Chapter 1707 - SECURITIES
- Section 1707.01 - Securities definitions
- Section 1707.02 - Exempt securities
- Section 1707.03 - Exempt transactions
- Section 1707.04 - Issuance of securities in reorganizations
- Section 1707.041 - Control bids made pursuant to tender offer or request or invitation for tenders
- Section 1707.042 - Prohibited acts relating to control bids
- Section 1707.043 - Preventing manipulative practices
- Section 1707.05 - Definitions
- Section 1707.051 - Offerings-securities registration exemption
- Section 1707.052 - Offerings-disclosure to purchasers
- Section 1707.053 - Offerings-certification from purchasers
- Section 1707.054 - Portal operators-license
- Section 1707.055 - Portal operators-prohibited conduct for non-dealer operators
- Section 1707.056 - Portal operators-oversight, purchase limits, and purchaser privacy
- Section 1707.057 - Portal operators-record keeping requirements
- Section 1707.058 - Issuers-disqualification from registration exemption
- Section 1707.06 - Transactions requiring registration
- Section 1707.07 - [Repealed]
- Section 1707.08 - Registration by description
- Section 1707.09 - Registration by qualification
- Section 1707.091 - Registration by coordination
- Section 1707.092 - Notice filings
- Section 1707.093 - Electronic filings
- Section 1707.10 - Provisional registration by qualification
- Section 1707.11 - Consent to service
- Section 1707.12 - Documents open to inspection
- Section 1707.13 - Suspension and revocation of registration
- Section 1707.131 - Refusing registration
- Section 1707.14 - Dealer's license
- Section 1707.141 - Investment adviser's license required - exceptions - notice filing requirement
- Section 1707.142 - Compliance with federal laws - federal documents to be filed with division
- Section 1707.15 - Applying for dealer's license
- Section 1707.151 - Application for and issuance of investment adviser's license
- Section 1707.16 - Application for and issuance of salesperson's license
- Section 1707.161 - Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license
- Section 1707.162 - State retirement system investment adviser license required
- Section 1707.163 - Application for and issuance of state retirement system investment adviser license
- Section 1707.164 - Bureau chief investment officer - securities license required
- Section 1707.165 - Application for bureau chief investment officer - investigation - examination
- Section 1707.17 - Renewal - license fees
- Section 1707.18 - Application for transfer of license
- Section 1707.19 - Refusal, suspension, and revocation of license
- Section 1707.20 - Adopting, amending, and rescinding rules, forms, and orders
- Section 1707.201 - Federal provisions
- Section 1707.21 - Registration statement may be filed with securities and exchange commission
- Section 1707.22 - Appeals - effect of order
- Section 1707.23 - Division of securities - enforcement powers
- Section 1707.24 - Contempt proceedings
- Section 1707.25 - Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative
- Section 1707.26 - Injunction against violations
- Section 1707.261 - Director's request for restitution or rescission
- Section 1707.27 - Appointment of receiver
- Section 1707.28 - Statute of limitations
- Section 1707.29 - Presumption of knowledge
- Section 1707.30 - Certificate of division as evidence
- Section 1707.31 - Certified copies as evidence
- Section 1707.32 - Insurance securities
- Section 1707.33, 1707.331 - [Repealed]
- Section 1707.34 - Warehouse receipts for intoxicating liquor
- Section 1707.35 - Securities authorized before July 22, 1929
- Section 1707.36 - Attorney-inspector - control-bid attorneys
- Section 1707.37 - Division of securities fund
- Section 1707.38 - Effect of violation on validity of security
- Section 1707.39 - Qualification of securities sold without compliance
- Section 1707.391 - Late applications
- Section 1707.40 - Civil liabilities
- Section 1707.41 - Civil liability of seller for fraud
- Section 1707.42 - Civil liability of adviser
- Section 1707.43 - Remedies of purchaser in unlawful sale
- Section 1707.431 - Claiming exemption for publicly advertised meeting
- Section 1707.432 to 1707.439 - [Repealed]
- Section 1707.44 - Prohibited acts
- Section 1707.45 - Burden of proof
- Section 1707.46 - Duties of commissioner of securities
- Section 1707.47 - Ohio investor recovery fund
- Section 1707.471 - Restitution assistance awards from Ohio investor recovery fund
- Section 1707.48 - Division of securities to retain documents and records or copies
- Section 1707.49 - Reporting elder financial exploitation
- Section 1707.50 - Violations, penalties, and private rights of action
- Section 1707.99 - Penalty