002-5 Wyo. Code R. § 5-3
Current through April 27, 2019
(a) Securities agents employed by broker-dealers renew through the CRD according to instructions provided by CRD each year.
(b) Agents of an issuer who wish to renew their registration shall renew registration on their anniversary effective date by submitting a letter to the Secretary of State.
(c) All agents shall amend information on their application Form U-4 whenever the information on file changes, but not later than thirty days following a material change.
002-5 Wyo. Code R. § 5-3
Amended, Eff. 10/27/2017.