Part IV - FRAUDULENT AND PROHIBITED PRACTICES
- Section 1-401 - Sales and purchases
- Section 1-402 - Market manipulation
- Section 1-403 - Prohibited transactions; broker-dealers and agents
- Section 1-404 - Prohibited advisory activities
- Section 1-405 - Contract requirements
- Section 1-406 - Inside information
- Section 1-407 - Misleading filings; misrepresentations of department approval
- Section 1-408 - Prohibited transactions involving nonprofit organizations
- Section 1-409 - Prohibited transactions involving public school districts or municipal pension plans or systems of this State
- Section 1-410 - Prearranged trading programs