Vt. R. Elec. Filing. 4

As amended through August 12, 2024
Rule 4 - Registering Process; Responsibilities
(a)Registration Process. A person must register to electronically file and serve documents through the electronic filing system, and choose the appropriate type of registration-independent user, or user with an existing firm.
(b)Obligations and Responsibilities.
(1) Registering to electronically file and efiling a document in a case constitutes consent to receive electronic service by notice that a filing has been made.
(2) An efiler is responsible for all documents filed or served under the efiler's account.
(3) An efiler must create a service contact after registering, must check the "Make This Contact Public" box, and must immediately update the efiler's service contact information when changes occur.
(4) An attorney may permit an associated attorney or other person authorized by the attorney to file and view documents on the attorney's behalf. The attorney is responsible for all such filings and for any misuse of documents that are viewed or downloaded.
(c)Registration To View Documents That Are Not Publicly Accessible. To view nonpublicly accessible portions of the electronic case file or documents not accessible over the internet, persons-including those with specific rights of access pursuant to Rule 5 of the Rules for Public Access to Court Records-must separately register with the public-access portal, providing verification of their specific right of access.

Vt. R. Elec. Filing. 4

Adopted Dec. 10, 2019, eff. 3/2/2020; amended July 15, 2020 eff. 7/15/2020 immediately; amended February 22, 2021 eff. 3/15/2021.

Reporter's Notes-2020

Subdivision (a) requires that a person must register to file and serve documents through the electronic filing system.

Subdivision (b) establishes the obligations and responsibilities of persons who register to file and serve documents through the electronic filing system. Subdivision (b)(1) provides that registration constitutes consent to receive electronic service by notice that a filing has been made. Subdivisions (b)(2) and (3) establish that an efiler is responsible for all documents filed or served under the efiler's account, and that an efiler is responsible for updating registration information, including service contacts, to assure proper service upon the efiler by others. Finally, subdivision (b)(4), applicable to attorneys, permits an attorney to authorize an associate attorney or other person to file and view documents under the attorney's efiling account. However, the attorney is responsible for all such filings and for any misuse of documents that are viewed or downloaded.

Subdivisions (a) and (b) establish a requirement of registration to file and serve documents through the electronic filing system, and the obligations and responsibilities of efilers, but they do not address the issue of remote access for viewing of electronic case files that are not publicly accessible. Subject to certain statutory exceptions, a person need not be an electronic filer to access electronic records for viewing only. See, e.g., 12 V.S.A. § 5.

Subdivision (c) explains that persons seeking remote access to nonpublicly accessible electronic documents must separately register to use the public access portal. To view records that are not publicly accessible or are publicly accessible only at courthouse terminals, and for those persons with specific rights of access under Rule 5 of the Rules for Public Access to Court Records, the system will require specific registration requirements, including verification procedures, to authorize "elevated" access status to view such records. The prescribed registration to view in this rule has no connection to a person's ability to view existing paper case files maintained by clerks of court.

Reporter's Notes-2020 Amendments

Subdivision (a) is amended to conform the text of the rule to actual practice in the Odyssey efiling system. In Odyssey, in contrast to an Independent (self-represented) User, a "Firm" registers, which includes solo practitioners, as well as government agencies. The Firm Administrator authorizes access for all user accounts in that firm. More information on how to register is provided in judiciary and vendor manuals.

The amended language in paragraph (b)(4) addresses how others inside a firm may be authorized to file and view on an attorney's behalf.

Subdivision (c) is amended to further clarify the process to secure elevated access to case documents not publicly accessible via the internet. Registration in the efiling system provides access to documents filed by the efiler. To view other documents in the case, including those filed by another party, the filer must register with the public access portal, and receive authorization. This is a one-time process for each portal user, which provides ongoing access for all subsequent cases in which the user is involved. See also V.R.P.A.C.R. 5 (governing specific rights of access by attorneys, parties, and others, to case records that are not otherwise publicly accessible).

Reporter's Note-2021

Amendment Rule 4(b)(3) is amended to clarify that an efiler must enter a current service contact email address as a condition of registration, and to further require immediate updating of a changed service contact address. This assures effective service via the efiling system File and Serve function.