Chapter 8 - UNIFORM COMMERCIAL CODE - INVESTMENT SECURITIES

Section 70A-8-100 - Title
Section 70A-8-101 - Definitions
Section 70A-8-102 - Rules for determining whether certain obligations and interests are securities or financial assets
Section 70A-8-103 - Acquisition of security or financial asset or interest therein
Section 70A-8-104 - Notice of adverse claim
Section 70A-8-105 - Control
Section 70A-8-106 - Whether indorsement, instruction, or entitlement order is effective
Section 70A-8-107 - Warranties in direct holding
Section 70A-8-108 - Warranties in indirect holding
Section 70A-8-109 - Applicability - Choice of law
Section 70A-8-110 - Clearing corporation rules
Section 70A-8-111 - Creditor's legal process
Section 70A-8-112 - Statute of frauds inapplicable
Section 70A-8-113 - Evidentiary rules concerning certificated securities
Section 70A-8-114 - Securities intermediary and others not liable to adverse claimant
Section 70A-8-115 - Securities intermediary as purchaser for value
Section 70A-8-201 - Issuer
Section 70A-8-202 - Issuer's responsibility and defenses - Notice of defect or defense
Section 70A-8-203 - Staleness as notice of defect or defense
Section 70A-8-204 - Effect of issuer's restriction on transfer
Section 70A-8-205 - Effect of unauthorized signature on security certificate
Section 70A-8-206 - Completion or alteration of security certificate
Section 70A-8-207 - Rights and duties of issuer with respect to registered owners
Section 70A-8-208 - Effect of signature of authenticating trustee, registrar, or transfer agent
Section 70A-8-209 - Issuer's lien
Section 70A-8-210 - Overissue
Section 70A-8-301 - Delivery
Section 70A-8-302 - Rights of purchaser
Section 70A-8-303 - Protected purchaser
Section 70A-8-304 - Indorsement
Section 70A-8-305 - Instruction
Section 70A-8-306 - Effect of guaranteeing signature, indorsement, or instruction
Section 70A-8-307 - Purchaser's right to requisites for registration of transfer
Section 70A-8-401 - Duty of issuer to register transfer
Section 70A-8-402 - Assurance that indorsement or instruction is effective
Section 70A-8-403 - Demand that issuer not register transfer
Section 70A-8-404 - Wrongful registration
Section 70A-8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate
Section 70A-8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
Section 70A-8-407 - Authenticating trustee, transfer agent, and registrar
Section 70A-8-409 - Application to land or water companies
Section 70A-8-409.1 - [Effective Until 7/1/2024] Replacement of lost, destroyed, or wrongfully taken share certificate of a land company or a water company
Section 70A-8-409.1 - [Effective 7/1/2024] Replacement of lost, destroyed, or wrongfully taken share certificate of a land company or a water company
Section 70A-8-501 - Securities account - Acquisition of security entitlement from securities intermediary
Section 70A-8-502 - Assertion of adverse claim against entitlement holder
Section 70A-8-503 - Property interest of entitlement holder in financial asset held by securities intermediary
Section 70A-8-504 - Duty of securities intermediary to maintain financial asset
Section 70A-8-505 - Duty of securities intermediary with respect to payments and distributions
Section 70A-8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder
Section 70A-8-507 - Duty of securities intermediary to comply with entitlement order
Section 70A-8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding
Section 70A-8-509 - Specification of duties of securities intermediary by other statute or regulation - Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
Section 70A-8-510 - Rights of purchaser of security entitlement from entitlement holder
Section 70A-8-511 - Priority among security interests and entitlement holders
Section 70A-8-601 - Transition provisions