Chapter 37 - INVESTMENT ADVISERS

Section 3-3701 - Definitions. [Repealed]
Section 3-3702 - Advisory activities. [Repealed]
Section 3-3703 - Misleading filings. [Repealed]
Section 3-3704 - Unlawful representation concerning registration or exemption. [Repealed]
Section 3-3705 - Registration requirement. [Repealed]
Section 3-3706 - Registration procedures. [Repealed]
Section 3-3707 - Post-registration provisions. [Repealed]
Section 3-3708 - Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration. [Repealed]
Section 3-3709 - Alternative methods of registration. [Repealed]
Section 3-3710 - Administration. [Repealed]
Section 3-3711 - Investigations and subpoenas. [Repealed]
Section 3-3712 - Injunctions; cease and desist orders. [Repealed]
Section 3-3713 - Rules, forms, orders, and hearings. [Repealed]
Section 3-3714 - Administrative files and opinions. [Repealed]
Section 3-3715 - Civil liabilities. [Repealed]
Section 3-3716 - Civil penalties. [Repealed]
Section 3-3717 - Criminal penalties. [Repealed]
Section 3-3718 - Burden of proof. [Repealed]
Section 3-3719 - Scope of the chapter; service of process. [Repealed]
Section 3-3720 - Statutory policy. [Repealed]
Section 3-3721 - Severability. [Repealed]