Chapter 8.1 - INVESTMENT SECURITIES

Section 26-1-8.1-0.1 - Effect of enactment of chapter
Section 26-1-8.1-0.3 - Perfection of certain security interests; continuation of perfection
Section 26-1-8.1-101 - Short title
Section 26-1-8.1-102 - Definitions and index of definitions; principles of construction and interpretation; characterization of person, business, or transaction
Section 26-1-8.1-103 - Classification as security or financial asset
Section 26-1-8.1-104 - Acquisition of a security or financial asset
Section 26-1-8.1-105 - Notice of adverse claim
Section 26-1-8.1-106 - Control by purchaser; certificated security, uncertificated security, or security entitlement; agreement by issuer or securities intermediary to comply with purchaser's orders or instructions
Section 26-1-8.1-107 - Effectiveness of endorsement, instruction, or entitlement order
Section 26-1-8.1-108 - Warranties upon purchase or transfer of security
Section 26-1-8.1-109 - Warranties made by and to a securities intermediary
Section 26-1-8.1-110 - Governing local law; determination of jurisdiction of issuer or securities intermediary
Section 26-1-8.1-111 - Applicability of rules adopted by clearing corporations
Section 26-1-8.1-112 - Creditor access to debtor's interest in a security
Section 26-1-8.1-113 - Enforceability of contracts for sale or purchase of a security
Section 26-1-8.1-114 - Special rules in actions against issuers of a certificated security
Section 26-1-8.1-115 - Liability of securities intermediary, broker, or other agent or bailee
Section 26-1-8.1-116 - Determination of securities intermediary as purchaser for value
Section 26-1-8.1-201 - "Issuer" defined
Section 26-1-8.1-202 - Terms of security; rules on validity; issuer's defenses; cancellation of contracts
Section 26-1-8.1-203 - Notice of defects
Section 26-1-8.1-204 - Restrictions on transfer
Section 26-1-8.1-205 - Effect of unauthorized signature or certificate
Section 26-1-8.1-206 - Enforceability of incomplete or incorrect certificate
Section 26-1-8.1-207 - Registered owner to exercise all rights and powers of owner absent appropriate notice of transfer
Section 26-1-8.1-208 - Warranties by security certificate authenticating signatory
Section 26-1-8.1-209 - Issuer's lien
Section 26-1-8.1-210 - Overissue of security; refund in the event of unavailability of security
Section 26-1-8.1-301 - Delivery of security
Section 26-1-8.1-302 - Rights acquired by purchaser
Section 26-1-8.1-303 - "Protected purchaser" defined; acquisition of interest free of adverse claims
Section 26-1-8.1-304 - Endorsement of securities
Section 26-1-8.1-305 - Incomplete instructions; obligations imposed on person initiating instructions
Section 26-1-8.1-306 - Warranties by guarantor
Section 26-1-8.1-307 - Duties of transferor of security
Section 26-1-8.1-401 - Issuer's duty to register transfer
Section 26-1-8.1-402 - Issuer's right to assurances
Section 26-1-8.1-403 - Demand that transfer not be registered; notice; contents; liability
Section 26-1-8.1-404 - Issuer liability for wrongful registration of transfer
Section 26-1-8.1-405 - Issuance of new certificates; protected purchasers
Section 26-1-8.1-406 - Failure to notify issuer of lost, destroyed, or wrongfully taken certificates
Section 26-1-8.1-407 - Obligations of agents acting on behalf of issuer
Section 26-1-8.1-501 - Acquisition of security entitlements
Section 26-1-8.1-502 - Adverse claims against person holding a security entitlement
Section 26-1-8.1-503 - Property interests in financial assets; enforcement of property rights; purchasers for value
Section 26-1-8.1-504 - Maintenance of financial assets by securities intermediary; exempted entity
Section 26-1-8.1-505 - Duty of securities intermediary to obtain and pay distributions on financial assets
Section 26-1-8.1-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder
Section 26-1-8.1-507 - Duty of securities intermediary to comply with entitlement order; liability for wrongful transfer
Section 26-1-8.1-508 - Duty of securities intermediary to act at direction of entitlement holder
Section 26-1-8.1-509 - Standards for performance of duties by securities intermediary
Section 26-1-8.1-510 - Purchaser for value of financial asset or security entitlement; adverse claims
Section 26-1-8.1-511 - Priority of claims in financial asset