American Printers & Lithographers, Inc.Download PDFNational Labor Relations Board - Board DecisionsMar 14, 1969174 N.L.R.B. 1179 (N.L.R.B. 1969) Copy Citation AMERICAN PRINTERS & LITHOGRAPHERS American Printers & Lithographers , Inc. and Chicago Typographical Union No. 16 , AFL-CIO. Cases 13-CA-8043 and 13-RC-11226 March 14, 1969 DECISION, ORDER, AND DIRECTION BY MEMBERS BROWN, JENKINS, AND ZAGORIA On April 9, 1968, Trial Examiner Herman Tocker issued his Decision in the above-entitled proceeding, finding that the Respondent had not engaged in any unfair labor practices within the meaning of the National Labor Relations Act, as amended, and recommending that the complaint be dismissed in its entirety, as set forth in the attached Trial Examiner's Decision. Thereafter, the Respondent filed exceptions to the Trial Examiner's Decision and a supporting brief. The General Counsel and the Charging Party filed cross-exceptions to the Trial Examiner's Decision and briefs in support thereof. The Charging Party also filed a brief in opposition to the exceptions of the Respondent and in support of certain findings of the Trial Examiner. The Respondent filed a motion to strike General Counsel's cross-exceptions to the Trial Examiner's Decision and the General Counsel filed a response to the Respondent's motion to strike. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with these cases to a three-member panel The Board has reviewed the rulings of the Trial Examiner and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions and briefs, the motion and response,' and the entire record in these cases, and hereby adopts the findings,2 conclusions, and recommendations of the Trial Examiner, as herein modified. The Trial Examiner stated that the challenge to Bonecke's ballot ought to be overruled as a matter of law since the parties had stipulated that all composing room employees were included in the The Respondent ' s motion to strike General Counsel's cross-exceptions to the Trial Examiner ' s Decision is based on the allegation that the cross-except ions fail to comply with the specific provisions of Section 102 46 (b)(3) of the Board ' s Rules and Regulations , Series 8 , as amended, in that they lack specificity We find no merit in the Respondent's motion as the cross -exceptions filed herein by the General Counsel designate the parts of the Trial Examiner ' s Decision to which the objection is made and the supporting brief designates by citation the pages of the record relied on, the grounds for the exceptions , and citation of authorities in support of the grounds for cross-exceptions Accordingly , the Respondent ' s motion to strike General Counsel ' s cross-exceptions is denied We agree with the Trial Examiner that the Respondent did not engage in surveillance in violation of Section 8 (a)(1) of the Act In so doing, however, we rely solely on the Trial Examiner ' s crediting Weinress ' denial that he ever told Britzke that he heard about a meeting the previous night 1179 unit. The Trial Examiner further stated that, were it not for the agreement of the parties, as set forth in the Stipulation for Certification upon Consent Election, he would find that Bonecke, a composing room employee, does not have that necessary community of interest with the other employees in the unit to justify his being included therein for voting purposes. Contrary to the Trial Examiner and our dissenting colleague, we find that the unit description set forth in the stipulation of the parties herein does not preclude our passing upon the eligibility of Bonecke to vote in the election. The situation here is identical to that in Udaco,' except that there the agreement provided for final determination by the Regional Director and here the stipulation provides for decision by the Board on issues concerning the conduct of the election. Thus, the stipulation here defines in general terms the composition of the unit but is not conclusive on questions concerning elegibility. This is apparent from the absence of an express agreement that eligibility is limited to those whose names appear on an approved eligibility list4 and the provision in the stipulation that the parties' observers are authorized "to challenge the eligibility of voters." Furthermore, the intent of the parties is not clear from the information before us, as our dissenting colleague concedes, in effect, by his statement that "it must be assumed" that the parties were aware that the unit description they adopted would have the effect of determining eligibility Also, as in Udaco, the parties stipulated that the ". . . election shall be held in accordance with . . . the Board's Rules and Regulations, and the applicable procedures and policies of the Board." It is an established procedure and policy to consider whether an individual has interests which are not allied with those of the employees in the unit and should be excluded for that reason under the Board's normal rule.' Finally, the cases cited in the dissenting opinion are distinguishable6 or support our view that the 'Mitchivoshi Uveda, d/b/a Udaco Manufacturing Co, 164 NLRB No 84, in which our dissenting colleague joined There it was concluded that a stipulation as to a production and maintenance unit did not foreclose the Regional Director from determining the eligibility of two production and maintenance employees who were found ineligible because they enjoyed a special status and shared a community of interest with the employer rather than with the rank - and-file work force as a whole 'Norris-Thermador Corporation , 119 NLRB 1301 'N L R B v Jodm Manufacturing Co , 314 F 2d 627 (C A 2), where the court noted that a literal reading of the stipulated unit description would, contrary to the Board's normal rule, require the inclusion in the unit and the counting of the ballots of college students employed for the summer and upheld the Board ' s application of its rule and the consequent exclusion of these ballots 'Thus, NL R B v J J Collins Sons , 332 F 2d 523 (C A 7), involved the question of whether the Board erred in including in the unit an employee whose job did not fit into the three job classifications set forth in the stipulation , while Tidewater Oil Co v N L R B, 358 F 2d 363 (C A 2), and N L R B v Joclin Manufacturing Co , supra (re Ursim, Rollins, and Palukis), involved questions of employees excluded or included (Rollins and Palukis ) although they fell within specific categories named in the agreed -upon unit, where no special factors were involved showing that 174 NLRB No. 177 1 180 DECISIONS OF NATIONAL LABOR RELATIONS BOARD stipulation here is not determinative' of Bonecke's eligibility We conclude, therefore, that the issue of Bonecke's eligibility to vote may be decided Bonecke was the president of Advance Composition Co., Inc., which sold its typesetting shop to the Respondent for a purchase price of $30,000, with an initial payment of $10,000 and subsequent annual payments of $4,000 per year At the time of the election, Bonecke (as a corporate entity) was a creditor to the extent of $12,000 Employed by the Respondent since the sale, he has no definite time for reporting to work and in fact makes a practice of reporting to work later than other employees. He does not punch a timeclock as other employees are required to do but makes out his own timesheet His compensation initially was $10,000 and is based on an annual rather than an hourly basis. The other Linotype operator, Sungail, was an hourly employee who earned approximately $7,000 a year Although Sungail complained about Bonecke's coming in late, the Respondent took no corrective measures Under all these circumstances, we conclude that Bonecke had a special status which made his interests closely allied to management and inconsistent with those of employees in the stipulated unit This is exemplified by the fact that in contrast to other employees in the unit he received an annual salary, that his compensation was approximately 42 percent higher than an employee in the same classification; that he had no definite reporting time and that as a creditor, he still enjoyed some of the perquisites of managerial status stemming from his prior corporate ownership. Under applicable Board principles and policies by which the parties agreed to be bound, we conclude the challenge to Bonecke's ballot must be sustained ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby adopts as its Order the Recommended Order of the Trial Examiner, and hereby orders that the complaint herein be, and it hereby is, dismissed in its entirety. DIRECTION It is hereby directed that the Regional Director for Region 13 open and count the ballot of Robert J. Sungail, and thereafter prepare and cause to be served upon the parties a revised tally of ballots, including therein the count of the above ballot. If, according to the revised tally of ballots, the Union has received a majority of the valid ballots cast in the election, the Regional Director is directed to their interes t s were allied with management and hence were different from those of the unit employees 'See discussion of N L R B v Joclm Manufacturing Co , in fn 5, above certify Chicago Typographical Union No. 16, AFL-CIO, as the exclusive bargaining agent for the employees in the appropriate unit. If, according to the revised tally of ballots, the Union has not received a majority of the valid ballots cast in the election, the Regional Director is directed to certify the results of said election MEMBER ZAGORIA, dissenting in part I would overrule the challenge to Bonecke's ballot Although, were the issue mine to decide in the first instance, I might well agree that Bonecke possessed "special" interests warranting his exclusion, the case is not now in that posture The election was held pursuant to a Stipulation for Certification upon Consent Election, a procedure whereby the scope and composition of the unit is decided by the agreement of the parties, and not the Board The Union's petition initially read "all hourly paid composing room employees," with the words "hourly paid" specially written in. Thereafter, at the conference, the record shows the attorneys representing the Employer and the Union had some disagreement as to "the wording of some sentences." The unit finally agreed upon included "all composing room employees," a description which clearly includes Bonecke, a composing room employee,' albeit a salaried one As the Trial Examiner points out, the record indicates that the Union was aware at the conference of the facts surrounding Bonecke's employment; it was in possession of a letter from him setting forth the pertinent details. Moreover, there were at most five employees in the unit, and I think it must be assumed that the parties, in finally agreeing on the unit description, were aware of its effect on the possible inclusion or exclusion, eligibility or ineligibility, of the handful of employees involved I believe the parties' intent to be the controlling factor in this type of case, and, like the Trial Examiner, do not feel justified at this point in departing from what seems to me to be the natural interpretation of the parties' agreement in favor of some other interpretation, which might accord more closely with what the Board would have decided were the question appropriately before it See N L.R.B v J. J Collins' Sons, 332 F 2d 523 (C A. 7); Tidewater Oil Co v N L.R B, 358 F.2d 363 (C.A 2); N.L.R B. v. Joclin Manufacturing Co, 314 F.2d 627 (C.A. 2).9 The stipulated unit is even more explicit in specifying the inclusion of "linotype operators " Bonecke and Sungail were the Employer's only two lineotype operators On August 10, 1967, the date of the stipulation, Sungail had been on layoff for 6 weeks , leaving Bonecke as the only employee actively working in this classification 'I cannot agree with my colleagues that these cases are distinguishable, or that they support the majority's approach to the present case In each of the cited cases , the Board's attempt to focus on policy considerations, rather than the stated agreement of the parties , was strongly rejected by the reviewing court Both Collins ' and Tidewater specifically involved efforts by the Board to engraft the "community of interest " doctrine upon the parties ' stipulation, with the court in Tidewater stating "we view community of interest as a doctrine useful in drawing the borders of an AMERICAN PRINTERS & LITHOGRAPHERS TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE HERMAN TOCKER, Trial Examiner- This consolidated proceeding came on to be heard before me in Chicago, Illinois, on January l l and 12, 1968 It is concerned both with challenges at and objections to a consent election conducted August 31, 1967, and a complaint alleging violations of the Labor Management Relations Act, 1947, as amended Chicago Typographical Union No 16, AFL-CIO, the Union, filed a petition August 4, 1967, requesting that an election be held for certification of a bargaining representative on behalf of the hourly paid composing room employees of American Printers & Lithographers, Inc., the employer The employer entered into a consent agreement and the election was held. Five employees voted, two for the petitioner and one against, with two ballots being challenged one by Respondent and one by the Union The Union filed objections September 8, alleging (1) a discriminatory failure and refusal to recall to work one Robert Sungail, a laid-off employee because of his union activities, (2) unlawful interference with the union activity on August 11, 1967, which interference involved interrogation, promises of benefits, and threats, all for the purpose of coercing employees to vote against the Union, and (3) a threat, on August 23, to curtail or terminate the work of the composing room if any employee voted for the Union The challenges were, by the employer, to the ballot of Robert J Sungail on the ground that his name was not on the eligibility list and he was no longer an employee and, by the Union, to that of Henry P Bonecke on the ground that he was not a regular hourly employee but salaried and therefore not properly in the bargaining unit In addition to the objections, the Union filed unfair labor practice charges on September 8 and October 30, 1967 These were to the effect that (1) the employer, following the Upton's filing of the representation petition, failed and refused to recall to work the laid-off employee, Sungail, because of his union activity, (2) following such filing, the employer threatened its employees with loss of benefits and promised them benefits thus interfering with, restraining, and coercing them in the exercise of guaranteed rights, and (3) since on or about June 27, the employer refused to bargain with the Union as the bargaining representative of its composing room employees The complaint was issued November 7. It alleged that the Respondent on August 30 had engaged in interrogation of its employees and on August II had promised them benefits for the purpose of inducing them to withhold their support of the Union, that on or about June 23 it temporarily had laid off Robert Sungail and thereafter failed and refused to recall him to work because of his union activity, and, finally, that the Union had been designated by a majority of the employees in the appropriate bargaining unit, a function well within the discretion of the Board But we do not conclude that the doctrine remains as an established Board policy sufficient to override the parties ' intent when the Board, in the interests of furthering consent elections , allows the parties to fix the unit " (Id at 366 ) The same considerations seem applicable to me here Cf Udaco Manufacturing Co, 164 NLRB No 84, where the unit description was more broadly phrased , and there was less evidence of the parties ' intent In Udaco , the Board upheld the determination of the Regional Director , who under the parties ' consent agreement , was to make the final decision on all challenges 1181 appropriate unit as their collective-bargaining agent but since on or about June 27, following request by it, Respondent had refused to bargain collectively with it with respect to wages, hours of employment, and other terms and conditions of employment Respondent, while admitting the formal allegations pleaded for the purpose of establishing jurisdiction, denied all allegations on the basis of which a finding might be made that it had violated the Act in any manner The Regional Director issued his report on the challenges and objections on November 9 He ruled that both the challenges and the objections involved issues the facts of which best could be determined on the basis of testimony and other evidence to be developed at a hearing Taking note of the pendency of the complaint case, he directed that the representation case involving both the challenges and the objections be consolidated with the complaint case for purpose of hearing and decision by a duly designated Trial Examiner of the Board The Issues The objections to the election involving the failure to recall Sungail and the alleged unlawful interference of August 11 are both included in the complaint The third objection, involving an alleged threat on August 23, is no longer an issue There was a total failure of proof The issues raised by the complaint are (I) whether Respondent engaged in unlawful interrogation on August 30, (2) whether it unlawfully promised benefits on August II, (3) whether there has been an unlawful failure and refusal to recall to work the laid-off employee, Sungail, and (4) if the Union had been designated by a majority of the employees in the unit on or about June 27, 1967, whether there has been a bad-faith refusal to recognize it for the purpose of gaining time to undermine its strength and break down its claimed majority for the purpose of causing it to be defeated in the representation election Finally, it must be decided whether the ballots of Sungail and Bonecke should be counted In this connection, it is apparent from what was developed during the hearing that if Sungail's ballot is counted the Union will have won the election regardless of the Bonecke ballot. If Bonecke's ballot then is counted and that ballot is opposed to the Union, the result will be the same, for the vote then would be three for and two against. If the Bonecke ballot is not counted the result still will be the same for the vote will be three for and one against And, if neither ballot is counted, the result still will be the same I have been favored with excellent briefs submitted by counsel supporting the complaint, counsel for the Union, and counsel for the employer. They have served to facilitate my disposition of this case All points made and set forth therein have been given careful consideration In the resolution of all issues with respect to which credibility of oral testimony became a factor, I have considered the demeanor and conduct of the witnesses, their candor or lack of it, their objectivity, bias or prejudice, their understanding of the matters concerning which they testified, whether their testimony has been contradicted or sufficiently impeached, whether parts of testimony should be accepted when other parts are rejected, consistency, plausibility and probability, and the effect which leading questions might have had on the answers elicited thereby Now, on the basis of the entire record, I hereby make the following 1182 DECISIONS OF NATIONAL LABOR RELATIONS BOARD FINDINGS OF FACT A The Business of Respondent and Jurisdiction American Printers & Lithographers, Inc , the employer, Respondent, at all times hereinaftermentioned was, and now is, a corporation duly organized and existing under and by virtue of the laws of Illinois. Its principal place of business is in Niles, Illinois, and it is engaged in commercial printing It has admitted the volume and interstate nature of its business It is an employer engaged in commerce and its operations have affected and do affect commerce within the meaning of Section 2(6) and (7) of the Labor Management Relations Act, 1947, as amended The National Labor Relations Board has jurisdiction over it and over this proceeding B The Labor Organization Involved Chicago Typographical Union No 16, AFL-CIO, is, and at all times material herein, has been a labor organization within the meaning of Section 2(5) of the Act C The Alleged Unfair Labor Practices I The alleged promises of benefits on August 11, 1967 This alleged violation arises in connection with a meeting called by Wallace Weinress, Respondent's President, on or about August 11 It is dependent on whether Weinress, by telling or reminding the employees there present of Respondent's practices affecting oldtime or retired employees, thereby promised them that they would continue to have those or similar benefits if they withheld membership and aid from or did not assist the Union Evidence has been submitted of somewhat similar conduct by Wemress during a conversation with August Lang, an employee opposed to the Union The Union, in arguing that Weinress' conduct during this meeting constituted an unlawful promise of benefits, relies primarily on the testimony of an employee, Ron Wyles, to the effect that all the composing room employees had been directed to attend and that, toward the conclusion of the meeting, they had been advised that the office manager would come in shortly with some canceled checks which would be passed around The checks were brought in "He laid them on the table It was made out to a former retired letterpress foreman, came out about $79.00, another check there for retired salesman, that was about $45.00, and another check there was made out to the widow of a former office manager, and that was approximately $10000 And he said there was a lot of things that went on that we didn't know about When employees were sick, he might call on them, and he brought up that he pays for the hospitalization plan and that he takes care of his employees " Another employee, Melvin Britzke, testified with respect to this portion of the meeting, "[Hie began to explain how he has taken care of some of his employees and he passed around cancelled checks to show proof of this and, well, he explained he was a man of his word and that he would take care of his employees, and that's about all I can remember " These recitals or interpretations of what happened at the meeting may not be read in isolation but must be considered together with everything else that happened there Union Witness Wyles testified that when they arrived in the conference room Weinress told them that he had been called by the Union, that he had insisted on an election, and that the election would be held August 31 He told them also that he "had nothing against unions but that this particular union had a bad record that a strike vote was being considered at the present time and it bothered him that a few employees could shut down his entire plant in the event of a strike " Then, after telling about some disagreement between the company lawyer and the union lawyer "on the wording of some sentence," he told them that "he had restrictions on what he could say but that we had known for a good many years he was a man of his word, and if we wanted a union shop, that was the way it would be " Union Witness Britzke testified also that "Weinress opened the meeting by saying that there were some union officials there that wanted to organize the shop and he didn't believe that everyone was in agreement with joining the union and for this reason he was going to call a vote " and after reciting what has been quoted above about the checks, continued that Weinress "told -us that if we wanted a union, we could have a union, however, this vote would tell the story " Union Witness Lang, an employee who did not want to join the Union, testified that in an earlier talk between him and Weinress, Wemress had shown him some canceled checks given to retired persons and had added, "As long as you are here you will be taken care of in the same way." This alleged remark, as quoted by Lang, must be read together with his other testimony to the effect that his opposition to joining the Union was because of his ineligibility to qualify for the Union's pension even if he did become a member He had a great concern about what would happen to him after his retirement My interpretation and understanding of his testimony about the alleged Weinress remark to him is that it was only an assurance to him, induced by his concern about his own future, and that it had been elicited in response to that concern expressed to Weinress. It is clear from all of Lang's testimony that he was opposed to the Union He did not intend to join or vote for it. Whatever remarks Weinress might have made to him along the lines indicated would not have had and were not intended to have the effect of inducing him not to support the Union Lang's version of the group meeting in the conference room was given immediately following this testimony about the prior exposure of the checks to him For that reason the checks were uppermost in his mind while he was giving this testimony He said, "Well, Mr Weinress went through the same routine He showed us all these checks and told us that we'd all be taken care of He hated to see us go. The whole plant would be in one union He'd be all right but he's kind of worried about four of us being in another unit We should go out, the whole plant would have to go out and it would hurt all the other employes " The reference to the whole plant being hurt was not made "in connection with a discussion of a strike " Weinress merely had said, "(l)f anything should happen" Two weeks after the conference room meeting (and presumably because of a request from the Union) Wyles wrote a Union organizer a letter in which he undertook to set forth what had happened The testimony given by the witnesses called in support of the complaint was not very far different from what he had reported in the letter with the exception, however, that there was more detailed reference to the remark about the Union and what would AMERICAN PRINTERS & LITHOGRAPHERS 1183 happen in the event of a strike I quote from the letter "This union did not have a good record and that a strike vote was being considered at the present time It bothered him that a few employees could shut down his plant in case of a strike " Even this obviously was not complete The evidence in toto is to the effect that Weinress reminded the group that all the other employees of Respondent were in a different union and discussed the pros and cons of having an overwhelming majority of all employees represented by one union while the employees in the composing room, only four or five, were represented by another. It was within Respondent's right, under Section 8(c) of the Act, to make this comparison and discuss the possibilities of what might transpire in the future Westmont Engineering Co , 170 NLRB No 6 Nothing in this or in the other alleged remarks, as testified by all the employee witnesses, contains any "threat of reprisal or force or promise of benefit " Throughout the speech Weinress exhibited no union animosity In fact, according to Lang, Wyles, and Britzke, Weinress indicated the contrary He made clear that it was up to the employees themselves to decide whether they wanted a union and that, it they wanted the Chicago Typographical Union No. 16, that was their privilege and he would abide by their wishes. Weinress' testimony about what he had done and said at the meeting is not at great variance from that given by the employees His explanation for showing the checks was that he believed the employees were not aware of the practice and he wanted them to know about it He reminded them that most of them had been with the Company for many years and that he "felt [he] had the same obligation to them as the people that were retired, and whatever they did there would be no objection nor would they be fired or changed, or anything, in our plant " His version of the reference to the charging union, after observing that "a free election was certainly all right with" him was, "I did not like this particular union because they have had very poor labor relationships in Chicago, and at that time they were negotiating and they had a slow-down in their work and that they were allowing no overtime in the industry, as it is, and this particular union had poor labor relationships in Chicago and in the United States and that this was the only thing that worried me about the Union " The allegation in the complaint to the effect that the Respondent, during the meeting of August 11, 1967, "promised benefits to employees to induce them to withhold membership, aid and/or assistance to the Union" is not supported by substantial, probative evidence and should be dismissed. William L Bonnell Co , Inc , 170 NLRB No 14, paragraph numbered l and he didn't think it was very nice " We are asked, on the basis of this testimony, to find and conclude that Respondent in this fleeting moment engaged in unlawful and coercive interrogation Certainly the observation about the meeting has overtones of surveillance and if it was accompanied by the additional statement it would be a display of displeasure As to the latter, "and he didn't think it was very nice," we cannot be too sure whether this was Britzke's reaction to the fact that Weinress had commented about the meeting or whether Weinress had said that "he didn't think it was very nice." Britzke, in his later testimony, said that nothing, except the remark to the effect that there had been a meeting at Sungail's house, had been said He was firm that nothing else had been said, that Weinress did not say what the meeting was about, did not say who was there, did not ask anything about the meeting, and did not ask what had happened there Weinress denied that he ever told Britzke that he had heard about a meeting the night before. As I have said, if the incident did occur there is a suggestion of surveillance Surveillance smacks of interrogation when the fact of surveillance is conveyed to employees. While Respondent was opposed to the petitioning and charging Union, there is nothing in the entire record which suggests, in the slightest, that it was opposed to the concept of unions, was antiunion in any respect, or sought in any drive o^ campaign to deter its employees from organizing if that was their wish The evidence is to the contrary During the preelection period Weinress made clear that it was the privilege of the employees to select whatever union they preferred and that he would abide by whatever selection they made, without reprisal of any kind. In the context of this case, although Weinress denied that he had made the statement, even were I to reject his denial, which I do not, it seems at worst merely to have been a casual observation and not a remark made with the intention either to probe into the union activities or to deter Britzke or anyone else from attending other meetings William L Bonnell Co, Inc, 170 NLRB No 14, paragraph numbered 2. And, as to the effect it might have had on the good-faith issue in the 8(a)(5) charge, even if it were found to have been a violation, see Hammond & Irving, Incorporated, 154 NLRB 1071 This evidence was not substantial and of sufficient probative value to persuade me that on or about August 30, 1967, Respondent interrogated its employees about their union activities. The allegation should be dismissed 3 The alleged failure and refusal to recall Sungail back to work 2 The alleged interrogation of employees about their union activity It is alleged that on August 30, 1967, Respondent, by Weinress, "interrogated employees about their union activity " This alleged interrogation is found in Employee Britzke's testimony relating a conversation held August 30, the day following a union meeting at the home of another employee, Sungail, the laid-off employee whose ballot has been challenged The meeting between Britzke and Weinress had been occasioned by a necessity to "explain some property" but this objective was not fulfilled because "the full information of the company wasn't there and then at that time Mr Weinress just said he understood there was a meeting at Mr Sungail's home It is alleged, "On or about June 23, 1967, Respondent engaged in the temporary layoff of employee Robert Sungail and thereafter failed and refused to recall Robert Sungail back to work because he engaged in union and/or other protected concerted activity " Assuming that Respondent was well aware that Sungail was a leader in the effort to organize the composing room employees, the evidence is potent , unrebutted , and even seems to be conceded that , at the time he was laid off, Respondent had lost so much business as not to necessitate the employment of two linotype operators and that it required only one The Union was aware of this loss of business Respondent had in its employ both Sungail and Bonecke Bonecke was regarded as a better operator than Sungail Respondent ' s relation to Bonecke, 1 184 DECISIONS OF NATIONAL LABOR RELATIONS BOARD by reason of its acquisition of his business and his employment coincidental with that acquisition, was such that, as between the two men, if one of them had to be laid off, Sungail and not Bonecke was the one to be laid off'. Giving consideration to all of Respondent's conduct during the organizing campaign, from its very inception and until the election, I am unable to conclude that the falling off of business resulting in Sungail's consequent layoff was seized as a pretext for ridding itself of Sungail and that its real reason was the effort to rid itself of him because of his union activities and for the purpose of discouraging membership in the Union To the extent that the portion of the complaint quoted above may be read as alleging a discriminatory layoff on or about June 23, that allegation should be dismissed Further, as to that part of the complaint which alleges that the continued failure and refusal to recall was because of Sungail's union or other protected concerted activity, there is no proof that Respondent has recovered business sufficient to require or enable it to rehire or recall Sungail There has been no unlawful failure to rehire and recall. To the extent that the complaint alleges a continued failure to rehire and recall, that too should be dismissed. 4. The alleged refusal to recognize and bargain with the Union on or about and following June 27, 1967 On or about June 27, 1967, the Union had been authorized by a majority of the employees in the unit to represent them and to bargain collectively on their behalf. I was concerned during the hearing as to whether the signing by three employees of papers entitled, "Application for Provisional Membership," constituted sufficient authorization The Union's bylaws provide for "provisional" membership to be granted "to qualified applicants employed in printing establishments in the course of organization " Such "provisional members" ultimately become full members when the "local union organization work of their printing establishment is completed " This is a device utilized by the Union during the course of organizing an unorganized unit It is the manner in which a person desiring that it represent him makes known that desire I hold that the papers signed by the employees were sufficient to vest in the Union the authority to represent them and to bargain collectively upon their behalf I Spiewak & Sons, 71 NLRB 770; Everett Van Kleeck & Company, Inc, 88 NLRB 785; and see my observation and cases cited in the fifth from the last paragraph of the portion of my decision concerned with the union's demand for recognition in Charm Handbags, Inc, 170 NLRB No 16. On June 27, 1967, the Union officials, Hunt and Musil, called on Respondent and spoke to Weinress According to Musil, they arrived without an appointment and were informed that there "would be a considerable wait. Mr. Weinress was at some meeting " They waited for him from forty-five to fifty-five minutes and he finally came out, said that they did not have an appointment but, because they had waited so long, he would see them for a few moments They sought to give him the demand letter but "he put his hands back and along his sides " In response to his inquiry they told him that it was "a letter requesting recognition" and that a majority of the employees in the composing room had "signed as members of the Union" and asked that the Union represent them There is nothing in the alleged conversation to indicate that Weinress was angered by or antipathetic to the representations made to him According to Musil, the only position taken was that because of change of ownership Weinress was not the one who was to handle the matter and, for that reason, he refused to receive or touch the letter and he suggested that they communicate with the company's lawyer The meeting seems to have been friendly because, during the discussion, Musil's associate, Hunt, referred to "the family tree" and "discussed the friendliness of the father [Weinress' father] with the employees " Also, according to Musil, Weinress had said that he was unable to "understand why the employees want to join the Union; that the company has always treated - it's been like a big family " This was followed by a recital of benefits enjoyed by the employees at that time These benefits were recognized as having been afforded to the employees and Musil's associate, "Mr Hunt pointed out that [Weinress'l father probably had more time with the employees, was able to talk to them more and they felt more friendly; and since Blair Associates had purchased a controlling interest, they probably felt a loss of security and because of this they wanted to join the Union to guarantee their security and we certainly were not in the business of putting print shops out of business We wanted to work with them " Musil's testimony as to the manner in which the meeting ended was, "[O]n a note of what I thought was sincere friendliness he gave us the name of the attorney to see, and we then left the company " Hunt's testimony about this meeting was considerably less detailed than Musil's He did remember that, when declining to touch the envelope in which the demand letter had been placed, Weinress had said, "It was not within his authority to consider such matters, and he said he could not even consider the matter. He was surprised He expressed surprise He said, `I'm surprised that - would be surprised if it were true you did represent a majority.' " Considering the evidence in the record as a whole and also that I received the impression from Hunt and Musil that they held him in high regard and were extremely hesitant about saying anything which might impugn to him any antiunion attitudes I am unable to make an inference that Weinress, confronted unexpectedly by the Union representatives during an unexpected visit, at the time that he refused to take the Union's letter and was discussing the matter of representation, was not motivated by a good-faith doubt of the Union's majority status but that it was his real intention to obtain delay for the purpose of undermining its strength and breaking down its claimed majority. Although it is argued that Musil and Hunt offered to show the applications at this time and that Weinress did not ask for proof of the Union's claim, their testimony does not support this argument The letter in the envelope merely asserted that the Union had been authorized Nothing in it constituted an offer to prove the claim of majority Both Musil's testimony and that of Hunt practically establish that Weinress, unexpectedly visited, actually was taken by surprise and did in fact have a good-faith doubt that these employees, who he had thought were so well satisfied, had decided to have their own union. Acting on the Weinress suggestion that they communicate with the company lawyer, Hunt and Musil met with him on about July 5. The conversation there was to the effect that they had not "expected the refusal [at the plant] of the [demand] letter" and that they had AMERICAN PRINTERS & LITHOGRAPHERS 1185 come to him in the hope that they "could submit proof of membership to a third party" for the purpose of establishing the majority claim to the end that peaceful negotiations might be commenced The attorney expressed surprise that this particular unit had not been organized because he "thought the whole place was union " Other evidence in the case suggests that he well might have thought this to have been the case because it appears that the other employees are organized and represented by another union Musil testified that he corrected this assumption and was told that the Company had "no objection to unions as such, but he believed it was the policy of the Company not to accept any bargaining agency without an NLRB election and that we should petition for an election " The question which immediately followed this statement was, "And did you?" Musil's answer was, "We then petitioned for an election " Hunt's testimony was generally to the same effect except that he added that the company lawyer, after stating his impression that the entire plant "was union," had referred to his recent or just begun association with the Company and said that he "didn't know too much about the details of the operation of the shop " After Hunt and Musil had suggested that there be an independent card check, also according to Hunt, the company lawyer "said he would have to consult with his principals. He didn't know what their attitude was but he felt that if the people really wanted to join the Union, [and] it was proved that we actually represented them, that there would be no difficulty " This is not the situation where, following a demand for recognition, a union files a petition for an election or even where, simultaneously with the demand, it files the petition, only to be met with a campaign of unfair labor practices designed to destroy its majority representation and authority According to the testimony of the union representatives, at the first meeting surprise and doubt was expressed by Weinress and at the second meeting surprise of a somewhat different nature, but still surprise, was expressed by the company attorney In both meetings there was no antagonism, no arbitrary rejection, and nothing but a friendly discussion culminating in a suggestion on the part of the company lawyer that an election be held and an apparent acquiescence to that suggestion by the union representatives Fully a month later, August 4, the Union filed its petition and, before the end of the following week, Respondent formally consented that the election be held While the Union had hoped or expressed the hope to prove to the company lawyer, by resort to a disinterested third party, the fact that a majority of the employees in the unit had authorized it to represent them in collective-bargaining negotiations, this did not rise to a formal offer and demand for the opportunity to demonstrate that majority As Musil testified, "We came here in hopes we could submit proof of membership to a third party, a disinterested party who would - that we do have the members we claim to have and that we could sit down to peaceful negotiations without any trouble. Apparently the company lawyer was able to dissuade them from pursuing their hopes Upon his suggestion there was mutual agreement that the question of representation be determined in a Board-conducted election The employer engaged in no unfair labor practices. There is no reason to justify at this time a disregard of the agreement by the parties that the question of representation be determined in the election Joy Silk Mills, Inc v N L R B, 185 F 2d 732 (C A D.C ), Laabs, Inc, 128 NLRB 374; Irving Air Chute Company, Inc , 149 NLRB 627, John P Serpa, Inc, 155 NLRB 99, reversed and remanded sub nom Retail Clerks Union, Local No 1179, AFL-CIO v N L R B, 376 F.2d 186 (C A 9, 1967), 166 N' RB No 66, and Sprouse-Reitz Company, Inc, 168 NLRB No. 56 There has been no refusal to bargain collectively within the meaning of Section 8(a)(5) of the Act D The Objections to the Election There having been no unlawful failure and refusal to recall to work the laid-off employee, Robert Sungail, no unlawful interrogation on August 11, 1967, and no threat on or about August 23, 1967, to "Go cold-type," the objections to the election have not been sustained and they should be dismissed E The Challenges to the Sungad and Bonecke Ballots I The Sungail ballot Sungail was laid off for lack of work with a reasonable expectation that he would be reemployed Respondent's agent, Charles Davis, who was delegated by it to inform him of his layoff, testified that on June 22, 1967, following instructions from Weinress, he had a conversation with Sungail His entire testimony was I offered to buy him a cup of coffee and he said no, that he would buy me a cup of coffee, and I told him I wanted cream and sugar, and we sat down and I told him I had bad news for him I told him that we no longer had need for his services, and I continued to say why, which was because we had lost G S A catalogue and because we had lost the Bruning publications He expressed - I should say he said he wasn't surprised that he was being fired I told him after that that if he needed a job that I would give him the name of a man that needed a typesetter As our conversation closed, I said, "Should we ever need his services again, we would call " That was Davis' version of the conversation. Sungail's layoff was occasioned by Respondent's loss of business I credit Musil's testimony that, during his meeting with Weinress, Weinress "stated that [Sungail] was laid off because of a shortage of work It had nothing to do with union activity that summer was the slow season and he had hoped by the end of the summer the work would pick up sufficiently to put him back to work " Musil was firm in saying that Weinress never claimed to have "fired Mr Sungail" and that he "used the word `layoff ' " Sungail certainly appears to have been given to understand that he merely had been laid off and that he would be reemployed On the day he was leaving, Weinress criticized him for shaking hands with the other employees "and saying goodby" because "he [Wemress] didn't think that was necessary, that he didn't think the layoff would be that permanent " Weinress sought his assurance that he would return when needed although the prospect of reemployment before Labor Day was ruled out (Weinress admitted the handshaking episode but gave a different version of his reason for complaining about it ) Sungail wrote Respondent a letter on or about July 24 in which he referred to the layoff as having been "only temporary," stated his interest in returning to work for 1 186 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Respondent because he was on a temporary job at the time, and asked that Respondent "let [him] know about how soon [he] will be able to return." Respondent received but never replied to this letter. Had Respondent actually discharged Sungail with the intention not to rehire him it certainly would have and it must be held that it should have responded to this letter and made clear that Sungail had not merely been laid off but actually had been discharged without hope for reemployment. While I have held elsewhere that there is no proof that Respondent was able to and should have reemployed Sungail at the time of the election, I find that at that time he still had a reasonable expectation that he would be recalled and reemployed if Respondent's business picked up. The expectation was not so remote and the possibility of a business improvement not so farfetched as to justify the conclusion that his separation from Respondent's employ made him ineligible to vote in the election held August 31, 1967 N L R.B v. Jesse Jones Sausage Co , 309 F 2d 664 (C.A. 4), enfg 131 NLRB 370 Consequently the objection to his ballot is not valid and should be overruled 2 The Bonecke ballot According to the Regional Director's Report on Challenges, "The petitioner [the Union] challenged the ballot of Henry P Bonecke on the ground that he is not a regular hourly employee but is on a salary " This is the challenge which has been referred for hearing and for "the disposition of" the issue raised thereby I am confronted at the outset by the question whether it is a proper challenge for consideration and determination (Norris-Therm ad or Corp , 119 NLRB 1301, and Shoreline Enterprises of America, 117 NLRB 1619, 262 F 2d 933 (C A 5), are not involved.) The Union, in its petition for an election, in response to No 5 of Board Form 502, originally defined the unit as "All composing room employees; including linecasting machine operators, compositors, lock-up men and proof press operators," and excluded "guards and supervisors as defined in the Act." As finally submitted, its definition of the unit was changed because the words, "hourly paid," were careted in between the words "all" and "composing " Thus, as finally submitted to the Board, the petition described the unit as including "All hourly-paid composing room employees . ," continuing as before (Emphasis supplied ) This petition was filed August 4, 1967 On August 10, 1967, the Stipulation for Certification upon Consent Election was signed on Board Form 652 and, by part 12 thereof, "The Appropriate Collective Bargaining Unit," included All composing room employees, including linotype operators, lockup men, and employees engaged in compositing and proof press operations, employed by the Employer at its plant located at Niles, Illinois, but excluding all office clerical employees, professional employees, guards and supervisors as defined in the Act. [Emphasis supplied ] At the time that the parties signed this stipulation, August 10, 1967, the Union was well aware of all the reasons it now urges as grounds for not counting Bonecke's ballot as a valid vote in the election Indeed, a letter written by Bonecke to it April 4, 1966, bearing a date stamp showing that it was received April 11, contains in it much of the material upon which it now relies for urging that his ballot not be counted. I have referred above to testimony at the hearing that during the group meeting Company President Weinress informed the employees that his lawyer and the union lawyer were having a disagreement "on the wording of some sentences" There is not enough in this upon which to base a valid inference that the disagreement as to wording was a disagreement upon whether the unit description was to be "All hourly-paid composing room employees," etc , as it had been in the petition, or, "All composing room employees, [etc] . " as it ultimately was put into the agreement. For this reason I do not make that inference On the other hand, elementary rules of construction and interpretation of writings require a ruling that the definition or description of the unit set forth in the later and formal agreement of all parties with knowledge of all the facts supersedes that set forth in an initial or earlier ex parse petition filed by the Union and, further, that the change, since presumably it was made intentionally and as part of or one of the inducements for signing the stipulation, is controlling Inasmuch as the challenge on its face was only to the effect that Bonecke is "not a regular hourly employee, but on a salary," that challenge is clearly inappropriate. He is and was a composing room employee and his being that is not altered by the fact that he may be paid on an annual salary basis. The method of compensation did not exclude him from the unit as defined in the agreement of the parties. In N L R B v. J J Collins Sons, 332 F 2d 523, (C A 7), the Court held that where the bargaining unit involved was defined and its limits circumscribed by stipulation of the Company and the Union, the Board's discretion became restricted to its approval of the unit as submitted by the parties The Court continued The factor of "community of interest" and other elements of Toporek's duties might well have formed a rational basis for having included the job in the unit under some descriptive designation identifying it. But the Board did not do so. It did not so exercise the discretion it may have had in such connection. And, considerations applicable when the Board makes its own independent determination defining the appropriate bargaining unit do not control here where it is merely interpreting the language used by the parties to define and limit the unit in a stipulation for a consent election The primary question here is what the parties intended. N L R B v Joclin Manufacturing Company, 2 Cir, 314 F.2d 627, 633-634 .. . After Joclin and Collins (above), the court in Tidewater Oil Co v. N L R B, 358 F 2d 363 (C.A 2), before referring to those cases said, "In such cases, where the parties stipulate that the appropriate unit will include given jobs, the Board may not alter the unit; its function is limited to construing the agreement according to contract principles, and its discretion to fix the appropriate bargaining unit is gone " Then see N L R B v Midwest Television, Inc , 370 F 2d 289 (C.A. 7) The grounds now being urged both by the Union and the General Counsel for sustaining the challenge are not statutory such as those found in City Tire Company, 117 NLRB 753, and Radiant Lamp Corporation, 116 NLRB 40 They are discretionary for excluding particular employees for the purpose of effectuating the aims of the Act When the Board wrote JJ Collins Sons, 142 NLRB 545, it did not indicate disagreement with N L.R B v. Joclin Manufacturing Company, 314 F.2d 627 (C A 2), but, on the contrary (see fn. 2 Collins, 142 NLRB 545) it AMERICAN PRINTERS & LITHOGRAPHERS stated that it was applying Joclin's legal principle In Joclin, the court said [Different] considerations [may be] applicable when [the Board] itself defines a bargaining unit . . [and] when it interprets a stipulation for a consent election, as here, where the primary question is what the parties meant. Since the stipulation literally provided for the inclusion of all workers on the payroll during the test period except those expressly excluded it can be argued that, whether or not the Regional Director might properly have insisted on an amendment of the stipulation to exclude them, it was error to apply the Brown-Forman rule [a discretionary rule governing summer employees] to the stipulation as written While the ordinary rule is that a Trial Examiner of the Board must follow Board precedent even though reversed by a particular United States Court of Appeals, it is not controlling here. Here I am following a court decision to which the Board seems to have deferred. Moreover, my jurisdiction is limited to a consideration of the challenge as it has been referred to me. Consequently, it is my belief and recommendation that this challenge ought to be overruled as a matter of law. This view, however, may not be shared by the Board. In order to make unnecessary a remand should the Board disagree, I shall set forth briefly here my findings of fact upon the issues as raised during the hearing and in the briefs The necessity for this may be enhanced because Respondent failed to object to the evidence in support of the grounds presently urged and in fact appears to be litigating them but I doubt that this results in a justiciable issue under Fed. R Cir P rule 15(b) That rule should not be expanded to apply to a ballot challenge based upon a ground at variance with the written agreement of the parties. I say this because under JJ Collins Sons and Joclin, above, a jurisdictional issue is injected, the Board being divested of its right to exercise a discretion normally exercisable in the absence of a restrictive agreement and my jurisdiction is limited to the challenge as it was referred to me Bonecke, prior to his association with Respondent, was the principal owner of a corporation engaged in the printing business. Under an agreement dated December 30, 1965, that corporation sold all its physical assets to Respondent for $30,000, payable $10,000 at the time of execution of the agreement and the balance of $20,000 in five equal annual installments with interest at 5 percent per annum. The agreement did not provide for a sale of goodwill, or of accounts, or of intangibles, or for future services to be rendered by Bonecke. However, it developed during the hearing that Bonecke did bring to Respondent, in connection with his subsequent employment by Respondent, a number of accounts. (The fact that they did not continue with Respondent or dwindled away is immaterial. Respondent did acquire them and thereby acquired as well the possibility of future, even though unrealized, business from them ) Bonecke started working for Respondent on January 1, 1966, at or about the time the agreement was consummated. Respondent had asked him to go to work for it and he agreed. As far as punching a timeclock was concerned, a requirement imposed on all other employees, Bonecke "didn't think it was necessary " He did not punch the clock and his reason for not doing so was that he made "out a timesheet every day, which is the same as a timeclock " However, it appears that some entries made by him on his timesheets were not accurate and that these came to 1187 Respondent's attention but it took no disciplinary action with respect to them Bonecke's compensation initially was $10,000 a year which he was paid in weekly installments of $200, later increased to $210. Other employees are not paid on an annual basis but are paid hourly, according to the timeclock Sungail, an hourly employee who did the same work as Bonecke , was able to earn only about $7,000. Bonecke has no definite time for reporting for work He makes a practice of reporting later than the other employees in the composing room His explanation is that, because of his knowledge of the trade, he can be helpful to salesmen who return to the plant after the regular hours. His coming in late was resented Employee Sungail complained about it but Respondent took no corrective measures While Sungail still was employed by Respondent, when different types of work were available, Bonecke did the work he preferred to do and left the other work for Sungail. These differences in compensation paid to Bonecke, the privileges enjoyed by him, and the liberality with which his conduct is viewed, are all in an area which has been held to justify a finding and conclusion that a particular employee does not have the necessary community of interest with the other employees in a particular unit to justify his being regarded as a member of that unit for the purpose of voting at a Board-conducted election Cherrin Corporation v N L R.B, 349 F 2d 1001 (C A 6) His being a creditor of the corporation to the tune of $12,000 (assuming that two of the $4,000 installments of the $20,000 balance have been paid) is an additional factor which might have a bearing on the desirability of his being regarded as a member of the unit for voting purposes It is hardly likely that if the unit were organized and a collective-bargaining agreement between Respondent and a union executed, Bonecke would be permitted to retain the special privileges enjoyed by him even if there could be agreement upon a personalized salary for him alone. For all these reasons it would appear that his interest could be regarded as adverse to those of other employees in the unit Were it not for the agreement of the parties, as set forth in the Stipulation for Certification upon Consent Election, I would hold that he does not have that necessary community of interest with the other employees in the unit to justify his being included therein for voting purposes. On the other hand, as I said initially, I believe that the parties have agreed that he be included, that this agreement was the jurisdictional basis for the consent-election proceeding which made unnecessary a prior decision by the Board as to whether he was to be included, and finally the challenge is upon a ground or basis excluded from consideration because of the agreement . For all these reasons, the challenge was improper and should be overruled. Now, upon the foregoing findings of fact and for the reasons there stated, I make the following CONCLUSIONS OF LAW 1. At all times involved in this proceeding American Printers and Lithographers, Inc., was and it now is a corporation duly organized and existing under the laws of the State of Illinois It is engaged in commerce within the meaning of Section 2(6) and (7) of the Act 2. Chicago Typographical Union No. 16. AFL-CIO, is a labor organization as defined in Section 2(5) of the Act 3 The unit as defined in the Stipulation for Certification upon C onsent Election executed and approved August 10, 1967, is a unit appropriate for 1 188 DECISIONS OF NATIONAL LABOR RELATIONS BOARD purposes of collective bargaining within the meaning of Section 9(b) of the Act 4 It has not been established by a preponderance of substantial evidence of probative value that the Respondent engaged in any of the unfair labor practices alleged in the complaint and for that reason the complaint should be dismissed in its entirety 5. The objections to the election conducted August 31, 1967, have not been supported by substantial evidence of probative value and they should be dismissed 6 Robert J Sungail is an employee who was "laid off" because of a loss of business suffered by American Printers and Lithographers, Inc On August 31, 1967, the date when the election was conducted, he had a reasonable expectation that he would be reemployed when Respondent's composing room business recovered sufficiently for it to employ a linotype operator in addition to Henry P. Bonecke. That prospect of reemployment was not so remote as to make it unlikely for an indefinitely long period beyond the election For these reasons he should be regarded as an employee who was entitled to vote at the election The challenge to his ballot therefore should be overruled 7. Henry P Bonecke, at the time of the election, although not an hourly employee was a composing room employee of the Respondent The Stipulation for Certification upon Consent Election duly signed by the Employer and the Union and duly approved by the Regional Director defined the unit- "All composing room employees, including linotype operators, lockup men, and employees engaged in compositing and proof press operations, employed by the employer at its plant located at Niles, Illinois, but excluding all office clerical employees, professional employees, guards and supervisors as defined in the Act " Henry P Bonecke, not having been and not being an office clerical employee, a professional employee, a guard, or a supervisor, and not having any family relationship or other relationship whereby, pursuant to the statute, he must be excluded from being considered a member of the unit, the challenge to his ballot, "upon the ground that he is not a regular hourly employee, but is on a salary" is an improper challenge and should be overruled Ballots To Be Counted As a consequence , the ballots of both Henry P Bonecke and Robert J Sungail should be opened and counted as valid ballots cast at the election conducted August 10, 1967 Upon the basis of the foregoing findings of fact and conclusions of law, and pursuant to Section 10(c) of the Act, I now recommend that the representation case bearing Case 13-RC-11226 be severed from the complaint case bearing Case 13-CA-8043 and that, upon such severance , there be entered the following ORDER Pursuant to Section 10(c) of the Labor Management Relations Act, 1947, as amended, the complaint in Case 13-CA-8043 be, and it hereby is dismissed in its entirety RECOMMENDED REMAND It is further my recommendation that upon such severance the representation case bearing Case 13-RC-11226 be remanded to the Regional Director with the direction that the ballots of Henry P Bonecke and Robert J Sungail be opened and that the votes of said persons be counted in determining the outcome of the election which was conducted August 31, 1967, all in conformity with the Board's Rules and Regulations, Series 8, as amended, governing Stipulations for Certification upon Consent Election and the procedures to be followed thereafter Copy with citationCopy as parenthetical citation