Tex. Gov't Code § 4004.051

Current with legislation from the 2023 Regular and Special Sessions signed by the Governor as of November 21, 2023.
Section 4004.051 - Registration Of Dealers Required

Except as provided by Section 4001.056(d) or Subchapter A, Chapter 4005, a dealer or other person or company, including a corporation or firm, may not, directly or through the dealer's or other person's or company's agents, offer for sale, sell, or make a sale of any securities in this state unless the dealer or other person or company is first registered as provided by this chapter. (V.A.C.S. Art. 581-12, Subsec. A (part).)

Tex. Gov't. Code § 4004.051

Added by Acts 2019, Texas Acts of the 86th Leg.- Regular Session, ch. TBD,Sec. 1.01, eff. 1/1/2022.