Current through 2023-2024 Legislative Session Chapter 709
Section 10-5-75 - Register of applications for registration of securities; registration statements; notice filings; notices of claims; furnishing certain information to the public(a) The Commissioner shall maintain, or designate a person to maintain, a register of applications for registration of securities; registration statements; notice filings; applications for registration of broker-dealers, agents, investment advisers, and investment adviser representatives; notice filings by federal covered investment advisers that are or have been effective under this chapter or the predecessor Act; notices of claims of exemption from registration or notice filing requirements contained in a record; orders issued under this chapter or the predecessor Act; and interpretative opinions or no action determinations issued under this chapter.(b) The Commissioner shall make all rules, forms, interpretative opinions, and orders available to the public.(c) The Commissioner shall furnish a copy of a record that is a public record or a certification that the public record does not exist to a person that so requests. A rule adopted under this chapter may establish a reasonable charge for furnishing the record or certification. A copy of the record certified or a certificate by the Commissioner of a record's nonexistence is prima-facie evidence of a record or its nonexistence.Added by 2008 Ga. Laws 528,§ 1, eff. 7/1/2009.