such clarification. However, the Respondents' extensive un- fair labor practices after the Union sought bargaining, and particu- larly their unlawful termination of more than half of the Union's adherents, establish that their failure to answer the Union's bargain- ing demand was motivated not by a doubt about the unit, but by an unwillingness to bargain at all. Furthermore, the Respondents' ex- tensive unfair labor practices made it impossible for the Board to conduct a fair election in any unit of the Respondents' employees. Under these circumstances, the Respondents may not evade their duty '2 The Respondents also contend that the Union's bargaining demand was ambiguous because it referred to "Ivy Hill Litho . Inc.," whereas the correct name of that company is "Ivy Hill Lithograph Company." This contention has no merit . We note that Immedi- ately after receiving the Union's letter the Respondents circulated among their employees an antiunion petition describing them as "employees of Ivy Hill Lithograph Co." More- over, the letterhead of that company describes it as "Ivy Hill Lithographers." 72 The Board has elsewhere interpreted a union's bargaining demand in the light of a representation petition filed during the same period . Automotive Supply Co., Ino., 119 NLRB 1074 ; see also N. L. R. B. v . Sunrise Lumber d Trim Corp., 241 F . 2d 620, 623, 624 ( C. A. 2), certiorari denied , 355 U . S. 818. 14 See, e. g., the cases cited in footnote 4, supra. 836 DECISIONS OF' NATIONAL LABOR RELATIONS BOARD to bargain by belatedly questioning the sufficiency of the unit descrip- tion in the Union's bargaining demand.16 ORDER Upon the entire record in this case, and pursuant to Section 10 (c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby orders that the Respondents Jack Gordon, Lewis Garlick, and Murray Gordon, d/b/a Ivy Hill Lithograph Com- pany, the Respondent Record Packaging Corporation, and their of- ficers, agents, representatives , successors , and assigns , shall: 1. Cease and desist from : (a) Refusing to bargain collectively with Local 1, Amalgamated Lithographers of America, AFL-CIO, as the exclusive representative of all their employees in the following unit: All of the Respondents' lithographic production employees, excluding all, other employees, guards, and all supervisors as defined in the Act; 11 See N. L. R. B. v. Inter- City Advertising Co. of Charlotte, North Carolina, Inc., 190 F. 2d 420 (C. A. 4)', certiorari denied, 342 U. S. 908, and cases cited therein; N. L. It. B. v. Clearfield Cheese Co., 213 F. 2d 70, 73-74 (C. A. 3) ; Brewery and Beverage Drivers and Workers, Local No 67, etc., AFL-CIO v. N. L. It. B, 257 F 2d 194 (C. A., D. C.). Respondents attached to their brief to the Trial Examiner , which was filed about 2 months after the close of the hearing, a purported bargaining agreement which allegedly constituted a standard form of contract between the Union and an undisclosed number of other employers. However, the Respondents made no motion requesting the Trial Examiner to reopen the record in order to receive this document , although the Examiner had power to act on such a motion at that stage of the proceeding. Los Angeles Building and Construction Trades Council, AFL, at at. ( Standard Oil Company of California), 105 NLRB 868, footnote 1. Accordingly, the Trial Examiner properly disregarded this document in his Intermediate Report. Seven months later, and after the issuance of the Intermediate Report sustaining the allegations of the complaint , the Respondents filed a motion with the Board to reopen the record in order to receive this document , alleging that it was "newly discovered." The General Counsel and the Union each Sled -an opposi- tion to the motion. The motion is hereby denied. . It is well settled that a motion for a rehearing on the ground of newly discovered evidence will not be granted absent a showing that the failure to discover the evidence in time for the trial was not due to lack of diligence on the part of the applicant . Toledo Scale Company v. Computing Scale Company , 261 U. S. 399 , 419-420; Bassick Mfg. Co. v. Adams Grease Gun Corporation , 54 F. 2d 285, 286 (C. A. 2). Contrary to the Respond- ents' apparent contention , the mere fact that this document was in the Union's possession does not constitute such - a showing , because the contract must also have been in the possession of others, including the contracting employers . Furthermore , even assuming that the Respondents ' failure to obtain 'the document before the trial was excusable, the Respondents showed lack of diligence by waiting until after the issuance of an adverse Intermediate Report before taking the proper steps to make the document a part of the record . We cannot permit the Respondents to gamble on a favorable ruling by the Trial Examiner based on the limited record before him , and thereafter to attempt recoupment of their losses by adding to that record material which they could have made available to the Trial Examiner before his Report issued. In any event , a motion for rehearing on the ground of newly discovered evidence will not be granted absent a showing that the receipt of such evidence will probably change the outcome of the litigation . Rome Grader & Machinery Corporation v. J. D. Adams Mfg. Co., 135 F 2d 617 , 620 (C. A. 7) ; English v. Mattson, 214 F. 2d 406, 409 (C. A. 5). Here we have found that the Union sought to represent an appropriate unit and that the Re- spondents knew what unit the Union wanted to represent. Neither of these conclusions could be affected by evidence that, unknown to the Respondents, the Union was a party to contracts with other employers covering different units. IVY HILL LITHOGRAPH , COMPANY 837 (b) Discouraging membership in the above-named labor organiza- tion, or any other labor organization of their employees, by dis- criminatorily terminating or demoting employees or by in any other manner discriminating in regard to their hire or tenure of employment, or any term or condition of employment. (c) Interrogating,,.employees.:conceSning-their union membership and activities in" a mariner constituting interference, restraint, -or co- ercion, in violation of Section 8 (a) (1) of the Act. (d) Threatening their employees with discharge or other reprisals if they support the above-named Union or any other labor organization. (e) Promising and giving their employees economic and other bene- fits for rejecting the above-named Union or any other labor or- ganization. (f) Circulating petitions among their employees purporting to withdraw such employees' support from the above-named Union or any other labor organization. (g) Engaging in surveillance over meetings of the above-named Union or any other labor organization. (h) Warning their employees not to support the above-named Union or any other labor organization. (i) In any other manner interfering with, restraining, or coercing their employees in the exercise of their rights under Section 7 of the Act, except to the extent that such right may be affected by an agree- ment requiring membership in a labor organization as a condition of employment, as authorized in Section 8 (a) (3), of the Act. 2. Take the following affirmative action which the Board finds will effectuate the policies of the Act : (a) Upon request, bargain collectively with the above-named Union as the exclusive representative of the employees,'in the above- described appropriate unit,.and, if an agreement is reached, embody such understanding in a signed agreement. (b) Offer Joseph Kurutz, John Cardillo, Joseph Stimpfle, and Vincent Luca immediate and full reinstatement to their former or substantially equivalent positions, without prejudice to their seniority or other rights and privileges, and make them whole for any loss of pay_ they may have suffered-by reason of the, discrimination against them, in the manner set forth in the section of 'the Intermediate Re- port entitled "The Remedy." (c) Preserve and, upon request, make available'to the Board or its agents, for examination and copying, all payroll records, social- security payment records, timecards, personnel records and reports, and :all other records necessary to analyze the amount of back pay due under the terms of'this Order. 838 DECISIONS OF NATIONAL - LABOR RELATIONS BOARD '(d) Post at their plant at New York, New York, copies of the notice attached hereto marked "Appendix A." 16 Copies of said notice, to be furnished by the Regional Director for the Second Re- gion, shall, after being duly signed by the Respondents or their author- ized representatives, be posted, by the Respondents immediately upon receipt thereof, in conspicuous places, including all places where no- tices to employees are customarily posted, and maintained by them for a period of sixty (60) consecutive days. Reasonable steps shall be taken to insure that said notices are not altered, defaced, or covered by any other material. (e) Notify the Regional Director for the Second Region, in writ- ing, within ten (10) days from the date of this Order, what steps have been taken toward compliance therewith. I^ In the event that this order is enforced by a decree of a United States Court of Appeals, there shall be substituted for the words "Pursuant to a Decision and Order" the words "Pursuant to a Decree of the United States Court of Appeals , Enforcing an Order." APPENDIX A NOTICE TO ALL EMPLOYEES Pursuant to a Decision and Order of the National Labor Relations Board, and in order to effectuate the policies of the National Labor Relations Act, as amended, we hereby notify our employees that : WE WILL bargain collectively, upon request, with Local 1, Amalgamated Lithographers of America, AFL-CIO, as the exclusive representative of all the employees in the bargaining unit described below with respect to rates of pay, wages, hours of employment, or other conditions of employments and, if an understanding is reached, embody such understanding in a signed agreement. The bargaining unit is : All our lithographic pro- duction employees, excluding all other employees, guards, and supervisors as defined in the Act. WE wu.L NOT discourage membership in the above-named or any other labor organization by terminating or demoting our employees or in any other manner discriminating in regard to their hire or tenure of employment or any term or condition of employment. WE WILL NOT interrogate our employees about their union activities in a manner constituting interference, restraint, or coer- cion; threaten our employees with discharge or other reprisals because of their union activities; promise, or give, employees economic or other benefits for abandoning union activities; circu- late among our employees a petition in which they purport to withdraw support from the above-named or any other labor IVY HILL LITHOGRAPH COMPANY 839 organization; engage in surveillance over, union meetings; or warn our employees not to engage in union activities., WE WILL NOT in any other manner -interfere with, restrain, or coerce our employees in the exercise of their rights to self- organization, to join, form, or assist any labor organization, to bargain collectively through representatives of their, own choos- ing, and to engage in concerted activity for the purpose of collec- tive bargaining or other mutual aid or protection, or to refrain from any or all of such activities except to the extent that such right may be affected by an agreement requiring membership in a labor organization as a condition of employment, as authorized in Section 8 (a) (3) of the Act. WE WILL offer Joseph Kurutz, John Cardillo, Joseph Stimpfle, and Vincent Luca immediate and full reinstatement to their for- mer or substantially equivalent positions, without prejudice to their seniority or other rights and privileges, and make them whole for any loss of pay they may have suffered as a result of the discrimination against them. All our employees are free to become or-remain, or to refrain from becoming or remaining , members of the above-named Union or any other labor organization, except to the extent that this right may be affected by an agreement in conformity with Section 8 (a) (3) of the Act. JACK GORDON, LEWIS GARLICK, AND MIIRRAY GORDON D/B/A Ivy HILL LITHOGRAPH COMPANY, Employer. Dated---------------- By------------------------------------- (Jack Gordon) Dated---------------- By------------------------------------- (Lewis Garlick) Dated---------------- By------------------------------------- (Murray Gordon) - RECORD PACKAGING CORPORATION, Employer- Dated ---------------- By------------------------------------- (Representative) (Title) This notice must remain posted for 60 days from the date hereof, and must not be altered, defaced, or covered by any other material. INTERMEDIATE REPORT AND RECOMMENDED ORDER STATEMENT OF THE CASE Upon a charge and amended charge duly filed by Local 1, Amalgamated Lithog- raphers of America, AFL-CIO, New York , New York , herein called the Union, the General Counsel of the National Labor Relations Board by the Regional Di- rector for the Second Region (New York , New York ), issued a complaint dated February 12, 1957, which after due notice by the General Counsel's representative 840 DECISIONS OF NATIONAL LABOR RELATIONS BOARD was amended at the hearing herein, against Jack Gordon , Lewis Garlick , Murray Gordon, d/b/a Ivy Hill Lithographers , and Record Packaging Corporation referred to herein either as Ivy Hill , Record Packaging , or collectively as designated in the complaint , the Respondent Company or the Respondents , whichever the Trial Examiner deems necessary to fit the occasion or the subject matter under considera- tion at the time, alleging that the Respondent Company has engaged in unfair labor practices affecting commerce within the meaning of Section 8 ( a) (1), (3), and (5) and Section 2 (6) and (7) of the Labor Management Relations Act, 1947 , 61 Stat. 136, herein called the Act . Copies of the complaint and charges were duly served upon the, Respondents and/or Respondent Company. On March 5, 1956, the Respondents and/or Respondent Company simultaneously filed with-the Regional Director for the Second Region motions for a bill of particulars as regards certain allegations in the complaint . In their separate answers the Respondents and/or Respondent Company denied generally the commission of the unfair labor practices alleged in the complaint . In other words the answers are in the form of a general denial which is permissible under the Board 's Rules and Regulations . The motions for the bill of particulars were granted and in due course were answered by counsel for the General Counsel. Pursuant to notice, a hearing was held at New York, New York, on June"12, 13, 14, 17, 18, and 27, 1957, before the duly designated Trial Examiner. All parties were represented by counsel at the hearing and were given full opportunity to examine and cross-examine witnesses and to introduce evidence bearing on the issues; they were also given opportunity for oral argument at the close of the hearing, which they waived, and to file briefs and proposed findings and conclusions of law. Briefs from the General Counsel and the Respondents and/or Respondent Employer were filed with the Trial Examiner on or about August 26, 1957, and have been duly considered. Upon the entire record in the case and upon obser- vation of the demeanor of witnesses, the Trial Examiner makes the following: FINDINGS OF FACT 1. THE BUSINESS OF RESPONDENTS The record clearly shows that Jack Gordon, Lewis Garlick, Murray Gordon, d/b/a Ivy Hill Lithographers, is a copartnership with its office and principal place of business at 438 W. 37th Street, New York, New,York. The parties stipulated at the hearing herein that during the calender year 1955, Ivy Hill purchased raw materials, supplies, or commodities valued in excess of $100,000, 5 percent of which were shipped to its plant in New York, New York, from points outside the State of New York; that during the same period of time the sales, shipments , or services performed by said company were in excess of $500,000, 20 percent of which were shipped to points outside the State of New York. The parties also stipulated that Record Packaging Corporation ". . shipped outside the State of New York more than $50,000 worth-of merchandise during the past year," which the Trial 'Examiner infers and finds to have reference to the calendar year 1956. From all of the foregoing the Trial Examiner finds that Ivy Hill and Record Packaging are engaged in commerce within the meaning of the Act. . II. THE LABOR ORGANIZATION INVOLVED Local 1 , Amalgamated Lithographers of America , AFL-CIO, New York, New York, is a labor organization within the meaning of the Act. III. THE UNFAIR LABOR PRACTICES ' In the considered opinion of the-Trial Examiner the first issue that we must dispose''of herein is to determine,who%the "employer" is within the meaning of the Act. As indicated above the General Counsel contends that Ivy Hill and Record Packaging are for the purposes of this proceeding a single employer. 'The Respond- ent Employer' on the other hand, as the Trial Examiner interprets the record, contends that if a finding is made to a "multiple employer," then Gordon Press, Inc., should be included along with Ivy Hill and Record Packaging because of the role it plays in the production of the products lithographed by Ivy Hill and Record Packaging. Though the record does not name Gordon Press as a Respondent and no finding could be made as to it, nevertheless it crept into the case, so to speak;, by virtue' of the fact that both Ivy Hill and Record Packaging in their respective answers, pleaded See supra, regarding the 'General Counsel's allegations , in his complaint IVY HILL LITHOGRAPH COMPANY' 841 what in 'effect was a general denial of the allegations in the complaint. Under a 'general denial a party may advance any defense it cares,to as long as it is relevant to, the allegations in the complaint . In the instant case the 'General Counsel alleged a' refusal' to bargain with the 'designated representative of' employees of Ivy Hill and Record Packaging in a unit which he claimed was appropriate. The Respondents or the Respondent Employer as, a defense contends in effect that the employees of all three companies constitutes an appropriate unit. For this reason the injection of Gordon Press in this proceeding by the Respondent Employer.was proper and evidence in support,of its,position was admissible under the Board's Rules and Regulations and the Federal Rules of -Procedure, as regards the pro- priety of filing a -general denial in answer to the allegations in a complaint. The 'record shows that all of the companies named above' are owned and con- trolled by the same -individuals. The record also' shows that all three companies are located at 438 West 37th Street, New York, New York, Ivy Hill and Record Packaging occupy the first floor of the building, Gordon Press-is located on the fourth floor. , ' ' As the Trial Examiner interprets the record, all three companies in one way or another, _are engaged.in the production of phonograph record envelopes and albums. ill and Record Packaging own and operate offset lithographic presses on theIvy Hil - first floor. Gordon Press is for the most'part engaged in letterpress printing on the fourth floor. The record also shows that Gordon Press works on the paper used in the lithographing process carried' on by Ivy Hill and Record' Packaging on the first floor to this extent:. (1) the paper is cut, . "varnished" and the letterpress printing applied on the "finished" lithographed product (that is the application of color to paper) by the offset presses of Ivy Hill and Record Packaging on the first floor; (2) the packaging and shipping of'the finished product to points both inside and outside of New York' State;' and (3) the baling of paper scraps and the dis- posal thereof. Gordon Press charges Ivy Hill and Record Packaging for all. work it does on the product.lithographed by each. As indicated above Ivy Hill, is a copartnership composed of the following,indi- viduals, Jack Gordon (father of Murray Gordon), Murray Gordon, and Lewis Garlick,_a brother-in-law of Miirray.Gordon. Record Packaging is a New York corporation. Insofar as'the record herein is concerned, Murray Gordon, 'and Lewis Garlick are the only stockholders. Gordon Press is likewise a New York corpora- tion. Its "owners" and stockholders are Murray_ Gordon, Jack Gordon, and Lewis Garlick. All three companies have ". .. common sales, • purchasing, shipping, packing ' office and bookkeeping facilities, as well as common supervision." 2 As to the latter the record shows, for example, that-Pat Nebbia, whom the • parties stipulated at the hearing herein was a supervisory employee within the meaning of the Act, spends 20 percent of his time with Gordon Press, 40 percent with Ivy Hill, and 40 percent with Record Packaging. As noted above the offset lithograph presses are located on the first floor. The persons who work on them are either employees of Ivy Hill or Record Packaging. All punch the same time clock. There is no line of demarcation between the two companies. For the most part the activities of Gordon Press are confined to the fourth floor.' While the record shows that a percentage of the working time of certain employees of both Ivy Hill and Record Packaging was chargeable to Gordon Press, nevertheless the Trial Examiner is convinced-and finds that it was negligible and of no consequence'insofar as the issues herein are concerned.3 In view of all of the foregoing and upon the record considered as a whole the Trial Examiner finds that Ivy Hill and Record Packaging, constitute for the purposes of this proceeding, a single employer and that the allegations in the complaint are supported by a preponderance of the substantial evidence adduced at the hearing herein when .considered in the light of the record considered as a whole.4 The events leading up to the issues herein are in some respects unusual. For example the role of the Charging Union herein and how it got into the picture, so to speak. The Trial Examiner has reference to the fact that here it was the em- ployees themselves who went to the Union-for assistance and not the other way around as is usual in cases of this nature. Here the Union conducted no organiza- tional drive, but entered the picture as a result of a spontaneous movement on the part of the employees themselves to take their troubles to it for solution. As indi- cated above all of the offset lithographing presses of the Respondent Employer are s Quoted portion from Respondent Employer's brief, page 10. s See infra, for additional comment. ', , . . 479See N. L. R. B. v. Concrete Haulers, Inc, and Wamix, Inc., 212 F 2d 477_47 (C. A. 5). 1 842 DECISIONS OF NATIONAL LABOR RELATIONS BOARD located on the first floor. The record clearly shows that sometime in the latter part of April or early May 1956 the employees who worked on and around the off- set presses became dissatisfied with their working conditions . Since there were only about 12 employees in the group , including the 2 supervisors 5 Robert Borgstedt and Patrick Nebbia, it was natural for them to discuss their problems amongst themselves. Their discussions were for the most part during lunch periods, and at nearby taverns after working hours . As a result thereof, a majority of the group decided -to go to the Union with their problems and see what it had to offer to assist them in improv- ing their working conditions. Sometime in the latter part of April or early May 1956, the employees referred to above met at a nearby tavern and went to the union hall, where they met with Allen E . Olmstead, business agent of the Union . What transpired at the meeting will be set forth in detail below. Suffice it to say at this time that at this meeting Olmstead explained to them the aims of the Union and answered any questions that were put to him by members of the group. The upshot of the meeting was that seven of the employees signed union authorization cards .° It is significant that each and every one of the employees in the above group who signed cards gave "Ivy Hill" as their employer.? An examination of the documentary evidence admitted in evidence at the hearing herein shows that the Respondent Employer was well aware of the scope of the unit, the names of the employees therein,, and that the ^ phrase "Ivy Hill" in the Union's letter demanding recognition dated June 18, 1956, was the name used by the employees in referring to the Respondent Company, regardless of whether they were for "bookkeeping" purposes on the payroll of either Ivy Hill or Record Packaging. The record also indicates that few if any of the employees in the above-mentioned group knew that Record Packaging Corporation even existed. For example one of the employees, Joseph Kurutz , testified in substance that he was unaware of the existence of Record Packaging Corporation, until he filed his 1955 income tax sometime in 1956. At the hearing the Respondent offered in evidence copies of the payrolls of Gordon Press, Ivy Hill , and Record Packaging for the week June 15 through June 22, 1956. The Trial Examiner admitted the documents in evidence without objection from the General Counsel . Since we will be referring to these documents from time to time in this Report, they are set forth below: .. of the payroll records of Ivy, ,Record and Gordon Press for the week of June 15 through June 22 , 1956 (Respondent's Exs. 1, 2 and 3 ) showing name, job, and percentage of work done for each company , as well as the payroll upon which each employee appeared: Employee Classification Percentage of work Gordon Ivy Record Gordon Press: Ann Raffman -------------------------------- Bookkeeper_________________ 40 40 20 Patrick Nebbia______________________________ Supervisor__________________ 20 40 40 Abraham Abrams ------------------ _________ Stoneman------------------- 80 15 5 Charles Davenport___________________________ Letterpress - ---------------- 95 Wilbur De Launey_ ------------------------- Victor Nebbia________________________________ Louis Gigante------------------------------ Oscar Axelrod _____________- -____-__-______- ----- do----------------------- ----- do----------------------- ----.do- --------------------- -----do----------------------- All All All 95 7. D. Marshall------------------------------- Porter and helper----------- 75 125 Irwin McBride ------------------------------- Porter ----------------------- 85 15 Walter Ramsel_______________________________ ----- do ---------------------- 85 15 Moe Nathanson_____________________________ Linotype operator___________ 15 85 Judson Saunders----------------------------- Smith Scully--------------------------------- Pressman___________________ Packer---------------------- All 20 80 Oscar Nelson_________________________________ Stoneman___________________ 85 15 1 ________ See footnotes at end of table. 5 It was stipulated at the hearing herein that Borgstedt and Nebbia were supervisory employees within the meaning of the Act. ° See infra, regarding the signatures of two of the employees , Jacobs and Stimpfle. 7 See infra. IVY HILL LITHOGRAPH COMPANY - 843 Percentage of work Employee Classification Gordon Ivy Record Ivy Hill: Ann Raffman -------------------------------- Bookkeeper----------------- 40 40 20 James Cavanagh_____________________________ Chauffeur-driver ------------ 40 35 25 Julius Greenstein____________________________ Cecilia Albanese_____________________________ Robert Borgstedt____________________________ Salesman -------------------- Telephone operator--------- Senior pressman ------------- 70 30 Mathew Caracappa----------------------- ___ Papercutter_________________ 25 60 15 Harry C Harris------------------------------ Driver---------------------- 50 25 25 Harry Pilsner-------------------------------- Production man_____________ 10 70 20 Joseph Stoffard______________________________ Makeup man--------------- 40 50 10 Barney Horowitz'___________________________ Gloria Bernfeld---- ------------------------- Pressman -------------------- Assistant bookkeeper ----___- 40 All 40 20 Mario Fontano'------------------------------ Pressman------------------- 75 25 John Cardillo* ------------------------------- Operatmg------------------- 85 15 Anthony Bonatesta__________________________ Porter and tender --------___ 20 45 35 Moriis Silverman____________________________ Patrick Nebbia______________________________ Pressman------------------- Supervisor__________________ 20 All 40 40 Record Packaging. Joseph Burutz'______________________________ Pressman___________________ 15 85 Robert Jacobs'_ ----------------------------- ----- do----------------------- 15 85 Vincent Luca* ------------------------------- Operator____________________ 15 85 Joseph Stimpfie'_____________________________ Porter and helper -____--___- 10 10 80 Beverly Kurland _____________________________ Bookkeeper----------------- 30 10 60 Henry Brant--------------------------------- Packer---------------------- 20 60 20 I The Record only contains the combined percentage of time for both Ivy•and Record for these six employees. 'in late April or early May of 1956, only these seven of the above signed Local No. 1 union authorization cards, under circumstances which will be treated below. In any case, seven union authorization cards were admitted into evidence. - - Concluding Findings -as to, the Appropriate Unit After long and careful consideration the Trial Examiner is convinced and finds that the unit alleged by the General Counsel in his complaint is appropriate and that his position, as- stated time and again in the record and in his -brief, is well supported by a preponderance of the reliable probative and substantial evidence in the record considered as a whole. Consequently the Trial Examiner finds that the following group of employees-of the Respondent Company' constitute a unit appro- priate for the purpose of collective bargaining: All lithographic production employees of Respondent Company employed at its Ivy Hill plant, exclusive of all other employees, guards and all supervisors as defined in Section 2 (11) of the Act, constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9 (b) of the Act. - Excluded from the above unit are the following supervisory employees, Patrick Nebbia and Robert Borgstedt, both of whom were on the payroll of the week June 15 through 22, 1956. There was some discussion and testimony adduced at the hearing about Oscar Axelrod, since the Respondent Company's Exhibits Nos. 1, 2, and 3, show that he was on the Gordon Press payroll as a letterpressman dur- ing the above period and spent 95 percent of his time on its work the Trial Examiner recommends that he likewise be excluded from the unit. This recommendation is made in order to clarify any dispute as to Axelrod's status. That there is nothing unusual about the above unit is clearly set forth in a recent Board decision, Ad-Press Corporation, 119 NLRB 564. In that case, which in many respects is on all fours with the issue herein, the Board said: 4. The Employer is engaged in both letterpress and offset printing operations. The Petitioner seeks to represent all its pressroom employees ; this includes pressmen (both letterpress and offset), press helpers, collator operators, and helpers . The Intervenor seeks a unit of offset pressmen and helpers . Should the Board find the latter unit appropriate , the Petitioner desires to appear upon 844 DECISIONS OF NATIONAL LABOR RELATIONS BOARD the ballot in any elections directed. The Employer takes no definite position, but appears to favor two units. There is no significant history of collective bargaining. - The Employer's presses, both letterpress and offset, are in the same room, as is the collator, a type of cutting and binding machine. Included in the offset presses is one called the Trailblazer, which is used only for certain jobs, and operates, mainly from Friday afternoon to Monday morning. The Employer's pressmen and helpers are for the most part regularly assigned to a specific machine. Thus, there are three individuals who work regularly and ex- clusively as offset pressmen. There are six individuals who work as letterpress operators. However, because of the weekend operation of the Trailblazer press, the Employer uses two of the letterpressmen as offset operators on that press. It also employs two part-time employees who work only on weekends as helpers on this machine. In addition, one employee who works full-time as a station wagon driver during the week, works'part-time as an offset helper on weekends. [Ivy Hill] The Board has held that absent unusual circumstances,2 em- ployees engaged in the lithographic (o,ffset) process constitute an appropriate unit.3 We do not believe that the slight amount of dual function by two letter- pressmen in this case is sufficient to change that holding here. Accordingly, we find that the letterpressmen and offset pressmen may constitute separate appro- priate units . [ Emphasis supplied.] With respect to the composition of the two units, we do not believe that the collator operators or helpers or the truck and station wagon drivers properly belong in either unit . The collator is essentially a binding and cutting machine unconnected with the pressman's craft. As, to .the drivers, they are predomi- nantly ' engaged in work unconnected with that of either kind of press. We therefore exclude these employees4 s For which, see Pacific Press, 66 NLRB 458. Robinson Printers, Inc., 118 NLRB 518. See Newport News Forms Company, incorporated , 110 NLRB 471. In view , of the foregoing the Trial Examiner finds that as of June 18, 1956, there were eight employees in the above unit found appropriate . They were as follows: Joseph Kurutz John Cardillo Morris Silverman Vincent Luca Mario Fontano Robert Jacobs Joseph Stimpfie Barney Horowitz The Union did not take immediate action on the designation or authorization cards but waited until on or about June 18 , 1956, when Howard , Glassman , a busi- ness agent , wrote the Respondent Employer - the following letter: JUNE 18, 1956. Mr. MuRRAY GORDON, Ivy Hill Litho. Inc., 438 West 37th Street, New York, New York. DEAR Sm : Will you be good enough to advise us of an early and convenient date for a conference at which we can discuss wages and working conditions for the lithographic workers employed by you. We desire to be recognized as the collective bargaining representative of all such workers. AO/gs Very truly yours, HOWARD GLASSMAN, -Business Agent. oeiu: 153 - According to Olmstead's credible testimony the delay was due to the Union's practice to wait until it was convinced that the signers of designation or authorization cards were sincere in their desire to join the Union and have it represent them. He further testified that the cards were dated June 1, 1956, for the same reason. - Olmstead further testified that the Union had never made any effort to organize the Respondent Employer's lithographic employees , and that - it came into the picture under the following circumstances. Sometime in either the latter part of April or early in May 1956, Joseph Kurutz an employee of "Ivy Hill" called him and told him of the decision of. the ' employees concerned herein '10 discuss their problems with the Union and asked for an appointment for'that purpose . He agreed to meet with IVY HILL LITHOGRAPH COMPANY- -, - , , 845 them that same evening. As a result of this conversation he met with seven of the employees that evening at the union hall. During the course of the meeting he explained the function of the Union and its policies. The meeting lasted about 2 hours. He also answered any questions that were propounded to him by those present. In addition he gave them designation or authorization cards for them to sign if they cared to do so. All of the employees who were present signed the cards. ,A few days later two other employees who were not present at the above meetings signed similar cards. He then identified the cards signed by the following employees of the Respondent Employer: (1) John A. Cardillo (4) Barney Horowitz (7) Vincent Luca (2) Joseph Kurutz (5) Robert Borgstedt (8) Mario Fontano '(3) Joseph Stimpfle (6), George W. Sheridan (9) Robert Jacobs In the course of his testimony Olmstead stated that one Barney Horowitz was present at the meeting. Horowitz is a deaf mute and considerable time was con- sumed at the meeting due to his disability, by reason of the fact that Joseph Kurutz, who was seated next to him, wrote down on pieces of paper from time to time what Olmstead said and handed them to Horowitz to read. Horowitz in return would write something down and pass the paper back to Kurutz. Since the Respondent Employer made much ado at the hearing herein regarding the circumstances under which Horowitz signed his authorization card the Trial Examiner feels that Olm- stead's testimony as to what he' observed should be set forth herein. An excerpt therefrom follows: Q. In these conversations you say Mr. Horowitz was present? A. Yes. Q. He understood everything you said to him? A. It was written down for him. Q. You wrote everything down? A. I did not. Q. Who did? A. The person sitting next to him. Q. He wrote everything down? A. Yes. Q. Everybody waited until Mr. Horowitz heard the questions , or whatever was said? A. It was a very long meeting because of that fact. Q. You say you wrote it down. You mean you wrote down sentence by sentence? A. No Mr. FREEMAN: I object. He never testified that he wrote it down. He said the person sitting next to Horowitz sitting down. He is misquoting him again. TRIAL EXAMINER: I think the record is clear on that . The witness testified that the person next to him wrote it down. Q. Did the person next to him write down sentence by sentence? A. I couldn't answer that. Q. Who was next to him? A. I don't recall. Q. I gather,, sir, that before these people appeared- at your office, you had never met them before? A. That is correct. The reason for the inclusion of the above excerpt from Olmstead's testimony will be apparent below. The record shows that two of the employees, Mario Fontano and Robert Jacobs did not attend the meeting at the union hall with the large group referred to above because at the time they were working on the night shift. However they did go to the hall the next day and talk to Olmstead, who gave them application for mem- bership forms and designation or authorization cards. Fontano signed his card at that time. Jacobs on the other hand chose to think it over for awhile' and took his card and application-for-membership form home to peruse at his convenience. He later signed both and sent them to the Union a few,days later. For reasons which will be apparent below, his action is of considerable importance. -In passing the Trial, Examiner desires to point out that Jacobs in his testimony at the hearing in effect- referred to the application for membership form as an "application for insurance." An examination of the document in question.con- vinces the Trial Examiner that he had reference to part 2 of the application which is captioned as follows: _ , . . 846 DECISIONS OF NATIONAL LABOR RELATIONS BOARD THE FOLLOWING SHOULD BE COMPLETED BY ALL APPLICANTS ELIGIBLE TO PARTICIPATE IN THE MORTUARY FUND ( see note on reverse side) In other words the Trial Examiner finds that Jacobs knew what he was signing and was well aware of the purpose of the application-for-membership form, and the designation card at the time he signed them and sent them to the Union. He did not impress the Trial Examiner as being stupid enough to confuse the appli- cation for membership in the Union with an application for life or accident insurance. Again, the Trial Examiner is convinced that at no time was he coerced by any official of the Union or by any of the employees in the unit, as contended by the Respondent Employer at the hearing and in its brief. The Trial Examiner observed Jacobs at, the time he testified at the hearing, and has considered his testimony in the light of the entire record. From all of this he is convinced that Jacobs was an unwilling and belligerent witness at times when he testified. In his considered opinion Jacob's belligerent attitude towards the General Counsel was occasioned by certain favors granted him by the Respondent Employer after he had signed his authorization card and application for membership in the Union. The General Counsel in the course of his interrogation of Jacobs, whom he had called as a witness in support of his case-in-chief, was compelled at times to resort to leading questions and to indulge in what is commonly referred to as "impeaching one's own witness." The record is replete with arguments between counsel for the parties. Counsel for the Respondent Employers insisted that the General Counsel was precluded from indulging in such tactics by the rules of evidence. The argument and statements of counsel in support of their respective positions consume page after page in the record of this proceeding. For this reason the Trial Examiner sees no necessity in commenting at length on the issue. Suffice it to say that such an ob- jection is in this day and age a bit shopworn, so to speak. For enlightenment on this so-called rule of evidence let us turn to Wigmore Section 905 et seq. There we find that while there was, and still is, such a rule, strict adherence to it has long since been abandoned both here and in England, from whence it came over 200 years ago. Assuming that "on paper" there still is such a rule, the courts in this country have long since laid it at rest. As the Trial Examiner interprets the present application of the rule, it is that while one may not impeach his own witness he may contradict him. So as of today the insistence upon the stict adherence to such a rule is to indulge in a mere "tattoo of words." In passing the Trial Examiner sets forth below Wigmore's observations as to the absurdity of the rule: The general rule itself (against impeaching one's own witness) is so fraught with irrationality that to apply it with rationed deduction is almost impossible. A rule which rests upon a fiction is apt to lead to mere quibbles when a de- tailed and consistent development is attempted. The quiddities and meaningless destinations which occur in the present application serve more than anything else to exhibit the arbitrary absurdity of the rule at large. The Trial Examiner has also considered the testimony of Jacobs that he was "threatened" by Joseph Kurutz, a coworker, at the time he was considering signing a union authorization card, and Kurutz' fiat denial of his accusation., After long and careful consideration the Trial Examiner credits Kurutz ' denial and finds that Jacobs signed his authorization card without interference, restraint, or coercion from either Kurutz or any other person. Now as to Barney Horowitz. The Respondent Employer contends that Kurutz intimidated and coerced Horowitz into signing a union authorization card. The Trial Examiner has read and reread this record and has considered the circumstances under which Kurutz and Horowitz communicated with each other not only at the meeting in the union hall, where he signed the card, but at other places as well. He has also considered the testimony of other witnesses who observed the exchange of notes between the two at the union meeting, and is convinced and finds that at no time was Horowitz intimidated or threatened by Kurutz to sign either the authori- zation card or in other like or related matter. Moreover, the Trial Examiner is convinced that the medical assistance rendered Horowitz' little boy in November 1956 by the Respondent Employer had a bearing on his testimony. Salutary as the Respondent Employer's assistance to Horowitz was, nevertheless the Trial Ex- aminer feels that his gratitude for its timely assistance had some bearing on his testimony before the Trial Examiner at the hearing. In view of the foregoing,,and upon'the entire record considered as a whole, the Trial Examiner credits Kurutz' flat denial that he had threatened or intimidated Horowitz regarding either his signing of a union authorization card or any other matter pertinent to the issues herein. IVY HILL LITHOGRAPH COMPANY 847 The Respondent Employer received the above letter from the Union on June 19, 1956. The record clearly shows and the Trial Examiner finds that on that date there were eight employees in the appropriate unit . Seven of these employees had signed union designation or authorization cards. Thus it is clear that as of the date of the Union's letter to the Respondent Employer, June 18, 1956, the Union had an overwhelming majority in the unit found above, and the Trial Examiner so finds. As the Trial Examiner sees it the Respondent Employer takes the position that the above letter from the Union was ambiguous on its face and hence not a proper demand upon it to bargain with the Union as the designated bargaining agent for its employees. Its objections may be summed up as follows: (1) the name of the employer in the latter is erroneous, that is, that there is no such company as "Ivy Hill Litho. Inc."; (2) there is no "demand" in the letter as the word is ordinarily used in requests for bargaining, (3) the Union does not state that it represents a majority of the employees in a proper unit; (4) and when all of the foregoing are taken into consideration the letter is so ambiguous on its face that it was under no obligation legal or otherwise to reply to it. In addition the Respondent Em- ployer further contends in substance that when the Union filed a petition for certifi- cation of representatives with the Board, a few days later the Union's letter of June 18, 1956, became meaningless, because the determination of the issue was now subject to the processes of the Board. Since the Trial Examiner will set forth in more detail below the circumstances surrounding the filing of the above-mentioned RC petition he will not discuss it further at this time. The Trial Examiner is convinced and finds that the Union's letter of June 18, 1956, was not ambiguous when considered in the light of the whole record. In his considered opinion the answer to this contention of the Respondent lies in its reac- tion to the letter after receiving it. It is axiomatic that equity looks to the substance and not to the form. With that in mind let us turn to the record and see what tran- spired thereafter. Before proceeding further in this respect the Trial Examiner desires to point out that the testimony of the witnesses called by the General Counsel in support of his case-in-chief regarding the conduct of the Respondent Employer and its super- visory,,employees at times material herein stands for the most part uncontradicted and undenied in the record. Moreover the major portion of the testimony adduced at the hearing regarding the Respondent Employer's conduct concerns the activities of Murray Gordon, Lewis Garlick, Jack Gordon, Pat Nebbia, and Robert Borgstedt. Nor was any showing made at the hearing that any of the foregoing were unavailable as witnesses. As a matter of fact the record is to the contrary particularly regarding Murray Gordon and Lewis Garlick. At the onset of the hearing Murray Gordon was called by the General Counsel as an adverse witness as if on cross-examination under Rule 43 (b) of the Federal Rules of Procedure and testified before the Trial Examiner for almost a day and a half. Lewis Garlick was also present at the hear- ing and sat either at the table reserved for Respondent Employer's counsel or close nearby in the seats reserved for spectators. That the Respondent Employer was well aware of the fact that a majority of its employees in the unit found appropriate above is evidence by the uncontradicted and undenied testimony of Robert Borgstedt, regarding his circulation of an anti- union petition on June 22, 1956, at the request of Murray Gordon and Lewis Gar- lick. It is of special significance that the petition in question was circulated among the employees on June 22, 1956, just 3 days after the Respondent Employer received the letter from the Union requesting recognition as the bargaining representative of its employees in the unit found appropriate above, and 2 days after it had received a copy of the Union's petition for certification of representatives, Case No. 2-RC-8314. According to Borgstedt's uncontradicted and undenied testimony, which the Trial Examiner credits, he was at times material herein a "working foreman," and operated a press for Ivy Hill. On or about June 7, 1956, he gave notice to the Respondent Employer of his intention to quit his job, effective June 22, 1956. Sometime during the last day or two of his employment with Ivy Hill, or on the day his services were to terminate June 22, 1956, he was called outside the plant to a parking lot across the street, where he met one Frank F. Stark, a salesman for an ink company who had done considerable business with the Respondent Employer. He was an old friend of Borgstedt and had assisted him in getting his job with Ivy Hill. During the course of the conversation that ensued between the two, Stark asked Borgstedt to "do him a favor" and handed the petition which is set forth below and asked him .. to see if I could get the men tb' sign " it." Borgstedt told him that he would 848 DECISIONS OF NATIONAL LABOR RELATIONS BOARD see what I can do." 8 Borgstedt took the petition and went back to the plant. What transpired thereafter is best'told in his own words. Consequently an excerpt from his testimony follows: Q. (By Mr. Freeman.) What happened after you came back into the plant with the petition? A. I was called into the office and asked if I had received it, and I said yes. "What are you going to do about it?" I said, "I am going to take the men down to a place on Sheridan Square called Louis' Tavern and have a few drinks and explain the situation as to what management offered the men and enumerate everything before signing this petition," which was acceptable to management; Mr. Garlick and Mr. Gordon. They told me at that time, "Fine, go ahead; go along with it and see what can be done." They said they would pick up the tab. We went down there. I told the men exactly what was told to me. Q. What was that? A. That they would have their vacations; they would have more paid holidays; they would have a bonus plan which was in effect that would be brought into Ivy Hill. The only thing that they wouldn't have was a thirty-five-hour week; they would still have the forty-hour week. I presented it to the men just exactly like that and handed petitions to them. Also in fairness to the men I stated at the same time that they will have the benefits of the union; what the union stands for, but of course, they will be stuck in that one plant. They will have to stay there, and that is exactly the way I explained it to them. They would have to stay there because as soon as they moved they would lose their benefits. At that time I handed the piece of paper around the table and they reneged in signing. I said, "Fine, that is all," and left. Q. Who do you recall was present.at this get-together? A. Joe Stimpfle, Vinnie Scialabba, Joe Kurutz, John Cardillo-offhand, I couldn't remember them all. Q. Who was it that called you into the office and asked you if you had re- ceived the petition? A. I was in there on some conversation and it was brought up during the conversation. Q. By whom? A. By Mr. Garlick or Mr. Gordon; they were both present. The "petition" referred to above is likewise inserted herein below: NATIONAL LABOR RELATIONS BOARD, 2 Park Avenue, New York City. JUNE 22, 1956. We the undersigned employees of Ivy Hill Lithograph Co. take this means of notifying you that we do not desire to have Local No. 1, Amalgamated Lithographers of America or any other Local represent us. Any request made is hereby revoked and withdrawn and we have in no way been influenced by our Employer. Yours truly, As indicated above Borgstedt met with several of his coworkers at "Louis Tavern." The gathering had been prearranged by the employees as, a farewell party for him, who as indicated above was leaving Ivy Hill on that 'date. 'Among those present at the tavern was Foreman Patrick Nebbia, who, according'to the credible, uncontra- dicted, and undenied testimony of several witnesses called by the General Counsel, urged them to sign the petition, and told them of the benefits they would receive from the Respondent Employer if they would abandon the Union. On- cross-examination Borgstedt was interrogated by counsel for the Respondent Employer about the'persons who gave him the above-mentioned petition to circulate among the employees. At first he declined to answer'the question. The Trial.Ex- aminer ordered him to do so. He then very reluctantly named Frank F."Stark as the person who gave him the petition. Stark was called as a witness by the Respondent Employer in its defense in-chief. Stark testified that he was vice president of the Union Ink Company, Ridgefield, New Jersey, and that-Ivy Hill was one'of his regular' customers upon whom he called twice a week. He further testified that his company's sales to Ivy Hill amounted to around $18,000 a year. ' s Quotes from Borgstedt's testimony. IVY HILL LITHOGRAPH COMPANY 849 Stark admitted that he had a conversation with Borgstedt on June 22, 1956, in a parking lot across the street from Ivy Hill. However he was unable to identify the petition in question when it was presented to him for examination by counsel for the Respondent Employer. His exact testimony on direct examination when he was handed the petition to examine by counsel for the Respondent Employer was as follows: 9 Stark admitted, on cross-examination that he knew of the employees' efforts at unionizing the "plant," as he put it, through conversations with Pat Nebbia, and from "rumors" he heard around the plant during his regular calls there. After long and careful consideration the Trial Examiner is inclined to credit Borgstedt's account of what transpired in the parking lot, and finds that Stark gave him the above-mentioned petition to circulate among the employees. The Trial Examiner agrees with the General Counsel that the origin of the petition is of minor importance, but that its circulation by Borgstedt, a supervisory employee, and active participation and solicitation for signatures by another super- visory employee, Patrick Nebbia, plus knowledge by Murray Gordon and Lewis Garlick that Borgstedt had received the petition in the parking lot, and their insist- ence upon and approval of its circulation at a scheduled farewell party for Borgstedt that evening, June 22, 1956, at a nearby tavern is of importance insofar as the issues herein are concerned for the following reasons: In the first place the circula- tion of such a petition by a representative or agent of the Respondent Employer is so clearly violative of the Act, especially when considered in the light of the whole record,'° that the Trial Examiner deems it unnecessary to cite numerous decisions of the Board and the courts in support of his conclusion. And, secondly, it further demonstrates that the Respondent Employer well knew what employees the Union desired to represent, and was in fact the beginning of its campaign against the Union. The Trial Examiner finds that by the circulation of the above petition the Respondent Employer violated Section 8 (a) (1) of the Act. The circulation of the petition is also of importance because it negates the Respondent's contention that the Union's demand for recognition was ambiguous on its face in that it did not set forth in clear and concise language the appropriate unit the Union desired to bargain for. Moreover, the testimony clearly shows that the Respondent Employer knew what employees the Union had reference to in its letter of June 18, 1956, by Borgstedt's circulation of the petition at the farewell party mentioned above. . As the Trial Examiner sees it this was but the beginning of the Respondent Employer's campaign against the Union. Further evidence that the Respondent Employer knew what the Union's letter of June 18, 1956, was all about, so to speak, is evidenced by the fact that 3 days after it received the letter and 2 days after it received its copy of the RC petition from the Board, it had retained the services of a labor relations expert. The parties at the hearing stipulated as follows: Mr. FREEMAN: It is stipulated by and between the parties to this proceeding that Schiller and Saltzstein-Saltzstein being the Henry or Harry Saltzstein referred to in this proceeding-labor relations consultants , had been retained in that capacity by Ivy Hill Lithograph, and on their behalf sent the following letter to the Board. This letter is dated June 22, 1956. "National Labor Relations Board, 2 Park Avenue, New York, New York. "Dear Mr. Pascal: "Please be advised that we have been retained by Ivy Hill Company of 438 West 37th Street, New York City, New York, as labor relations consultants. We understand that there is a meeting set for Wednesday, June 27, 1956, at the Labor Relations Board at 2 Park Avenue, New York City, New York, with the Amalgamated Lithographers of America, Local 1. "Due, to prior commitments we will be unable to attend and we therefore request that the above hearing be set down for July 11, 1956. "Very truly yours, Henry H. Saltzstein." Mr. SIEGEL: With one comment , and it may be that I am being a little too careful of the facts. When Mr. Freeman suggested this stipulation, he said, "were retained" and "sent the following letter." Y General Counsel 's Exhibit No. 8. 10 See infra. 487926-59-vol. 121--55 850 DECISIONS OF NATIONAL LABOR RELATIONS BOARD I will stipulate that they did send this letter, but I don't know on what date they were retained. Mr. STEINBERG: That is not important. TRIAL EXAMINER: No, it is not. Mr. STEINBERG: We concede that they were retained without the date. We don't know the date of retainer. TRIAL EXAMINER: No dates have been mentioned. Mr. STEINBERG: That is right. We concede that. Mr. FREEMAN: The stipulation speaks for itself. Do you so stipulate? Mr. SIEGEL: I do. TRIAL EXAMINER: So stipulated. As the Trial Examiner sees it, the Respondent's campaign against the Union may be divided into three phases: (1) the period of persuasion, that is the promising of numerous benefits to the employees if they would abandon their efforts to unionize the plant; (2) the period of "toughness" or threats of reprisal if they did not do so; and (3) the period of "retaliation" that is the carrying out of threats of reprisal, and granting of benefits after the Union withdrew its RC petition on August 17, 1956, by discharging 4 employees and the previous demotion of 1 of the 4, and the granting of a wage increase and payment of a bonus to the employees. Let us look at the first phase. The record clearly shows,-that within a few days after the Respondent Employer received the Union's letter of June 18, 1956, and the copy of the RC petition on June 20,'1956, individual employees in the unit found appropriate were called into the, front office, and interrogated about their attitude towards the Union. They were also advised, in substance, that if they would abandon the Union, the Respondent Employer would meet all of its anticipated demands, such as an immediate wage increase, vacations with pay, and the estab- lishment of a pension plan. Present at these interviews were either Murray Gordon or Lewis Garlick, and on at least one occasion Jack Gordon. The aforesaid conduct on the part of the Respondent Employer is likewise so clearly violative of Section 8 (a) (1) of the Act that the Trial Examiner deems it unnecessary to cite numerous decisions-of the Board and courts in support of his conclusion." Shortly after the Union withdrew its RC petition on August 17, 1956, the Re- spondent Employer granted a weekly wage increase of $10 to each of the employees in the unit, and in addition gave each a $90 bonus. Its action was premised on the theory that since the Union had withdrawn its RC petition, it was free to take whatever action it saw fit. That the granting of such benefits when considered in the light of all that has been discussed and described above was violative of the Act is well settled. In the circumstances the Trial Examiner finds that by the grant- ing of above benefits the Respondent Employer violated Section 8 (a) (1) of the Act. The Trial Examiner has set forth above numerous activities of the Respondent Employer, and has found that they were standing alone violative of Section 8 (a) (1) of the Act. He realizes that ordinarily they would be set forth as a predicate to his disposal of the refusal to bargain section of this Report, but in his opinion such a practice was not practical here in view of the host of testimony that must be appraised and set forth in the disposal of the allegations regarding the violations of Sec- tion 8 (a) (3) of the Act. For that reason he has tried to set forth his interpreta- tion of the evidence adduced at the hearing herein chronologically before disposing of the issue regarding the alleged violation of Section 8 (a) (5) of the Act. B. The alleged violations of Section 8 (a) (3) of the Act (1) The discharge of Joseph Kurutz As indicated above one of the most active supporters of the Union was Joseph Kurutz. It was he who arranged the first meeting with Olmstead at the union hall. While it is true that the desire of the employees to unionize the plant was of a spontaneous nature, nevertheless if there was a so-called leader, it was Kurutz. According to Kurutz' credible testimony, which for the most part stands un- contradicted and undenied in the record, he entered the services of Ivy Hill sometime around the first of May 1955. He secured his job under the following circum- stances. For about 81/2 years he had been employed by the Harris-Seybold Com- pany as a service supervisor. As indicated above the Respondent Employer herein "See Dixie Terminal Co. and cases cited therein. 102 NLRB 1452, 210 F. 2d 538, cert denied 347 U. S. 1015. IVY HILL LITHOGRAPH COMPANY 851 used Harris-Seybold presses in their lithographic work . During the course of his employment with Harris-Seybold, he called regularly at the Respondent Employer's plant. Over the years he became well acquainted with the owners, and with Pat Nebbia, one of the foremen. Sometime in the spring of 1955, he decided to leave Harris-Seybold, and on one of his calls so informed Jack Gordon, president of Gordon Press and one of the stockholders of Ivy Hill. Gordon asked him to come to work for the Respondent Employer. He accepted the offer and went to work sometime during the first week of May 1955. When he reported for work, Gordon took him around to see Pat Nebbia and said, ". . . this is Joe Kurutz. He is work- ing now for us. Break him in as a pressman." With that introduction he went to work as a pressman for Record Packaging. His starting wage was $100 per week. Sometime in December 1955, Jack Gordon came to him and said ". . . I am going to give you a week's salary as a bonus and you will find a $10 a week increase in pay starting the first of the year. . Keep up the good work." So at least as of January 1956 his work was satisfactory to the Respondent Employer. Kurutz' activities on behalf of the Union have been discussed above, conse- quently, the Trial Examiner will not reiterate them in this section of the Report. Shortly-after the Respondent Employer received the Union's letter of June 18, 1956, Murray Gordon called Kurutz into his office. In the conversation that ensued, Gordon queried him about the Union. In the Trial Examiner's considered opinion the conversation is best told in the witness' own words: Q. How did you happen to go into his office on that occasion? A. He came out into the pressroom and asked to speak to me in his office. Q. Would you describe the conversation you had with Mr. Murray Gordon on that occasion? A. Well, he asked me what all this union business was about and I told him that the fellows and I weren't satisfied with the working conditions and that we decided a union would be a good thing for us. He said, "You had no right to go into the union." He said, "First of all, my father gave you a job. You had no right doing what you did. You weren't justified in any way. Furthermore," he says, "you should have seen me first. We could have rectified all this here without the need of the union." I said , "Well, that is something the fellows and I discussed and we thought it would be best for us." So he says , "Well, I will match the union and their vacations , pensions, paid holidays," providing I would speak to the fellows and have them with- draw their card from the union. That's about all I recall of that conversation. Q. What happened then? Did you go back to work? A. I went back to work. About a week later he had a second conversation with Murray Gordon about the Union. In this conversation Gordon asked him if he had spoken to the em- ployees in the appropriate unit about withdrawing their cards from the Union. He told Gordon that he had discussed the matter with his coworkers and that they wanted more time to think it over. Gordon told him that ". . . we can settle this among ourselves without the union " He then told Kurutz that if he continued "to press" his coworkers to withdraw from the Union he would see to it that he got a "large sum of money" and a wage increase. About a week or two later Murray Gordon took Kurutz to lunch at the Airlines Terminal, located near 40th Street and 10th Avenue. During the luncheon he again asked Kurutz if he had changed his mind about the Union and inquired as to how he was progressing in getting the employees who had signed union cards to withdraw from the Union. Kurutz again told him that the fellows needed more time to discuss the matter and that ". . . we haven 't decided what we are going to do as yet. ... 12 Gordon then said to him that "... Pat Nebbia won't be around forever, . .. we can groom for his job, . . . we will take care of you in the matter of the bonus and the raise." With that the luncheon ended and they went back to the plant. Kurutz' account of the Borgstedt farewell party on June 22, 1956, is substantially the same as set forth above. The Trial Examiner will not reiterate his account of the affair except his version of what Pat Nebbia said at the luncheon about the petition that Borgstedt passed around. According to Kurutz' undenied and credible testimony Nebbia said to those assembled ". . . I think you fellows are foolish. All the promises that Murray Gordon made would be fulfilled, with the vacations 19 Quote from Kurutz' credible testimony 852 DECISIONS OF NATIONAL LABOR RELATIONS BOARD and pension benefits and holidays and steady work, 52 weeks a year" and ".. we would be foolish if we didn't accept Murray's offer." The Trial Examiner has heretofore divided the Respondent Employer's cam- paign against the Union into three phases. The summation of Kurutz' testimony immediately above falls into the first or the period of "persuasion." We now get into the second or the period of "threats of reprisal." Sometime in the later part of June or the first week of July Kurutz was called into Jack Gordon's office, who took him to task for his activities on behalf of the Union. Since this is the first incident recorded in the record as to Jack Gordon's active participation in the Respondent Employer's antiunion campaign, the Trial Examiner feels that Kurutz' account thereof should be set forth in toto below: Q. When do you recall that that conversation took place, to the best of your recollection? A. The latter part of June, the first part of July, somewhere around there. Q. Where did the conversation take place? A. Jack Gordon's office. Q. Was anyone else present during the conversation? A. Yes. Murray Gordon. Q. Would you describe as best as you can recall the conversation that was had on that occasion? First of all, how did you happen to go into Mr. Jack Gordon's office? A. First of all, Mr. Jack Gordon came out into the pressroom and told me he wanted to speak to me in his office. We went into his office and Mr. Murray Gordon was already in their sitting. Mr. Gordon sat behind his desk, I stood in front of him, he looked at me, and he said, "You call yourself a redblooded American after what you did to me?" He says, "That's right." I said, "We weren't satisfied with the working conditions and this warranted our action that we took," and, of course, he said, "You weren't justified. I am giving you a job and I am teaching you a trade and you had no right doing that to me." I said, "I felt I did." He jumped up from the desk and said, "You dirty yellow rat and bastard." Mr. Murray Gordon turned around and said , "Take it easy, pop." I said , "I am sorry the way you feel." He said, "I broke one strike and I will break this. You will never see a union at my plant." He told me to go back to my job. Q. Did you go back to your job? A. Yes, sir. Kurutz' testimony stands uncontradicted and undenied in the record, and is fully credited by the Trial Examiner. We now come to the third phase or the period of retaliation against those em- ployees who were active on behalf of the Union. As the Trial Examiner interprets the record this was first evidenced against Kurutz who was summarily discharged by the Respondent Employer on August 22, 1956, under the following circumstances. At that time Kurutz was working on the night shift, and reported at the plant around 5 p. in., as was his custom. Upon arrival he went to the lockerroom to change his clothes, before he could do so, however, Lewis Garlick came over to him and requested that he go with him to the offset press that he operated; what trans- pired thereafter is best told in Kurutz' testimony which also stands uncontradicted and undenied in the record, and is fully credited by the Trial Examiner. An excerpt from his testimony follows: Q. Will you describe the conversation you had with Mr. Garlick? A. Well, I came into the plant at 5 o'clock to start work and I approached my locker to change my clothes. He came over and told me he wanted me to come up on the press. He showed me some sheets that had a batter. TRIAL EXAMINER: What? The WITNESS: A batter. By that I mean in the printing area there was an area that didn't print Mr. FREEMAN: A defect. The WITNESS: A defect. TRIAL EXAMINER: I get it. The WITNESS: He pointed out to me that I ran a whole skid that way. I said, "I didn't," and he said, "You most certainly did." I said, "I know I didn't, Mr. Garlick, and I will tell you why, because as a practice, it is a ritual with our pressman , every hundred sheets to pull out a IVY HILL LITHOGRAPH COMPANY 853 few sheets, compare it with your OK sheet that the foreman OKs, so far as register and color is concerned. I scrutinized the sheet, I compared it with the OK sheet for register and color, and it is possible that some sheets could have gotten by with that batter, but never a skid consisting of four or five thousand sheets would I have let go by like that." Then he said, "You most certainly did." I said, "Look, Mr. Garlick, there is no sense us arguing like that. I didn't." He said, "You did. You are nothing but a troublemaker around here and you are fired." He took me into his office and he had my pay all made out and he gave me a piece of paper to sign which stated that he paid me in full. I picked up my tools and I left. On cross-examination counsel for the Respondent Employer brought up job after job which was supposedly processed on the offset presses and was defective one way or another and by way of innuendo suggested that Kurutz had not only worked on the jobs- but was responsible for the bad or defective work that was chargeable to each job. Kurutz could not recall a single job that counsel mentioned, nor could he recall who worked on the several jobs or was responsible for the defective work that was suggested in each question. Singularly enough Counsel for the Respondent Employer did not touch upon a single one of the jobs upon which Kurutz was queried on cross-examination, in his defense-in-chief. Or putting it another way, by way of illustration, the Respondent Employer by choosing to ignore its sug- gested derelictions of Kurutz in its defense-in-chief. (which it had spread upon the record by way of innuendo on cross-examination), places it in a position somewhat akin to that of the King of France in the age old quatrain; The King of France went up the hill, with twenty thousand men; The King of France came down the hill, and ne'er went up again.13 Hence Kurutz' testimony stands uncontradicted, undenied and unexplained in that record. Under the circumstances the Trial Examiner credits his testimony and finds that he neither had heard of many of the jobs referred to nor had played any part in the production of those that he was vaguely familiar with. That Kurutz was on the spot, before he was discharged is amply demonstrated by the testimony of Vincent Scialabba. The Trial Examiner has indicated above that the Respondent Employer had hired a "labor spy" to assist it in its campaign against the Union; that individual was Scialabba. According to Scialabba, who was called as a witness by the General Counsel in his case-in-chief, he was involved in an incident concerning Kurutz. The incident referred to occurred shortly before Kurutz was discharged on August 22, 1956. According to Scialabba's uncontradicted and undenied testimony he interceded for Kurutz in a dispute with Murray Gordon and Lew Garlick over a defective lithograph plate. Since Scialabba was a most controversial witness the Trial Examiner feels that where as here his testimony is of the utmost importance in the disposal of an important issue that specific findings should be made regarding his credibility. Here the Trial Examiner credits his account of the incident which will be set forth in full below, for the following reasons: (1) the incident is in full accord with previous threats made to Kurutz by top management; (2) Scialabba's testimony stands uncontradicted, undenied, and unexplained in the record; and (3) the testimony about the incident itself when viewed in the light of the record con- sidered as a whole is not only plausible but in complete accord with the testimony of other credible witnesses regarding the Respondent Employer's threats of reprisal against those of its employees who had the effrontery to attempt to exercise their rights under the Act and as will be shown below, similar treatment was meted out to at least three other employees. In the circumstances the Trial Examiner sets forth below Scialabba's testimony: Q. Do you recall a conversation in August when Mr. Kurutz was working on a press at night with you, and he had trouble with a plate, and you tried to help him? A. Yes, I do. Q. To your best recollection, when did that take place? A. That took place around a quarter to six at night. Joe seemed to have trouble on the press and he called me over. Well, he didn't actually call me over; I went over. I stopped the other press and went over and he told me the image was going blind, and I helped to try to redevelop the image, and 13 From a quarto tract printed in London in 1642, called "Old Tarlton's Song." 854 DECISIONS OF NATIONAL LABOR RELATIONS BOARD I forgot to gum up the area I started to work on, which is my error, and eventually I ruined a plate. Mr. Gordon came out of the office Q. Mr. Murray Gordon? A. That's right. And Mr. Lou Garlick came out of the office, and the plate happened to be ruined, and they started to holler at Mr. Kurutz, and I told them that I was the one responsible for it. So Mr. Murray Gordon took me over to the side and told me, "What the hell are you trying to do over here?" He said that they were trying to find an excuse to get rid of Joe Kurutz, because he happens to be a trouble-maker, and I had no business up on the 58 two-color. [Emphasis supplied.] Concluding Findings Regarding the Discharge of Joseph Kurutz In the circumstances described and found above the Trial Examiner is fully con- vinced and finds that Joseph Kurutz was discharged by the Respondent Employer on August 22, 1956 because of his activities on behalf of the Union and his support and participation in the collective action of his fellow employees in the appropriate unit. The Trial Examiner has considered and hereby rejects the Respondent Em- ployer's contention that Kurutz was discharged because he permitted faulty litho- graphic pictures for record albums or envelopes to be run off his press. In the considered opinion of the Trial Examiner the excuse advanced by the Respondent Employer for its action is not only mere pretext, but so weak that its counsel did not choose to advance any evidence in his case-in-chief support of its contention, thus resting its case as to Kurutz on the latter's explanation of the incident and denial that he was responsible in any manner for the defects complained of. If there was any substantial defense to its discharge of Kurutz it was in its sole posses- sion such as worksheets and the like. Such documents might have thrown some light on the subject, but it did not choose to present either or, as indicated above, offer any evidence at the hearing. In the circumstances the Trial Examiner finds that by engaging in the conduct described above the Respondent Employer violated Section 8 (a) (3) and (1) of the Act. (2) The discharge of Vincent Luca Vincent Luca was hired by the Respondent Employer in January 1956, under the following circumstances. While he was employed at the National Offset Press Com- pany, he heard that Ivy Hill needed a pressman and he called them up and asked for the job. He then went over to the plant and was interviewed by Lewis Garlick, who hired him as a floor helper with the understanding that he was to be put on a press at the first opportunity. He worked about 4 weeks as a floorman and then was promoted to a tender and then to a press operator on a two-color 58 "Harris- Seybold press." Luca became interested in the unionization of the plant along with his coworkers sometime in the spring of 1956. He was with the group when they went down to meet with Olmstead at the union hall sometime in either the latter part of April or the first week or two of May 1956, and signed an application for membership in the Union, and an authorization card. Thereafter he regularly attended union meetings and went along with the majority of his fellow workers in the lithograph section. Their activities in getting the unionization of the plant started has been set forth in considerable detail above and will not be reiterated in this section of the report. Shortly after the Respondent Employer received the Union's letter of June 18, and a copy of its RC petition from the Board, Lewis Garlick called Luca into his office. What transpired at that time is best told in Luca's testimony which is fully credited by the Trial Examiner. Not only because it stands uncontradicted, un- denied, and unexplained in the record but also because he impressed the under- signed as an honest and straightforward witness. Moreover his testimony is clear and to the point, and in the considered opinion of the Trial Examiner the best account in the record of the Respondent Employer's approach to its employees in the first phase of its antiunion campaign, that is the period of "persuasion." For- these reasons a pertinent excerpt from his testimony follows: Q. State as best you can recall what the conversations was on that occasion. A. Well, I went in the office and Mr. Garlick told me to be seated and he sat himself behind the desk and he said, "I will come to the point. You know what is going on about this union deal, don't you?" So I said, "Yes." He said, "Well, we don't want the union in here in the plant, and the reason why I have you in here is to try and tell you the advantages I can give you IVY HILL LITHOGRAPH COMPANY 855 without a union in the plant and the disadvantages you will get if you join the union." He went on saying that , "If you join up with the union you will have to be an operator from ten to fifteen years , while if you stick with me, I can make you an operator in a couple of years." He said , "If the union comes in here , your job will be unsecure because he will call up the union and he will ask them for operators who have 6 or 7 years experience under their belt because why should we leave you on the job when we can get more experienced men than you." He went on saying about matching the union 's benefits . "First of all we would like to give everyone a $10 raise, but right now we can 't do it because it is against the law with this union deal going on. So we will multiply $10 by the amount of weeks it takes to clear up this mess and you will get that as a bonus , plus your $10 raise." - He said, "We will give you two weeks a year vacation , we will give you ten paid holidays, we will give you 52 weeks a year steady work no matter how slow it is; we will pay you for every sick day you are out." That is all I can remember right now. After the interview was over Garlick took Luca up to the fourth floor, where Gordon Press was located . Upon arrival Garlick took him over and showed him a bronze plaque that the employees of Gordon Press had presented to Jack Gordon, president of Gordon Press, as a token of their esteem.14 In the course of their conversation Luca expressed some doubt as to whether or not the Respondent Employer would carry out its promises to the employees if they abandoned the Union . Garlick not only assured him that it would , but offered to post a personal , bond of $5000 , to be given to any person the employees elected to receive it in the event that the Respondent Employer failed to live up to his promises to Luca. About 2 or 3 weeks after Luca's conversation with Garlick he had a " run-in," with Vincent Scialabba. According to Luca's credible testimony he was working on the night shift at the time . It had been his custom for some time to park his car on a ramp at the side of the building. During the day shift the ramp was used by trucks to deliver and receive merchandise for the Respondent Employer, how- ever at night it was not in use and was an ideal and convenient place for him to park his car while he was working on the night shift . Upon reporting for work one evening in the latter part of July 1956 , he found that Scialabba had parked his car on the ramp. Luca who had more seniority than Scialabba, who had been employed but a few days before the incident , felt that he was entitled to the parking space and told Scialabba off. The upshot of the whole affair was that Scialabba went into the office and told Garlick about it. Garlick then came out to the pressroom and told Luca that " . . . Scialabba was the night foreman , and I am just a worker, so therefore he gets the pit." 18 Scialabba corroborated Luca's testimony. Shortly after the above incident occurred, Luca had another conversation with Scialabba. In the considered opinion of the Trial Examiner, Luca's testimony is of extreme importance because here we get into the second phase of the Respondent Employer's antiunion campaign or the period of "threats of reprisal" to its employees for attempt- ing to unionize the plant . The incident arose under the following circumstances: John Cardillo, who had been working on the night shift with Luca was transferred to the day shift. Luca and Cardillo had been "splitting the night shift," that is each worked every other 2 weeks. The idea was that since it was during the summer neither wanted to put in full time on that shift. When Cardillo was transferred to the day shift, he told Luca " ... they don't want me to go on nights no more, they want to leave you on nights." Luca then went to the office and inquired if he was to stay on the night shift. Whoever was in the office told him "yes." Shortly thereafter he went to Scialabba and asked him why he was kept on the night shift. Scialabba told him ". . that he had been hired to break the back of the union and that he had asked the office to keep Joe Kurutz and I on the night shift so we would quit our jobs , so when the voting comes up the union would lose two votes." 16 14 Father of Murray Gordon, president of Ivy Hill Lithographing Company, and father- in-law of Lewis Garlick, a partner in Ivy Hill and a director of Record Packaging Corporation. 15Quotes from Luca's credible testimony . The "pit" refers to the parking place. 3e Quotes from Luca 's credible testimony. 856 DECISIONS OF NATIONAL LABOR RELATIONS BOARD The record also shows that Luca had a conversation with Scialabba in the men's room about a week after he went to work sometime around the middle of July 1956. In the conversation Scialabba said to Luca, "... I want no baloney ... which way are you going to vote on this union deal?" Luca answered him in "his own words," as he put it , ". . . I don 't want no baloney . Which way are you going to go ." Since this banter occurred before the Respondent Employer had publicly thrust Scialabba out to its employees as a supervisory employee at the time Garlick , in the presence of Murray Gordon, dubbed him foreman of the night shift during the controversy between Scialabba and Luca over a parking space, the Trial Examiner feels that the incident is of little importance in his disposal of the issues herein . Particularly, since to Luca and other employees Scialabba was at the time just another employee inso- far as their personal contact with him is concerned. For this reason the Trial Examiner will ignore the incident. Sometime in the latter part of July or the early part of August, 1956 Luca had a conversation with Foreman Pat Nebbia about the Union. At the time he was operating his press. Nebbia "pulled" him off the press, took him aside,. and said that he wanted to talk to him "about this union deal . I want to tell you the benefits that you can get out of Murray Gordon because right now you have his back right up against the wall.... He will give you two weeks a year vacation; ten paid holi- days; he will pay you for every sick day you are out; fifty-two weeks a year work no matter how slow it is. . . It will be a good thing for you if you withdraw your application from the union." He then asked him if he would withdraw his application for membership in the union. Luca told him that he didn't think it was fair to ask for an answer to such a question without first giving him an opportunity to think it over. Nebbia agreed to give him a couple of days to do so. A few days later Nebbia asked him if he had made up his mind about withdrawing from the Union . He told him that he still "was undecided" as to what course of action he would take. Luca attended the farewell party for Borgstedt . His account thereof is in accord with that of other witnesses and will not be reiterated in this section of the Report. Sometime after the Union withdrew its RC petition on August 17, 1956, Murray Gordon called Luca into his office for a second conversation about the Union. Lewis Garlick was also present. What was said in the conversation that ensued is in the considered opinion of the Trial Examiner likewise best told in Luca's own words. An excerpt from his testimony follows: Q. State as best you recall what the conversation was on that occasion. A. Well, I went into the room and I was told to be seated and Mr. Garlick entered the room. Mr. Gordon says to me, "We licked the union and the union can't come into the plant no more." He said, "I have a wife at home and I ,want her to be loyal to me and I want my employees to be the same way." He said, "If you don't want to be loyal to me, quit, or I will give you two weeks' pay to go find yourself a job. Still better, I will find you a job." So I told him, "I don't want to quit; I will be loyal." He said, "One other thing; anything that goes on on the outside about union activity, or anyone that talks about the union, you come right in the office and you tell me about it. I also want you to tell me anything that goes on down at the union hall." Q. Is that all you recall of that conversation? A. Yes. We now come to Luca's discharge on September 4, 1956. As the Trial Examiner interprets the record Luca was discharged a few days after he had the above conversation with Murray Gordon. Luca along with several other employees attended a union meeting at the union hall around 4 or 4:30 p. m. on September 4, 1956. Among those present was Scialabba, who, as will be shown below, had previously signed a union application for membership form in order to enhance his efforts on behalf of the Respondent Employer to "break the back of the Union," and to thus ingratiate himself into the confidence of his fellow employees. According to Luca, Cardillo, Stimpfle, and Scialabba also attended the union meeting on September 4, 1956. The record shows that the meeting lasted about three-quarters of an hour. Accord- ing to Luca and other witnesses for the General Counsel, Scialabba left the meeting 5 or 10 minutes before it adjourned. As they were leaving the union hall Luca saw Scialabba across the street in a parking lot standing beside a black Cadillac car. He had his hand on the door, and standing beside was Murray Kurland. The record IVY HILL LITHOGRAPH COMPANY 857 is not too clear as to just what Kurland's status was, however, it does indicate that he was an employee of either Ivy Hill or Record Packaging at the time Luca was discharged on September 4, 1956. According to Luca's credible testimony, he went back to the shop to go to work on the night shift after he left the union hall. As he passed Murray Gordon's office on his way to the lockerroom to change his clothes he saw Scialabba and Kurland in the office. While he was dressing for work Murray Gordon came into the locker- room and told him "not to put on any more clothes," that he wanted to talk to him. Luca then went over to Gordon who said to him, ". . . we are not firing you; we are a little slow now and we are bringing the night shift up on the day shift and we can't use any more operators; we have enough. Therefore, this is only a lay- off.. . Gordon paid him off and Luca went home. In its case-in-chief the Respondent Employer offered no evidence either oral or documentary to substantiate Gordon's statement to Luca that his layoff was because of business conditions. Concluding Findings Regarding the Discharge of Vincent Luca When Luca's discharge or layoff is considered in the light of the record considered as a whole, and in particular Luca's uncontradicted, undenied, and unexplained testimony that Murray Gordon had threatened him with discharge a short time before September 4, 1956, the Trial Examiner is thoroughly convinced that Gordon's reasons for laying off Luca were mere pretext and that the real reason for his dis- charge, which the Trial Examiner finds it was, was because of his union membership and activities. The record clearly shows that Luca at no time gave Murray Gordon, Nebbia, or any other management representative who queried him about his union activities, a "wishy-washy" answer regarding his position. This Gordon well knew when he discharged him. Moreover, Luca impressed the Trial Examiner as an honest and forthright witness and his testimony on direct examination was in no wise shaken on cross-examination, but on the other hand strengthened thereby. Again the excuse for his discharge as advanced by Murray Gordon at the time he laid him off simply "doesn't hold water," so to speak. If there was anything to the excuse Gordon advanced at the time of the layoff and/or discharge, then why did the Respondent Employer not present it for consideration in its case-in-chief? Its failure to do so convinces the Trial Examiner that the reasons advanced by Murray Gordon for Luca's layoff were sheer fiction and that the real reason was as set forth below. "It is well settled that failure to bring forward available evidence creates a presumption that, if produced, it would have exposed facts unfavorable to the party." N. L. R. B. v. Remington Rand Inc., 94 F. 2d 862 (C. A. 2); N. L. R. B. v. Ohio Calcium Company, 133 F. 2d 721 (C. A. 6); 2 Wigmore Evidence (3d ed.), sec. 285. So is it here. Under the circumstances the Trial Examiner is convinced and finds that the real reason or motive for Luca's discharge was because of his union activities and membership therein. As the Trial Examiner sees it another motive behind the dis- charge was to discourage union activity among its employees and to dissipate the Union's majority, which it did, having previously discharged Kurutz, on August 22, and Cardillo and Stimpfle a few hours before on September 4, 1956.17 In view of all the foregoing the Trial Examiner concludes and finds that the Respondent Employer by engaging in the conduct described above and discrimi- natorily discharging Vincent Luca, on September 4, 1956, violated Section 8 (a) (3) and (1) of the Act. (3) The discharge of Joseph Stimpfle Joseph Stimpfle was hired by the Respondent Employer on April 6, 1956. He secured his job through an employment agency. He was hired as a general worker with the understanding that he was to be put on a press at the first opportunity. His testimony about his employment record and the duties he performed on each of the jobs is most interesting, primarily because it gives us a picture of the Respondent Employer's operations on and around the lithographic presses. As indicated above Stimpfle first worked as a general worker, his duties on this job being to run errands, sweep the floor, bale up paper, and other odd jobs. He worked on this job for 4 or 5 weeks and then was promoted to a tender's job. As a tender it was his job to stand at the delivery end of the offset press, watch the sheets come out and to look for "dry-ups" or for anything that was damaging to 17 See infra as to the discharge of Cardillo and Stimpfle. 858 DECISIONS OF NATIONAL LABOR RELATIONS BOARD- the printing area on the sheets. He worked as a tender for a short time and was then promoted to the job of press operator. He operated a 42" x 58" Harris-Seybold press. His duties as such required him to ". . . put the skid into the feeder deliv- ery," and "to then raise the skid." As the Trial Examiner interprets the record, a skid is a sort of a movable platform upon which the paper is stacked and then moved over and from it the paper is fed into the press by the operator. A "skid" contains between 5,000 and 10,000 sheets of paper, depending upon the job that is to be lithographed. Stimpfle in his testimony described this phase of the job as follows: ". . . you raise the pile and you send the sheets through and it is his job [meaning the operator] to watch the sheets going into the press, that they pull it over to the side properly, and watch that any torn sheets or ripped sheets don't go into the press." He worked as a press operator for about 3 weeks and was then demoted back to his original job as a floor helper. This occurred sometime either in the last part of June or early in July 1956. Stimpfle, along with the other employees in the appropriate unit, attended the first meeting at the union hall sometime in May (as he put it) 1956. His testimony is along the same line as that of other witnesses who were in attendance at this meet- ing. All of this has been thoroughly discussed above and will not be reiterated in this section of the Report. Shortly after the Respondent Employer received the Union's letter of June 18, and the copy of the RC petition filed by it with the Board on or about June 20, 1956, Pat Nebbia, Stimpfle's foreman, took him and John Cardillo to dinner one evening at the Market Diner on 9th Avenue and 33rd Street. During the course of the dinner Nebbia brought up the Union and as Stimpfle put it "got right to the point." Stimpfle's account of what transpired at the dinner is fully credited by the Trial Examiner, not merely because it stands uncontradicted in the record but primarily because he impressed the Trial Examiner as an honest and forthright witness. Moreover his testimony is fully corroborated by the credible testimony of the witness John Cardillo. Since Stimpfle's account of what transpired at the dinner is clearly expressed in his testimony, the Trial Examiner feels that it should be set forth herein; consequently an excerpt follows: State as best as you recall your recollection of the conversation with Nebbia in the diner. A. Well, he said there were certain faults. He can understand that there were certain faults in the shop, in the working conditions, before, but these would be reconciled, but we can solve these problems ourselves and we don't need no union to solve these for us. The working group can get together and solve these problems for ourselves without the union. He then mentioned some benefits. He said that if we would drop the union, or after the union was out of the plant, we would receive certain benefits: $10 weekly increase,' $10 a week raise; 52 weeks a year work without layoff; two weeks vacation with pay; a pension plan, and a few holidays, a few more paid holidays. I don't recall how many. He tried to build up the shop in such a way that we were better off without the union and he stated that he would like us to withdraw our union cards. He said it was up to the fellows. If they had changed their mind and they would go along with Murray Gordon's plan, all we had to do is sign a state- ment, withdrawing our union cards, it would be sent in, and the union would have to drop our authorization cards. Q. Is that all you recall of that conversation? A. Well, at the end of the conversation he asked our opinion of which we would vote. He asked John a direct question and myself a direct question. Q. Did John and yourself answer him? TRIAL EXAMINER: Cardillo? Mr. FREEMAN: Yes. THE WITNESS: We told him we were confused and we would like a little time to think over the matter. Q. Is that all you recall that happened on that occasion? A. Yes. Q. Did you then go home? A. Yes. Nebbia came to Stimpfle the next day and asked him if he had thought the union matter over, and what he intended to do about it. He also asked him how he intended to vote in the coming election. Stimpfle told him that ". . . if things could be worked out the way he promised" at the dinner the night before he would vote for an open shop, but that if a majority of his fellow workers were for the Union he would have to go along with them and vote for the Union. IVY HILL LITHOGRAPH COMPANY 859 About a week after the above conversation with Nebbia , as Stimpfle was preparing to go home , Murray Gordon called him into his office for a "talk." This incident occurred about 3 weeks after he had been promoted to a press operator. Stimpfle's testimony about what transpired in Murray Gordon 's office is in the considered opinion of the Trial Examiner an excellent account of the Respondent Employer 's approach to its employees in the appropriate unit who had indicated their desire to unionize the plant , during the first phase of its antiunion campaign, or as the Trial Examiner has styled it above the period of "persuasion." For this reason and for the benefit of all concerned the Trial Examiner feels that his testimony should likewise be set forth herein . Consequently an excerpt follows: Q. Describe as best as you can recall your recollection of that conversation. A. Well, there were many points brought up in the conversation . Murray Gordon , as I recall , started off saying that he understood that I was in doubt and confused which way I was going to vote in the election. He says, "I can't understand what the doubt is about , because our pension plan and our benefits are better than the union shop." He again mentioned the benefits as 52 weeks work without layoff , 2 weeks pay $10 increase , pension plan, and a few more paid holidays. He said that he don 't understand why there is distrust among the men. He said , "This pension plan involved would be handled by the Metropolitan Life Insurance Company and that he had nothing to do with it whatsoever." He then said that there is a large sum of money set aside and it would be given to Bobby Jacobs' uncle, who was an executive of Graphic Arts Company, and that if Murray Gordon would back down on his word , a large sum of money-I believe it was about $5000-would be split among the workers. He then asked me what the union had promised me. I said the union had promised me a tender 's card. - He said that I was foolish , because they had liked my work in the past and they were getting in new machinery , and due to this fact they needed more operators and I was due for a promotion and they would put me on the press as a press operator . They said I could save myself about eight years' time, if I had to start at the bottom with the union and work myself up. Then he stated the advantages and the disadvantages of the union shop. He said there are times of the year when it is slow and the workers are laid off, where in this plant we would work 52 weeks steady a year and there would be no layoff and no loss of pay. He said he felt very sorry for me, because I didn 't have too much experience and he thought if I was sent out into the union , I would be lost in the shuffle, which would just be too bad for me. He then stated that if the union came in, my job would terminate. He said , "If the union comes in, I won 't keep any of you fellows , because I would want more highly skilled labor , and if I sent you out , it would be just like throwing you to the wolves." Q. Is that the end of the conversation? A. Yes. Stimpfle further testified that during the above conversation Gordon also asked him how he was going to vote in the coming election and that he told him that he was "still confused ." He also testified that the above conversation lasted around Ilh or 2 hours. Shortly after Stimpfle had the above conversation with Murray Gordon he was demoted from a press operator to a floor helper . He was succeeded on the press by one Al Weinstein who had only been employed a short time before the demotion, and was working as Stimpfle's press tender at the time. Shortly after Stimpfle was demoted he had a conversation with Scialabba in Murray Gordon's office. Since Scialabba did not go to work for the Respondent Employer until around the middle of July 1956, the conversation must have taken place shortly thereafter . The conversation came up in the following manner: One evening after work while Stimpfle was changing his clothes in the lockerroom, Scialabba was engaged in a conversation with John Cardillo. As Stimpfle ap- proached them , Scialabba turned to him and said "Joe, how would you like to know where you stood ." Stimpfle told him he would like to know "very much." Scialabba motioned to Murray Gordon who was nearby, and said "Stimple would like to talk to you." Gordon then requested that he come into his office. What transpired thereafter follows below: Stimpfle's testimony regarding his second interview with Murray Gordon, like Luca's is clear and to the point , and clearly demonstrates the Respondent Employ- er's position during the second phase of its antiunion campaign , the period of 860 DECISIONS OF NATIONAL LABOR RELATIONS BOARD "threats of reprisal ." Again, his testimony about the conversation stands likewise uncontradicted and undenied in the record. For these reasons the Trial Examiner feels that what transpired at the interview is best told in the witnesses own words. His testimony is set forth below: The WITNESS: Murray Gordon says, "Well, Joe, what do you have to say?" I says, "Scialabba says I could find out here where I stood." Before he could answer, I says, "What's the idea of taking me off the press?" He said that he had found out I was still leaning towards the union and he was taking me off the press for that reason. He asked me then if I had changed my, mind and which way I was going to vote in the election. I said that I didn't like what happened to me and if he would put me back on the press again I would vote for Murray Gordon in the election. Instead of giving me a direct reply to my proposal, he then shifted the conversation to the shop in general. He said, "Joe, I have the majority of the shop right now. No union is getting into this shop now or at any time in the future. I will see to that." He says, "The only men that are still for the union are Joe Kurutz and Vinnie Luca," and he says, "I believe the rest of the men are in my favor." Then he says that now it is my chance. He said that I can't be confused at this stage any longer, that I would have to make up my mind if I was for the workers or for Joe Kurutz, Vinnie Luca and the union. Q. What happened then? A. He said, "I'll think over your proposal and I will give you an answer." TRIAL EXAMINER: Who said that? - The WITNESS: Murray Gordon. Q. Who said he would think over your proposal? Did Murray Gordon tell you that? A. Yes. Q. That was the proposal that if you go for him he would put you back on the presses? A. Yes. Q. What happened then? Did you go back to work9 A. No. It was at the close of the day and I went home. The next day Stimpfle was called aside by Foreman Pat Nebbia who told him that Murray Gordon had informed him as to what had taken place the night before in Gordon's office. He then told Stimpfle that Murray Gordon ". . . had related to him what had taken place the previous evening and he said he was here to give me my answer. He said that Murray Gordon said that if you are truly loyal and vote the union out, that he can't tell if I am going to vote for the union or for the open shop, but he knows that once the union is beaten and out, he would put me back on the press as an operator the following day." 18 After delivering Murray Gordon's message to Stimpfie, Nebbia told him to keep "his nose clean" and to report to him anything he heard about the Union around the shop. Stimpfle told him that he would, and went back to work. Shortly after the Union withdrew its RC petition on August 17, 1956, Lew Gar- lick came to Stimpfle while he was at work and told him that since the Union had withdrawn its petition , the Respondent Employer was in a position to grant the em- ployees a $10 a week wage increase beginning the next payday, and in addition was giving each employee a $90 bonus, which he said represented back pay that "had been promised" him. According to Stimpfle's credible testimony, he was called into Lew Garlick's office a few days before he was discharged. He had been absent from work the day before, and Garlick asked him at the onset of the interview if he had been out looking for a job. Stimpfle said ". . . you're the boss. That's probably it." Garlick then told him in substance that the ". . . union was not getting into the plant, and that if he was loyal to the union why didn't he get out and look for another job, and that if he didn't there were ways of making him quit." With that the con- versation ended and Stimpfie went back to work as indicated above-he was laid off or fired 3 days later. Before setting forth the circumstances under which Stimpfle was discharged the Trial Examiner feels that his testimony about an incident that occurred on Septem- ber 4, 1956, should be set forth herein, particularly in view of Luca's testimony regarding this. On that date he along with other employees, attended a meeting at the union hall. Among those present was Scialabba, who left the meeting 5 or 10 minutes before the others. As Stimpfle, Luca, Cardillo, and Fontano were leaving the union hall Luca saw Scialabba standing across the street by a big Cadillac car, ss Quotes from Stimpfle's credible testimony. IVY HILL LITHOGRAPH COMPANY 861 talking to Murray Kurland. As the Trial Examiner interprets the record Stimpfle did not look across the street because Luca asked him not to. Scialabba in his testi- mony admitted being across the street in the parking lot, but denied that he was talk- ing to Kurland, but to a parking lot attendant. The Trial Examiner is inclined to and does credit Luca's testimony that it was Kurland to whom Scialabba was talking. The reason for his finding is that Luca in his uncontradicted and undenied testimony about the events that occurred at the plant when he reported to work after leaving the union meeting was that he saw Scialabba and Kurland seated in Murray Cor- don's office when he arrived. As indicated above the record is not clear as to just what role Kurland played in the Respondent Employer's operations, but a reasonable presumption is that he was more than just "another worker," since he had the run of the plant and was privileged to sit in the office of the president of Ivy Hill. In the absence of any explanation in the record by the Respondent Employer regarding Kurland, the Trial Examiner feels obliged to make the above findings, particularly in view of the uncontradicated and undenied testimony in the record as the Respondent Employer's activities in keeping its employees under surveillance during its anti- union campaign.10 As indicated above Stimpfle was laid off and/or discharged by the Respondent Employer on September 4, 1956, under the following circumstances: As he and John Cardillo were leaving the plant, Foreman Pat Nebbia came to them and said that Murray Gordon wanted to see them in his office. They then went into the office with Nebbia, present were the following, Murray Gordon, Lew Garlick, and Murray Kurland. Gordon was seated at his desk. He said to them, "We are tak- ing the men off the night shift and we are regrouping them on days. We have hit a short slow period and we are going to have to lay you men off." He went on to say, "We are not firing you, we are simply laying you off. We don't know how long the layoff will be, will consist of," but he did tell them that he would let them know " . when we should come back to work." 20 Gordon then paid them off and they left the plant. Stimpfle's job was given to one Barry Bornstein , who had been hired about a week before. The Respondent Employer offered no evidence in its case-in-chief either in regard to the necessity of a layoff for business or for any other reason. Conclusion In view of all of the foregoing the Trial Examiner is convinced and finds that the reasons advanced to Stimpfle at the time he was laid off by the Respondent Employer were mere pretext, and that the so-called layoff was not such at all, but in fact an out and out discharge. Many factors have entered into the Trial Examiner's reasoning regarding this. To begin with Stimpfle was put on notice at the time he was reduced from a press operator to a floor helper that his union activities were known to the Respondent Employer. This is evidenced by (1) Stimpfle's uncon- tradicted and undenied testimony that Murray Gordon told him in their second conversation that he was taken off the press because he ". was still leaning to- wards the union." Since this conversation has been set forth hereinabove the Trial Examiner will not reiterate; (2) his testimony regarding his conversation with Foreman Pat Nebbia on the day following the above conversation with Murray Gordon, in which Nebbia told him in substance that if he was a good boy, so to speak, remained loyal to the Respondent Employer and voted against the Union that he would be put back on the press; (3) Lew Garlick 's suggestion to him shortly before he was discharged that he quit his job, and that if he didn't, there were ways and means of getting rid of him; (4) the failure of the Respondent Employer to come forward with any evidence either oral or documentary to support its statement to Stimpfle that he was being laid off due to a slow-up in business; and (5) the fact that Stimpfle's job was taken over by a newly hired employee, Barry Bornstein, thus indicating to the Trial Examiner that his job never was abolished notwithstanding Gordon 's statement to him at the time he was laid off. Under the circumstances the Trial Examiner finds that Joseph Stimpfle was dis- criminatorily discharged by the Respondent Employer on September 4, 1956, because he chose to exercise his statutory rights to join the Union and to engage in collective action with his fellow employees on its behalf, and not for the reasons advanced by the Respondent Employer at the time he was discharged. By such conduct the Respondent Employer violated section 8 (a) (3) and (1) of the Act. 10 See Luca's testimony, supra 00 Quotes from Stimpfle 's credible testimony 862 DECISIONS OF NATIONAL LABOR RELATIONS BOARD The Trial Examiner further finds that by demoting Joseph Stimpfle from his job as a press operator to a floor helper in July 1956 , the Respondent Employer engaged in conduct violative of Section 8 (a) (1) of the Act. (4) The alleged discriminatory discharge of John Cardillo John Cardillo was hired as a pressman by the Respondent Employer on April 4, 1956. He was assigned to operate a 25 x 38 Harris-Seybold offset press. According to Cardillo's credible testimony he was one of the employees who went down to the union hall sometime in either the latter part of April or early in May 1956, to discuss the Union with Olmstead. What transpired at that time has been thoroughly discussed above and will not be reiterated here. Suffice it to say that he along with the other employees mentioned above signed an authorization card and an application for membership in the union form. Thereafter Cardillo was privately interviewed by Murray Gordon, Garlick, and Pat Nebbia regarding his affiliation with the Union and activities on its behalf in the same manner as his co- workers were after the Respondent Employer received the Union's letter of June 18, and a copy of its RC petition from the Board on June 20, 1956, all of which has been discussed above in considerable detail. Sometime in the latter part of June 1956 Murray Gordon called Cardillo into his office and discussed with him privately his attitude towards the Union. At the onset of the conversation Gordon asked him ". . . how I felt about unions and . . . that a union was trying to get into the shop." He then pointed out to Cardillo that if the Union got into the shop that it would take him about 8 years to become a full- fledged pressman, while if the Union was kept out of the shop he would "go up the ladder" much faster and become a pressman in 2 or 3 years. Gordon also told him that the employees in the appropriate unit found above, would get the following if the ". . . union was put out of the shop .11; 21 (1) a pension plan; (2) paid holidays; and (3) two weeks vacation. A few days later Foreman Nebbia took Cardillo and Joseph Stimpfle to lunch. The conversation that ensued on that occasion has been set forth above in that section of the Report devoted to the discharge of Stimpfle and for that reason the Trial Examiner will not reiterate. Suffice it to say that Stimpfle's account of what transpired at the time was corroborated by Cardillo in his testimony and is fully credited by the Trial Examiner. Shortly after the above conversation Nebbia went to Cardillo and insisted on an answer to his previous question, posed at the luncheon, as to whether or not he was for the company or for the Union. Cardillo told him he would "... go along with him as to being a company man." Nebbia then asked him ". to make Joe, Joseph Stimpfle, see the light, because Joseph Stimpfle had told him that he was going along with the majority of the men and I should talk to Joe." Shortly after the Union withdrew its RC petition on August 17, 1956, Lew Garlick came to Cardillo and said to him ". . . now that the Union has withdrawn its peti- tion, I am able to give you that $10 increase and $90 bonus that we promised you." 22 Cardillo in the course of his testimony also referred to a conversation he had with Scialabba sometime in July or August 1956. He testified that Scialabba told him that he (Scialabba) had been hired to break the back of the Union, and ". . . if you go union, you will be out." .. they are getting a new press soon and you will be the pressman on it." Cardillo pointed out to Scialabba that Luca had more seniority than he did, and should be given the new press to operate. Scialabba brushed his comment aside and told him that Luca and Joe Kurutz "were out., About a week or two before Cardillo was laid off and/or discharged, Murray Gor- don called him into his office for a second conversation. Cardillo's testimony is, in the Trial Examiner's considered opinon, most important, not only because it stands uncontradicted and undenied in the record, but primarily because it (1) goes to the motive for his discharge and (2) it is illustrative of the Respondent Employer's animus towards the Union, after it withdrew its RC petition on August 17, 1956, which the Trial Examiner has referred to above as the "period of retaliation." According to Cardillo's credible testimony the following occurred on this occasion: Q. State as best as you can recall what the conversation was on that occasion? A. Well, Mr. Gordon said to me, or he asked me, "are you loyal to the Com- pany or are loyal to the union? He said, "... If you are not loyal to me,- I would like to see you go." 21 Quotes from Cardillo's credible testimony. 22 Quotes from Cardillo's credible testimony. IVY HILL LITHOGRAPH COMPANY 863 He says, "I don't want to fire you. I will give you a week's pay and you go look for a job, or I will find a job for you myself." Well, I says , "I don't know quite what to do." He said, "Don't do anything. I will talk to Lew Garlick and Lew will talk to you in a couple of days , and I left his office." As indicated above Lew Garlick called Cardillo into his office a few days later. According to Cardillo's credible testimony Garlick said to him ". . . that as far as he was concerned the union was beat and he would like to see me go. He was willing to pay me a week 's wages and that I should go look for a job, or if I like, he would go find one for me, as Murray had said . That is all I recall of that." A few days after the above conversation Cardillo was laid off by the Respondent Employer under the following circumstances : As he and Joseph Stimpfle were pre- paring to go home on the afternoon of September 4, 1956 , Pat Nebbia came to them and said that Murray Gordon wanted to see them in his office . When they entered Gordon 's office the following were present , Gordon , Garlick , Nebbia, and Murray Kurland. Gordon got right to the point and told them that they were being laid off, and that they were not being fired . He then went on and said "... we are bring- ing up night shift on days and there is not enough work for you. We are just laying you off ." He then handed them their pay envelopes , and they walked out of the office 23 Conclusion as to Cardillo In view of all of the foregoing the Trial Examiner is convinced and finds that the reasons advanced to Cardillo at the time he was laid off by the Respondent Em- ployer were mere pretext, and that the so-called lay -off was not such at all, but in fact an out and out discharge . Many factors have entered into the Trial Examiner's rea- soning, particularly Cardillo 's uncontradicted and undenied testimony regarding his conversations with Murray Gordon, Lewis Garlick, Pat Nebbia, and Scialabba. All of which have either been discussed above or excerpts from his testimony set forth herein. Another factor was the failure of the Respondent Employer to come forth with any evidence either oral or documentary to bolster Gordon's statement to both Cardillo and Stimpfle that they were laid off due to a slow down in business. In such circumstances the Trial Examiner is convinced and finds that the reasons advanced at the time he laid off Cardillo were mere pretext. Surely the production of the Respondent Employer 's records would not have been so burdensome to have precluded their production for all to see. In the absence such evidence or in fact any evidence regarding this the Trial Examiner feels compelled to find that Cardillo, like Stimpfle above, was not laid off for business reasons, but fired because of his membership in and activities on behalf of the Union. Under the circumstances the Trial Examiner finds that John Cardillo was dis- criminatorily discharged by the Respondent Employer on September 4, 1956, and that its action was violative of Section 8 (a) (3) and (1) of the Act. The Trial Examiner has indicated above that he was much concerned by the testimony of Vincent Scialabba, a witness called by the General Counsel in support of his case-in-chief. To put it mildly, he was an enigma to the Trial Examiner. For that reason the Trial Examiner has read and reread the record, not only the testimony of Scialabba, but that of all other witnesses as well, particularly that of those who referred to him in their testimony either on direct or cross-examination. At first blush, portions of his testimony seem utterly fantastic. But strange as it may seem testimony which at first seemed unbelievable when viewed in the light of previous testimony, becomes plausible and believable later on. For example on direct examination he testified and later to some degree at the onset of his cross- examination that he talked over the phone from the offices of Novell Press in Brooklyn to Saltenstein and Murray Gordon, regarding certain phases of his pros- pective job with the Respondent Employer. Later however he clarified this state- ment and testified that he did not discuss the job with either of the above over the phone, and that the details of his job were not discussed with the Respondent Em- ployer until he was interviewed at its offices. In such a state of the record the Trial Examiner will refer to and credit only those portions of his testimony that: (1) are corroborated by other credible witnesses, such as has been referred to and credited hereinabove; (2) relates to conversations with Murray Gordon, Lewis Garlick, and other officers of the Respondent Employer, which stand uncontradicted, undenied, and unexplained in the record; and (3) testi- mony that is plausible and pertinent to the issues herein. ma See infra. 864 DECISIONS OF NATIONAL LABOR RELATIONS BOARD The record shows that Scialabba was hired by the Respondent Employer sometime around the middle of July 1956, under the following circumstances: One afternoon around the middle of July 1956, Scialabba went into the offices of Novell Press, located at 2374 60th Street, Brooklyn, New York, to look for a job. Here he met Louis Zarett, owner of Novell Press. In the conversation that ensued Scialabba asked Zarett for a job as a pressman. Zarett informed him that he did not have an opening at the time, but thought that he knew where he might get a job. Zarett then picked up the phone and called Saltenstein, an old friend of his, whom he had known for around 20 years. According to Zarett, Saltenstein had called him a few days before and asked him to try and locate an offset pressman for one of his clients, and that this was the reason for the call. Saltenstein asked Zarett if Scialabba could operate an Ebco offset press; he told him that he could. Saltenstein then told him to wait awhile and that he would call his client to find out if the job was still open. Shortly thereafter Saltenstein called back and told Zarett that the job was still open and instructed him to send Scialabba down to Ivy Hill, which he did. Scialabba's account of what happened there follows below. According to Scialabba, this was on a Monday afternoon sometime around the middle of July 1956. Upon arrival -at Ivy Hill's office he met Murray Gordon and Lewis Garlick. His testimony of what transpired at this time is best told in his own words: Q. Describe as fully as you can the conversation you had with Mr. Garlick and Mr. Gordon on that occasion. A. They told me they were having difficulty with the union, and that prior to this they had each and every one of the employees in their office, telling them who was for the union or who was against them, but they wanted to be definitely sure who was with them and who was not with them, and in this way they could get rid of the bad elements. In other words, they hired me there to find out who was for the union and who was against the union. In other words, I was in a conversation talking to him. I was supposed to receive a bonus if I could find out- Mr. STEINBERG : Object. TRIAL EXAMINER: Is that part of the conversation? The WITNESS: Yes, Sir. TRIAL EXAMINER: Overruled. Mr. STEINBERG: May I have the language? TRIAL EXAMINER: Use the language. The WITNESS: I asked Mr. Gordon in the course of the conversation, "What about this bonus that I am to get?" He said, "Don't worry about it. We'll take care of you." He asked me if I knew how to run the Ebco and I told him I did. He said that my main job would be to report to him every day about the fellows in the shop, who went down to the union, who goes down to the union, and what other information I can give him to help him, and I agreed, and the next day I started to work. Q. Did they mention during that conversation about any particular employees? A. Yes. In the conversation we mentioned the fellows in the shop. We mentioned Vincent Luca, Johnnie Cardillo, Joe Stimpfle, Bobby Jacobs, Joe Kurutz, and then I was introduced to Mr. Pat Nebbia, who was the foreman. He was told I would be working there and what my position would be. The Trial Examiner credits the above excerpts from Scialabba's testimony not only because it stands uncontradicted and undenied in the record, but also because his conduct thereafter which has been described and set forth above in the testimony of credible witness, was in complete accord with the terms and conditions of his contract of hire, as indicated above in the excerpt from his testimony. According to Scialabba after he went to work he was in constant touch with either Murray Gordon or Lewis Garlick, and reported to them the comings and goings of his fellow workers in so far as their union activities were concerned. Scialabba took the job with Respondent Employer with the understanding that he was to leave around the middle of September 1956, and return to his regular job as an instructor in a trade school in Brooklyn. According to Scialabba a few days be- fore he was to leave he went to Garlick and reminded him that he had been promised a bonus for his antiunion activities. Garlick assured him that he would be taken care of. Shortly thereafter Garlick gave him a cash bonus of $300. A few days later Scialabba quit and returned to his teaching job in Brooklyn. Scialabba's testimony regarding the above incident stands uncontradicted and un- denied in the record, at the time he testified Garlick at least was available as a 1 IVY HILL LITHOGRAPH COMPANY 865 witness and there is no showing in the record that Murray Gordon was unavailable as such. In the circumstances and in the light of the whole record regarding Scialabba's conduct the Trial Examiner credits his testimony regarding the above incident. An example of Scialabba's "reporting" of the union activities of his coworkers to the Respondent Employer if found in his testimony regarding a conversation he had with Murray Gordon and Lewis Garlick about a coming union meeting. According to Scialabba's undenied and uncontradicted testimony, which the Trial Examiner credits, he told Gordon and Garlick that there was to be a union meeting that evening and that Stimpfle, Horowitz, Cardillo, and Luca planned to attend the meeting. He also told them that if they would go down to the union hall and park their car across the street in the parking lot they could see who attended it by watching the hall as they left. The next day Garlick told him that he "was right," and that he had personally talked to Stimpfle about the meeting, and that Stimpfle denied that he was present. He then went on and told Scialabba that he was surprised that Barney Horowitz attended the meeting, but that he had had a long talk with Horowitz since the meeting, and there was nothing to ". . . worry about him... . Concluding and Overall Findings as Regarding the 8 (a) (3) and (1) Allegations in the Complaint The Trial Examiner has found above that the Respondent Employer herein com- mencing on or about the date that it received the Union's letter dated June 18, and a copy of the Union's RC petition dated June 19, 1956, from the Board, engaged in a course of conduct which interfered with, restrained, and coerced its employees in the appropriate unit found above, in the exercise of the rights guaranteed them in Section 7 of the Act by: (1) through its owners and directors, Murray Gordon, Lewis Garlick, and Jack Gordon, and its supervisor, Patrick Nebbia, interrogating its employees concerning their membership in, activities on behalf of, and their sympathy in the Union; (2) from on or about June 18, 1956, and on various dates thereafter during the months of June, July, ' August, and September 1956, through its owners and directors Murray Gordon, Lewis Garlick, and its supervisor, Patrick Nebbia, warning its employees to refrain from becoming or remaining members of the Union or giving any assistance or support to it; (3) from on or about June 18, 1956, and on various dates thereafter during the months of July, August, and September 1956, through its owners and directors, Murray Gordon, Lewis Garlick, and Jack Gordon, and its supervisor, Patrick Nebbia, threatened its employees with discharge or other reprisals if they became or remained members of the Union or gave any assistance or support to it; (4) 24 during the same period of time, by and through the same owners, directors, and supervisor, as noted above, promised its employees economic benefits and other benefits if they refrained from becoming or remaining members of the Union or giving any assistance or support to it; (5) during the same period of time the same individuals, except Patrick Nebbia kept under and encouraged the surveillance of the meetings and activities of the Union or other concerted activities of its employees for the purpose of self-organization or improve- ment of working conditions; (6) during the same period of time, the named indi- viduals in subsection (5) immediately above, offered, promised, and granted to its employees wage increases , bonuses, vacations, and other benefits or improvement in working conditions of employment if they refrained from becoming or remaining members of the Union or giving any assistance or support to it; (7) on or about June 22, 1956, individuals named in subsections 1, 2, and 3 above caused to be circulated, and condoned and ratified the circulation of antiunion petition among the employees of the Respondent Employer, said circulation having taken place at Louis Tavern, Sheridan Square, New York City, New York; and (8) by discrimina- torily discharging Joseph Kurutz, on or about August 22, 1956, John Cardillo, Vincent Luca, and Joseph Stimpfle, on September 4, 1956. By the conduct described above the Respondent Employer violated Section 8 (a) (1) and (3) of the Act.25 Such conduct is so glaringly violative of the Act that the Trial Examiner deems it unnecessary to cite numerous Board and court decisions in support of his findings Suffice it to say that each and every act of the Respondent Employer described and found above has been considered by the Board and the courts since the effective date of the Act in 1935, and as later amended in 1947. 24 The opening phrases as set forth in subsections 1, 2, and 3, above, are applicable here ze See supra for specific findings for the violations mentioned in this section of the Report. 487926-59-vol 121-56 866 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Concluding Findings Regarding the Alleged Violation of Section 8 (a) (5) and (1) of the Act In the light of all of the foregoing the Trial Examiner is convinced that the Respondent Employer herein engaged in conduct violative of Section 8 (a) (5) and (1) of the Act. Here we have a case where an employer embarked upon a cam- paign against the rights of his employees to select an agent of their own choosing for the purposes of collective bargaining, almost simultaneously upon learning of their intent in this regard. The record is replete with uncontradicted and undenied testi- mony about the Respondent Employer's activities. Such activities ranging from the circulation of antiunion petition, within 3 days after it was apprised of its em- ployees collective action, to promises of benefits to its employees in private inter- views if they would abandon the Union. When this approach failed to accomplish the desired result, the Respondent Employer then resorted to threats of reprisal to its employees in personal interviews with each employee. In addition it engaged the "services" of a "labor spy," Scialabba, to keep it informed as to the attitudes and activities of the individual employees in the appropriate unit. Moreover, while en- gaged in the above conduct, it had available to it the advice and counsel of a labor relations expert, Saltenstein, who entered the picture within at least 3 days after it received the Union's letter of June 18, 1956. The Trial Examiner's findings above are part and parcel of this section of the Report, and he so indicated from time to time in setting forth the activities of the Respondent Employer in its campaign against the Union. For this reason he sees no necessity to reiterate. To do so would unnecessarily lengthen this already too burdensome Report He feels, however, that particular reference should be made to his findings regarding (1) the appropriate unit and (2) the so-called ambiguity of the Union's letter of June 18, 1956; and the Respondent Employer's reaction thereto, which the Trial Examiner has found above was the answer to its defense. In the considered opinion of the Trial Examiner, the Respondent Employer's refusal to meet and bargain with the Union after it received the Union's letter of June 18, 1956, was not motivated by a genuine and reasonable doubt of the Union's majority in the unit found appropriate above, but by a desire to undermine and destroy it. Its activities in achieving this goal speak louder than words. In achiev- ing its goal the Trial Examiner has found above that the Respondent Employer (1) threatened its employees with reprisals; (2) interrogated them privately one by one regarding their union sympathies and activities on its behalf; (3) promised benefits, such as vacations, wage increases, 10 paid holidays, a pension plan, and guaran- teed 52 weeks of employment each year, if they would abandon the Union; (4) granted the promised benefits after the Union withdrew its RC petition on August 17, 1956; (5) engaged in surveillance of union meetings; (6) hired a "labor spy," Vincent Scialabba, and paid him a $300 bonus for his nefarious conduct; (7) demoted Joseph Stimpfle from his job as a press operator to less desirable jobs as a floor helper; (8) discharged Joseph Kurutz August 22, 1956, and John Cardillo, Joseph Stimpfle, and Vincent Luca, on September 4, 1956, because of their member- ship in and activities on behalf of the Union; and (9) used its foremen, Borgstedt and Nebbia, to circulate an antiunion petition and solicit signatures thereto from its employees in the appropriate unit on June 22, 1956. All of the above-found conduct is so clearly violative of Section 8 (a) (1) of the Act that the Trial Examiner deems further comment unnecessary, and the Trial Examiner has found above. Factual situations similar to those found here have been before the Board and the courts before. To cite but a few, Joy Silk Mills, 185 F. 2d 732 (C. A., D. C.); certiorari denied 341 U. S. 914, 85 NLRB 1263: Everett Van Kleeck, 189 F. 2d 516, 88 NLRB 785; Pyne Molding Corporation, 226 F. 2d 818 (C. A. 2), 110 NLRB 1700; Dallas Concrete Co., 212 F. 2d 98 (C. A. 5) 102 NLRB 1292. In each and every case cited above where as indicated above a similar situation was before the Board and the courts, it was found that the Employer had engaged in conduct violative of Section 8 (a) (5) and (1) of the Act. So is it here. There yet remains one further aspect of the case to be disposed of, and that is the duty of the Respondent Employer to bargain with the Union both before and after it withdrew its RC petition on August 17, 1956. As the Trial Examiner interprets the record the Respondent Employer takes the position that after the Union had with- drawn its RC petition it could carry on its antiunion campaign with impunity. This is evidenced by Lewis Garlick's statement to several of the employees at the time he informed them of the wage increase and the $90 bonus to the effect that the Respondent Employer was now in the position to grant the above benefits, because the Union had withdrawn its petition. Such is not the law. In a more or less IVY HILL LITHOGRAPH COMPANY 867 recent case, The United States Court of Appeals, for the Second Circuit, speaking through Waterman, C. J., had the following to say, in the Sunrise Lumber & Trim Corp. case, 241 F. 2d 620 enfg., 115 NLRB 866. The respondent also argues that the Board was not empowered to determine the appropriate unit in this unfair labor practice proceeding, because it had previously approved the withdrawal by the union of its petition for a representa- tion election. This position is wholly untenable, however, because it is the duty of an employer to bargain with the majority representative of its em- ployees whether or not that representative has been certified. See United Mine Workers v. Arkansas Oak Flooring Co., 351 U. S. 62, 71-72 (1956); N. L. R. B. v. Dahlstrom Metallic Door Co., 112 F. 2d 756, 757 (2d Cir. 1940). This rule applies even where, as here, the majority representative has filed a representa- tion petition that it subsequently withdraws after the employer's refusal to bar- gain. Spitzer Motor Sales, Inc., 102 N. L. R. B. 437, 439, 433 (1953) enfd. 211 F. 2d 235 (2d Cir. 1954). And, of necessity, the Board must frequently deter- mine the appropriateness of an alleged bargaining unit in order to pass upon a charge that an employer has refused to bargain with the majority representative of that unit. [Emphasis supplied.] Under the circumstances the Trial Examiner finds that the Respondent Employer by granting the above wage increase and paying a $90 bonus to its employees in the appropriate unit, engaged in conduct violative of Section 8 (a) (5) and (1) of the Act. - Under the circumstances the Trial Examiner finds that the Respondent Employer by engaging in the conduct described above violated Section 8 (a) (5) and (1) of the Act. IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent Employer set forth in section III, above, occurring in connection with the operations of the Respondent described in section 1, above, have a close, intimate, and substantial relation to trade, traffic, and commerce among the several States, and tend to lead to labor disputes burdening and obstructing commerce and the free flow of commerce. V. THE REMEDY Having found that the Respondent Employer has engaged in unfair labor practices in violation of Section 8 (1), (3), and (5) of the Act, it will be recommended that the Respondent Employer cease and desist therefrom and take certain affirmative action designed to effectuate the policies of the Act. Thus, having found that the Respondent interfered with, restrained, and coerced its employees by the conduct enumerated above the Trial Examiner will recommend that the Respondent Employer be ordered to cease and desist from this conduct. Having found that the Respondent Employer on August 22, 1956, discriminated against Joseph Kurutz, John Cardillo, Joseph Stimpfle, and Vincent Luca, on September 4, 1956, it will be recommended that the Respondent Employer be ordered to offer them immediate and full reinstatement to their former or substantially equivalent position without prejudice to their seniority or other rights and privileges, and make them whole for any loss of pay suffered by them as a result of the dis- crimination, by payment to them of a,sum of money equal to the amount they would have earned from the date of the discrimination to the date of the offer of reinstatement less their net earnings to be computed on a quarterly basis in the manner established by the Board in F. W. Woolworth Company, 90 NLRB 289. Earnings in one particular quarter shall have no effect upon the back pay liability for any other such period. Having found that the Respondent Employer refused to bargain collectively with the Union as the exclusive representative of the employees in the above-described appropriate unit, it will be recommended that the Respondent bargain collectively with the Union upon request, as the statutory representative of the employees in that unit, and, if an understanding is reached, embody such understanding in a signed agreement. The Respondent Employer's infractions of Section 8 (a) (1) and (3) of the Act, herein found, disclose a fixed purpose to defeat self-organization and its objectives. Because of the Respondent Employer's unlawful conduct and its underlying pur- poses, the Trial Examiner is persuaded that the unfair labor practices found are re- 868 DECISIONS OF NATIONAL LABOR RELATIONS BOARD lated to other unfair labor practices proscribed by the Act, and that the danger of their commission in the future is to be anticipated from the course of the Respondent Employer's conduct in the past. The preventative purpose of the Act would be thwarted, unless the remedial order is coextensive with the threat. In order, there- fore, to make effective the interdependent guarantees of Section 7, to prevent a recurrence of unfair labor practices, and thus to effectuate the policies of the Act, it will be recommended that the Respondent Employer be ordered to cease and desist from infringing in any manner upon the rights guaranteed by Section 7 of the Act. Upon the basis of the foregoing findings of fact and upon the entire record in the case, the Trial Examiner makes the following: CONCLUSIONS OF LAW 1. Local 1, Amalgamated Lithographers of America,'AFL-CIO, New York, New York, is a labor organization within the meaning of the Act. 2. All lithographic production employees of the Respondent Employer employed at its plant, exclusive of all other employees, guards, and all supervisors as defined in Section 2 (11) of the Act, constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9 (b) of the Act. 3. The above-named labor organization was on June 18, 1956, and at all times thereafter has been, the exclusive representative of all the employees in the unit above described for the purposes of collective bargaining within the meaning of Section 9 (a) of the Act. 4. By refusing to bargain collectively with the above-named labor organization, as the exclusive representative of all the employees in the unit above described, the Respondent has engaged in and is engaging in unfair labor practices within the meaning of Section 8 (a) (5) of the Act. 5. By discriminating with regard to the hire and tenure of employment of Joseph Kurutz, John Cardillo, Joseph Stimpfie, and Vincent Luca, thereby discouraging membership in the above-named labor organization, the Respondent Employer has engaged in and is engaging in unfair labor practices within the meaning of Section 8 (a) (3) of the Act. 6. (a) Threatening employees with reprisals; (b) interrogating employees about their union activities; (c) promising benefits, including vacations, wage increases, bonuses, pension plan, guaranteed employment for 52 weeks of the year, and 10 paid holidays, if they would abandon the Union; (d) granting benefits including wage increases and bonuses; (e) encouraging and engaging in surveillance of union meetings and activities; (f) hiring a person, Vincent Scialabba, for the purpose of intimidating employees in the exercise of rights guaranteed under the Act; (g) demoting and making working conditions less agreeable to Joseph Stimpfle, a union adherent; (li) discharging union adherents, Joseph Kurutz, John Cardillo, Joseph Stimpfle, and Vincent Luca; (i) instigating and circulating an antiunion petition designed to cause a disaffection between its employees and their duly selected bargaining agent; and (j) refusing to bargain with the Union, the Respondent Em- ployer has engaged in and is engaging in unfair labor practices within the meaning of Section 8 (a) (1) of the Act. 7. The aforesaid unfair labor practices are unfair labor practices affecting com- merce within the meaning of Section 2 (6) and (7) of the Act. [Recommendations omitted from publication.] Lilliston Implement Company and United Steelworkers of America, AFL-CIO, Petitioner. Case No. 10-RC-4120. Septem- ber 15, 1958 DECISION AND DIRECTION OF ELECTION Upon a petition duly filed under Section 9 (c) of the National Labor Relations Act, a hearing Was held before George B. Smith, 121 NLRB No. 111. Copy with citationCopy as parenthetical citation