Article 4 - LICENSURE OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
- Section 44-3151 - Licensure required; exclusion; violation; classification
- Section 44-3152 - Exemption of certain investment advisers and investment adviser representatives; private fund adviser exemption; definitions
- Section 44-3153 - Application for licensure as investment adviser; notice filings by federal covered advisers
- Section 44-3154 - Licensure application; additional information
- Section 44-3155 - Investment adviser license; notification
- Section 44-3156 - Application for licensure as investment adviser representative
- Section 44-3157 - Investment adviser representative license; notification
- Section 44-3158 - Expiration, renewal or transfer of licensure; automatic suspension
- Section 44-3159 - Reporting requirements