Section 8-1101.01 - Federal rules and regulations; fair practice or ethical rules or standards; defined For purposes of the Securities Act of Nebraska:
(1) Federal rules and regulations adopted under the Investment Advisers Act of 1940 or the Securities Act of 1933 means such rules and regulations as they existed on January 1, 2024 ; and(2) Fair practice or ethical rules or standards promulgated by the Securities and Exchange Commission, the Financial Industry Regulatory Authority, or a self-regulatory organization approved by the Securities and Exchange Commission means such practice, rules, or standards as they existed on January 1, 2024 .Neb. Rev. Stat. § 8-1101.01
Laws 2017, LB 148,§ 2; Laws 2019, LB 259,§ 2; Laws 2020, LB 909,§ 13; Laws 2021, LB 363,§ 13; Laws 2022, LB 707,§ 21; Laws 2023, LB 92,§ 14. Amended by Laws 2024, LB 1074,§ 46, eff. 4/18/2024.Amended by Laws 2023, LB 92,§ 14, eff. 6/7/2023, op. 6/7/2023.Amended by Laws 2022, LB 707,§ 21, eff. 4/19/2022.Amended by Laws 2021, LB 363,§ 13, eff. 3/18/2021.Amended by Laws 2020, LB 909,§ 13, eff. 7/25/2020.Amended by Laws 2019, LB 259,§ 2, eff. 3/8/2019.Added by Laws 2017, LB 148,§ 2, eff. 8/24/2017.