Ohio Gov. Bar. R. 12

As amended through October 15, 2024
Section 12 - Proceedings of the Board After Filing of the Complaint
(A)Hearing Panel
(1)Appointment
(a) After respondent's answer has been filed, or the time for filing an answer has elapsed, the secretary shall appoint a hearing panel consisting of three commissioners chosen by lot. At least two members of the hearing panel shall be attorney commissioners. The secretary shall designate one of the attorney commissioners as chairperson of the panel. The secretary shall serve a copy of the entry appointing the panel on the respondent, relator, and all counsel of record.
(b) In the event that an insufficient number of commissioners are able, for any reason, to serve on a hearing panel, the secretary shall have the authority, with the approval of the Board chairperson, to appoint one or more former commissioners of the Board to the hearing panel.
(2)Initial procedures

A majority of the panel shall constitute a quorum. The panel chairperson shall rule on all motions and interlocutory matters. The panel chairperson shall have a transcript of the testimony taken at the hearing, and the cost of the transcript shall be paid from the Attorney Services Fund and taxed as costs.

(3)Hearing

Upon reasonable notice and at a time and location set by the panel chairperson, the panel shall hold a formal hearing. Requests for continuances may be granted by the panel chairperson for good cause. The panel may take and hear testimony in person or by deposition, administer oaths, and compel by subpoena the attendance of witnesses and the production of books, papers, documents, records, and materials.

(B)Motion for default

If no answer has been filed within twenty days of the answer date set forth in the notice to respondent of the filing of the complaint, or any extension of the answer date, relator shall file a motion for default. Prior to filing, relator shall make reasonable efforts to contact respondent. A motion for default shall contain at least all of the following:

(1) A statement of the effort made to contact respondent and the result;
(2) Sworn or certified documentary prima facie evidence in support of the allegations of the complaint;
(3) Citations of any authorities relied upon by relator;
(4) A statement of any mitigating factors or exculpatory evidence of which relator is aware;
(5) A statement of the relief sought by relator;
(6) A certificate of service of the motion on respondent at the address stated on the complaint and at the last known address, if different. The hearing panel appointed pursuant to division (A) of this section shall rule on the motion for default. If the motion for default is granted by the panel, the panel shall prepare a report for review by the Board pursuant to division (H) of this section. If the motion is denied, the hearing panel shall proceed with a formal hearing pursuant to division (A) of this section. The Board chairperson or vice-chairperson may set aside a default entry, for good cause shown, and order a hearing before the hearing panel at any time before the Board renders its decision pursuant to division (G) of this section.
(C)Conduct of hearing

The hearing panel shall follow the Rules of Civil Procedure and Rules of Evidence wherever practicable, unless a provision of this rule or Board hearing procedures and guidelines provide otherwise. The panel chairperson shall rule on evidentiary matters. All evidence shall be taken in the presence of the hearing panel and the parties except where a party is absent, is in default, or has waived the right to be present. The hearing panel shall receive evidence by sworn testimony and may receive additional evidence as it determines proper. Any documentary evidence to be offered shall be served upon the adverse parties or their counsel and the hearing panel at least thirty days before the hearing, unless the parties or their counsel otherwise agree or the hearing panel otherwise orders. All evidence received shall be given the weight the hearing panel determines it is entitled after consideration of objections.

(D)Authority of hearing panel; dismissal

If at the end of evidence presented by relator or of all evidence, the hearing panel unanimously finds that the evidence is insufficient to support a charge or count of the unauthorized practice of law, or the parties agree that the charge or count should be dismissed, the panel chairperson may order that the complaint or count be dismissed. The panel chairperson shall give written notice of the action taken to the Board, the respondent, the relator, all counsel of record, disciplinary counsel, the Attorney General, and all certified unauthorized practice of law committees.

(E)Hearing on stipulated facts
(1) A stipulation of facts and waiver of notice and hearing, mutually agreed and executed by relator and respondent, or counsel, may be filed with the Board prior to the date set for formal hearing. If a stipulation and waiver are filed, the parties are not required to appear before the hearing panel for a formal hearing, and the hearing panel shall render its decision based upon the pleadings, stipulation, and other evidence admitted.
(2) The stipulation of facts must contain sufficient information to demonstrate the specific activities in which the respondent is alleged to have engaged and to enable the Board to determine whether respondent has engaged in the unauthorized practice of law.
(3) The waiver of notice and hearing shall specifically state that the parties waive the right to notice of and appearance at the formal hearing before the hearing panel.
(F)Referral by the panel

If the hearing panel is not unanimous in its finding that the evidence is insufficient to support a charge or count of the unauthorized practice of law, the panel may refer its findings of fact and recommendations for dismissal to the Board for review and action by the full Board. The panel shall submit to the Board its findings of fact and recommendation of dismissal in the same manner as provided in this rule with respect to a finding of the unauthorized practice of law pursuant to division (G) of this section.

(G)Finding of unauthorized practice of law; duty of hearing panel

If the hearing panel determines, by a preponderance of the evidence, that respondent has engaged in the unauthorized practice of law, the hearing panel shall file its report of the proceedings, findings of facts and recommendations with the secretary for review by the Board. The report shall include the transcript of testimony taken and an itemized statement of the actual and necessary expenses incurred in connection with the proceedings.

(H)Review by entire Board

The Board shall review all reports submitted by hearing panels. After review, the Board may remand the matter to the hearing panel for further hearings, dismiss the complaint or find that the respondent has engaged in the unauthorized practice of law. If the complaint is dismissed, the dismissal shall be reported to the secretary, who shall notify the same persons and organizations that would have received notice if the complaint had been dismissed by the hearing panel.

(I)Finding of unauthorized practice of law; duty of Board

If the Board determines, by a preponderance of the evidence, that the respondent has engaged in the unauthorized practice of law, the Board shall file the original final report with the Clerk of the Supreme Court. The final report shall include the Board's findings, recommendations, a transcript of testimony, if any, an itemized statement of costs, recommendation for civil penalties, if any, and a certificate of service listing the names and addresses of all parties and counsel of record. The secretary shall serve a copy of the final report upon all parties and counsel of record, and a copy of the final report, less any transcript and statement of costs, upon disciplinary counsel, the Attorney General, and all certified unauthorized practice of law committees.

Ohio. Gov. Bar. R. 12

Amended April 27, 2021, effective 7/1/2021