Utah Code § 61-1-15

Current with legislation effective through 5/2/2024
Section 61-1-15 - Filing of sales literature

The division may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser unless the security or transaction is exempted by Section 61-1-14 or is a federal covered security.

Utah Code § 61-1-15

Amended by Chapter 160, 1997 General Session .