Article 3 - BROKERS-DEALERS, INVESTMENT ADVISORS, INVESTMENT ADVISOR REPRESENTATIVES AND AGENTS

Section 13.1-504 - Registration
Section 13.1-504.1 - Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
Section 13.1-504.2 - Broker-dealer services provided by credit unions; when registration not required
Section 13.1-505 - Procedure for registration
Section 13.1-505.1 - Post-registration provisions
Section 13.1-506 - Revocation of registration