002-3 Wyo. Code R. § 3-1

Current through April 27, 2019
Section 3-1 - Records/Public Access

The Secretary of State shall:

(a) Maintain a register of all applications for registration and all notice filings. The Secretary of State may utilize national computer registration depositories, microfiche or other electronic or compressed storage technologies to maintain such records as allowed by statute.

(b) Grant access to registration and notice filing records which have been filed pursuant to the Wyoming Uniform Securities Act and by these rules in accordance with the Wyoming Public Records Act, W.S. § 16-4-203.

(c) Deny public access to documents pertaining to any investigation obtained by subpoena, from complainants, from third parties or from other sources. Investigation documents may contain information which has not been authenticated or which may do substantial injury to the public interest or the trust complainants and respondents place in the confidentiality of financial or commercial transactions reported to the Secretary of State as part of an investigation. Such documents are records of investigations which may be excluded from public access under W.S. § 16-4-203(b)(1). Nothing in this rule shall prevent the Secretary of State from allowing securities administrators of other states, the securities and exchange commission, any national securities exchange or national securities association registered under the Securities Act of 1934, or any law enforcement agency access to investigation records.

002-3 Wyo. Code R. § 3-1