002-2 Wyo. Code R. § 2-26

Current through April 27, 2019
Section 2-26 - Uniform Forms

A list of Uniform forms are referred to in these rules as follows:

(a) Form U-1 is the Uniform Application to Register Securities.

(b) Form U-2 is the Uniform Consent to Service of Process.

(c) Form U-2a is the Uniform Corporate Resolution.

(d) Form U-4 is the Uniform Application for Securities Industry Registration.

(e) Form U-5 is the Uniform Termination Notice for Securities Industry Registration.

(f) Form U-6 is the Uniform Disciplinary Action Reporting Form.

(g) Form U-7 is the disclosure document and instructions for completion of the disclosure document known as the Registration Form For Small Corporate Offerings.

(h) Form U-10 is the Uniform Examination Request for Non-NASD Candidates.

(i) Form BD is the Uniform Application for Broker-Dealer Registration.

(j) Form BDW is the Uniform Request for Withdrawal from Registration as a Broker-Dealer.

(k) Form NF is the Uniform Investment Company Notice Filing.

002-2 Wyo. Code R. § 2-26