Iowa Code § 502.301

Current through bills signed by governor as of 5/17/2024
Section 502.301 - Securities registration requirement

It is unlawful for a person to offer or sell a security in this state unless one of the following applies:

1. The security is a federal covered security.
2. The security, transaction, or offer is exempted from registration under sections 502.201 through 502.203.
3. The security is registered under this chapter.

Iowa Code § 502.301

SS15, §1920-u15; C24, 27, §8561, 8563; C31, 35, §8581-c11; C39, § 8581.11; C46, 50, 54, 58, 62, 66, 71, 73, 75, § 502.11; C77, 79, 81, § 502.301 83 Acts, ch 169, §9; 91 Acts, ch 40, §19; 96 Acts, ch 1025, § 7; 98 Acts, ch 1106, §3, 4, 24; 2004 Acts, ch 1161, §9, 68

Referred to in §502.201, 502.202, 502.203, 502.204, 502.509, 502.607, 502.608, 502.610, 502.701, 536A.22