Statutes, codes, and regulations
District of Columbia Official Code
Division V - LOCAL BUSINESS AFFAIRSTitle 28 - COMMERCIAL INSTRUMENTS AND TRANSACTIONSSubtitle I - UNIFORM COMMERCIAL CODEArticle 8 - INVESTMENT SECURITIES
Part 4 - REGISTRATION
Section 28:8-407 - Authenticating trustee, transfer agent, and registrar

D.C. Code § 28:8-407

Download
PDF
Current through codified legislation effective June 1, 2024
Section 28:8-407 - Authenticating trustee, transfer agent, and registrar

A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.

D.C. Code § 28:8-407

Dec. 30, 1963, 77 Stat. 744, Pub. L. 88-243, § 1; Mar. 16, 1993, D.C. Law 9-196, § 4, 39 DCR 9165; renumbered and amended, Apr. 9, 1997, D.C. Law 11-240, § 2, 44 DCR 1087.