Chapter 3 - LICENSING AND NOTICE FILING REQUIREMENTS OF INVESTMENT ADVISER REPRESENTATIVES AND INVESTMENT ADVISERS

Section 25230 - Investment advisor
Section 25230.1 - Person registered under Section 203 of Investment Advisors Act of 1940 as investment advisor
Section 25231 - Application for certificate
Section 25232 - Censure, denial, suspension, or revocation
Section 25232.1 - Censure suspension or bar in public interest and person has committed act or omission been convicted of offense held liable in civil action enjoined from act or subject to order
Section 25232.2 - Unlawful employment after suspension or revocation of certificate as investment advisor
Section 25232.3 - Immediate revocation
Section 25233 - Notice of intention to enter order; hearing
Section 25234 - Unlawful investment advisory contract
Section 25235 - Unlawful acts
Section 25236 - Standards and qualifications
Section 25237 - Rules with to investment advisors who have custody of clients' securities or funds
Section 25238 - Unlawful investment advisory activities