Chapter 41-08 - INVESTMENT SECURITIES
- Section 41-08-01 - (8-101) Short title
- Section 41-08-02 - (8-102) Definitions
- Section 41-08-03 - (8-103) Rules for determining whether certain obligations and interests are securities or financial assets
- Section 41-08-04 - (8-104) Acquisition of security or financial asset or interest therein
- Section 41-08-05 - (8-105) Notice of adverse claim
- Section 41-08-06 - (8-106) Control
- Section 41-08-07 - (8-107) Whether endorsement, instruction, or entitlement order is effective
- Section 41-08-08 - (8-108) Warranties in direct holding
- Section 41-08-09 - (8-109) Warranties in indirect holding
- Section 41-08-10 - (8-110) Applicability - Choice of law
- Section 41-08-11 - (8-111) Clearing corporation rules
- Section 41-08-12 - (8-112) Creditor's legal process
- Section 41-08-13 - (8-113) Statute of frauds inapplicable
- Section 41-08-14 - (8-114) Evidentiary rules concerning certificated securities
- Section 41-08-15 - (8-115) Securities intermediary and others not liable to adverse claimant
- Section 41-08-16 - (8-116) Securities intermediary as purchaser for value
- Section 41-08-17 - (8-201) Issuer
- Section 41-08-18 - (8-202) Issuer's responsibility and defenses - Notice of defect or defense
- Section 41-08-19 - (8-203) Staleness as notice of defect or defense
- Section 41-08-20 - (8-204) Effect of issuer's restriction on transfer
- Section 41-08-21 - (8-205) Effect of unauthorized signature on security certificate
- Section 41-08-22 - (8-206) Completion or alteration of security certificate
- Section 41-08-23 - (8-207) Rights and duties of issuer with respect to registered owners
- Section 41-08-24 - (8-208) Effect of signature of authenticating trustee, registrar, or transfer agent
- Section 41-08-25 - (8-209) Issuer's lien
- Section 41-08-26 - (8-210) Overissue
- Section 41-08-27 - (8-301) Delivery
- Section 41-08-28 - (8-302) Rights of purchaser
- Section 41-08-29 - (8-303) Protected purchaser
- Section 41-08-30 - (8-304) Endorsement
- Section 41-08-31 - (8-305) Instruction
- Section 41-08-32 - (8-306) Effect of guaranteeing signature, endorsement, or instruction
- Section 41-08-33 - (8-307) Purchaser's right to requisites for registration of transfer
- Section 41-08-34 - (8-401) Duty of issuer to register transfer
- Section 41-08-35 - (8-402) Assurance that endorsement or instruction is effective
- Section 41-08-36 - (8-403) Demand that issuer not register transfer
- Section 41-08-37 - (8-404) Wrongful registration
- Section 41-08-38 - (8-405) Replacement of lost, destroyed, or wrongfully taken security certificate
- Section 41-08-39 - (8-406) Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
- Section 41-08-40 - (8-407) Authenticating trustee, transfer agent, and registrar
- Section 41-08-41 - (8-501) Securities account - Acquisition of security entitlement from securities intermediary
- Section 41-08-42 - (8-502) Assertion of adverse claim against entitlement holder
- Section 41-08-43 - (8-503) Property interest of entitlement holder in financial asset held by securities intermediary
- Section 41-08-44 - (8-504) Duty of securities intermediary to maintain financial asset
- Section 41-08-45 - (8-505) Duty of securities intermediary with respect to payments and distributions
- Section 41-08-46 - (8-506) Duty of securities intermediary to exercise rights as directed by entitlement holder
- Section 41-08-47 - (8-507) Duty of securities intermediary to comply with entitlement order
- Section 41-08-48 - (8-508) Duty of securities intermediary to change entitlement holder's position to other form of security holding
- Section 41-08-49 - (8-509) Specification of duties of securities intermediary by other statute or regulation - Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
- Section 41-08-50 - (8-510) Rights of purchaser of security entitlement from entitlement holder
- Section 41-08-51 - (8-511) Priority among security interests and entitlement holders
- Section 41-08-52 - (8-603) Savings clause