Section 23-20-1-6 - "Securities violation" As used in this chapter, "securities violation" means a violation of any of the following:
(1) The Securities Act of 1933, as amended, and any regulations related to that act.(2) The Securities Exchange Act of 1934, as amended, and any regulations related to that act.(3) The Investment Company Act of 1940, as amended, and any regulations related to that act.(4) The Investment Advisers Act of 1940, as amended, and any regulations related to that act.(5) The Indiana Uniform Securities Act (IC 23-19) and any rules related to that act.(6) Other state securities acts and any rules or regulations related to those acts.Amended by P.L. 42-2011, SEC. 47, eff. 4/20/2011.As added by P.L. 114-2010, SEC.12.