Me. Stat. tit. 32 § 16301

Current through 131st (2023-2024) Legislature Chapter 684
Section 16301 - Securities registration requirement

It is unlawful for a person to offer or sell a security in this State unless: [2005, c. 65, Pt. A, §2(NEW).]

1.Federal covered security. The security is a federal covered security;

[2005, c. 65, Pt. A, §2(NEW).]

2.Exempt from registration. The security, transaction or offer is exempted from registration under sections 16201 to 16203; or

[2005, c. 65, Pt. A, §2(NEW).]

3.Registered. The security is registered under this chapter.

[2005, c. 65, Pt. A, §2(NEW).]

32 M.R.S. § 16301

2005, c. 65, §A2 (NEW) .