Vt. Mand. CLE R. 5

As amended through May 6, 2024
Rule 5 - Accreditation
(A)Accreditation of Programs.
(1)Requirement of Accreditation. Except as provided in Rule 5(B), all programs must be accredited to satisfy the requirements of these Rules.
(2)Application. To request accreditation for a program not previously accredited, the Sponsor or an attorney participating in the program must file a written application with the Board on a form approved by the Board.
(a) Timing. The application must be filed no later than 30 days after the program has ended, except that an application for the accreditation of an activity described in Rule 3(B)(1) must be filed and approved before the activity commences. A Sponsor or attorney who files a request for credit more than 30 days after the date of attendance must pay a late fee pending approval of the out-of-time request.
(b) Contents. The application must contain the following information:
(i) The name and address of the Sponsor;
(ii) The title, date, location, and fee for the program;
(iii) The name of the presenter(s) and their qualifications;
(iv) A description of program content and length of presentation;
(v) An indication of any part pertaining to Ethics, Attorney Wellness, and Diversity and Inclusion Programming; and
(vi) A description of the materials.
(c) Program Brochure. The Sponsor or attorney requesting accreditation may supply the required program information by attaching a copy of the program brochure.
(3)Approval.
(a) Denial. The Board must grant the request for accreditation unless it finds that the program:
(i) is not eligible for accreditation under Rule 4;
(ii) is sponsored by a Sponsor lacking the ability or intention to produce CLE Programming of the kind proposed of sufficiently high quality to improve or maintain an attorney's professional competence; or
(iii) is not offered in a sufficiently organized fashion or under otherwise adequate circumstances to fulfill the objectives of these Rules.
(b) Scope of Approval. The Board may grant approval for either a specific program or a series of programs.
(c) Ongoing Approval. The Board may approve on an ongoing basis programs given annually, subject to revocation after notice by the Board.
(d) Number Credit Hours. The Board must assign a maximum number of Credit Hours to each accredited program.
(e) In-House CLE Programming. In-House Sponsors are treated the same as other Sponsors and In-House CLE Programming is allowed full accreditation if the program satisfies the other accreditation requirements outlined herein.
(3)Representations by Sponsor. If the Board approves a program, the Sponsor is entitled to so state and to state the maximum number of Credit Hours for which the program has been approved.
(4)List of Approved Programs. The Director will maintain a list of approved programs.
(B)Accreditation of Sponsors.
(1)General. On its own or upon application from a Sponsor, the Board may designate a Sponsor as an "Accredited Sponsor" if the Board determines that the Sponsor regularly provides a significant volume of CLE programs that meet the standards of approval and that the Sponsor will maintain and submit the required records. A program produced by an Accredited Sponsor is approved for MCLE credit without the need of the Sponsor to seek prior approval under Rule 5(A), so long as the program complies with the other accreditation requirements outlined herein.
(2)Application and Board Approval. An application to become an Accredited Sponsor must be made in writing and state the Sponsor's legal education history for the preceding two calendar years, including dates, subjects offered, total Credit Hours of instruction presented, and the names and qualifications of presenters. In evaluating the application, the Board will primarily consider the Sponsor's previous experience in sponsoring and presenting continuing legal education activities.
(3)Advisory Opinions. An Accredited Sponsor may seek an advisory opinion from the Director about a program's compliance with the standards under these Rules and the proper amount of Credit Hours to be given for the program.
(4)Reevaluation and Revocation. The Board may at any time reevaluate an Accredited Sponsor and revoke approval if a Sponsor fails to comply with the program standards and requirements of these Rules. If the Board finds a basis to revoke the approval, the Board will notify the Accredited Sponsor and provide the Accredited Sponsor the opportunity to have a hearing on possible revocation prior to making a decision on revocation. The Board's decision is final.
(5)List of Accredited Sponsors. The Director will maintain a list of Accredited Sponsors.
(C)Director's Determinations and Review.
(1)Delegation of Authority. Except as provided in 4(C)(2), the Board may delegate to the Director the authority to determine, under guidelines established by the Board, written requests and applications for: accreditation of programs; accreditation of Sponsors; awarding of credit for attending, teaching, or participating in approved programs; waivers; extensions of time deadlines; and interpretations of these Regulations. The Director will issue a written decision in response to any such request or application. The Director may consult with the Board before rendering a decision.
(2)Limit on Delegation. The Board may not delegate to the Director the authority to determine written requests and applications for the accreditation of Attorney Wellness and Diversity and Inclusion programs. Such requests and applications must be reviewed by the Board to ensure that the curriculum fulfills the purposes of the Rule 3 and the presenters are authoritative on the subject matter.
(3)Board Review. The Sponsor or attorney making the request or application may appeal an adverse determination by the Director to the Board, which will review the request de novo. The Sponsor or attorney affected may present information to the Board in writing. If the Board concludes that the Director incorrectly interpreted the facts or the provisions of the Rules, it may take appropriate action. The Board must advise the Sponsor or attorney affected of its decision and any action taken. The Board's decision is final.

Vt. Mand. CLE R. 5

Amended Feb. 10, 2020, eff. 7/1/2020.

Board's Notes

This rule is drawn from the prior rules §§ 5(d)-(h), 7, 8.

The accreditation process for both individual programs and sponsors remains essentially unchanged from the prior rules. The new rules, however, explicitly state that in-house CLE programming is subject to the same accreditation standards as other programming (Rule 5(A)(3)(e) ). Also, the new rules remove the requirement that the Director report and the Board review all adverse determinations by the Director, in favor of giving the affected sponsor/attorney the right to appeal any adverse determination by the Director to Board for de novo review (Rule 5(C) ).