Statutes, codes, and regulations
Nevada Revised Statutes
Title 7 - BUSINESS ASSOCIATIONS; SECURITIES; COMMODITIESChapter 90 - SECURITIES (UNIFORM ACT)
REGISTRATION OF SECURITIES EXCHANGES
Section 90.457 - Use of unregistered exchange by broker-dealer or representative prohibited

Nev. Rev. Stat. § 90.457

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Current through 82nd (2023) Legislative Session Chapter 535 and 34th (2023) Special Session Chapter 1 and 35th (2023) Special Session Chapter 1
Section 90.457 - Use of unregistered exchange by broker-dealer or representative prohibited

A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.

NRS 90.457

Added to NRS by 1993, 2415
Added to NRS by 1993, 2415