Wis. Admin. Code SPS § SPS 382.20

Current through April 29, 2024

Section SPS 382.20 - Plan review and cross connection control assembly registration

(1) GENERAL. Plans and specifications shall be submitted to the department or to an approved agent municipality for review in accordance with pars. (a) and (b).

Note: The Department forms required in this chapter are available from the Division of Industry Services at P.O. Box 7162, Madison, WI 53707-7162; or at telephone (608) 266-2112 or (877) 617-1565 or 711 (Telecommunications Relay); or at the Division's Web site at http://dsps.wi.gov/programs/industry-services.

(a)Department review. Plumbing plans and specifications for the types of plumbing installations listed in Table 382.20-1, except direct plumbing fixture replacements, shall be submitted to the department for review, regardless of where the installation is to be located. A municipality shall be designated as an agent municipality in accordance with sub. (2). Written approval for the plumbing plans shall be obtained prior to installation of the plumbing.

(am)Direct plumbing fixture replacement. In this subsection "direct plumbing fixture replacement" means a fixture installed in the place of equipment previously approved by the department that does not increase the fixture load requirements and does not require alteration or modification of piping configuration.

(b)Department or agent municipality review.

1. Plumbing plans and specifications for the types of plumbing installations, except direct plumbing fixture replacements, listed in Table 382.20-2, shall be submitted for review to an agent municipality, if the installation is to be located within the agent municipality or to the department, if the installation is not to be located within an agent municipality. A municipality shall be designated as an agent municipality in accordance with sub. (2). Written approval for the plumbing plans shall be obtained prior to installation of the plumbing.

Note: For a listing of agent municipalities, see ch. SPS 382 Appendix A-382.20 (2).

Note: The number of plumbing fixtures to be submitted and reviewed by an agent municipality is a subject of local ordinances.

2. Plan review and approval of one- and 2-family dwellings. Review and approval of plumbing plans for one- and 2-family dwellings shall be in accordance with the provisions specified in s. SPS 320.09.

(c)Cross connection control assembly registration. The installation of each reduced pressure principle backflow preventer, spill resistant vacuum breaker, double check backflow prevention assembly, or pressure vacuum breaker shall be registered with the department no later than 7 days after installation of the assembly.

Table 382.20-1

Submittals To Department

	Type of Plumbing Installation
1.	All plumbing, new installations, additions and alterations, regardless of the number of plumbing fixtures involved, serving hospitals, nursing homes, ambulatory surgery centers, renal dialysis centers, community-based residential facilities (CBRF), and inpatient hos-pice.^a,c
2.	Plumbing, new installations, additions and alterations involving 16 or more plumbing fixtures, serving buildings owned by a metropolitan or sanitary sewer district.^b
3.	Plumbing, new installations, additions and alterations involving 16 or more plumbing fixtures, serving buildings owned by the state.^b
4.	Alternate and experimental plumbing systems.
5.	Reduced pressure principle backflow preventers, double check backflow prevention assemblies, pressure vacuum breaker assemblies, and spill resistant vacuum breakers serving health care facilities.
6.	Stormwater and clearwater detention, treatment, and infiltration plumbing systems serving a public building or facility.^c
7.	Onsite residential and commercial water reuse treatment systems, designed to treat water for compliance with Table 382.70-1.^c
8.	Potable water storage systems.
9.	Potable water treatment by use of injection of a solution into the water supply system.^d
10.	Medical or high purity water.
11.	Mixed wastewater holding device.^c
12.	Multipurpose piping systems (MPP).^d

^a The registration of cross connection control assemblies as required under s. SPS 382.20 (1) (c) is included as a part of plan review and approval.

^b For the purpose of plan review submittal, water heaters, floor drains, storm inlets, roof drains, multi-purpose piping (mpp) fire sprinklers and hose bibbs are to be included in the count.

^c Agent municipalities may perform this review when so authorized by the department.

^d Excludes one- and 2-family dwellings.

Table 382.20-2

Submittals To Department Or Agent Municipality

Type of Plumbing Installation
1.	New installations, additions and alterations to drain systems, vent systems, water service systems, and water distribution systems involving 16 or more plumbing fixtures to be installed in connection with public buildings.^a,b
2.	Grease interceptors to be installed for public buildings.
3.	Garage catch basins, carwash interceptors and oil interceptors to be installed for public buildings and facilities.
4.	Sanitary dump stations.
5.	Piping designed to serve as private water mains.
6.	Water supply systems and drain systems to be installed for manufactured home communities and campgrounds.^c
7.	Piping designed to serve as private interceptor main sewers greater than 4 inches in diameter when sized for gravity flow.
8.	Chemical waste systems regardless of the number of plumbing fixtures.^c
9.	Stormwater systems, not including infiltration plumbing systems, serving a public building or facility where the drainage area is one acre or more.^d
10.	Mixed wastewater holding device.

^a For the purposes of plan review submittal, water heaters, floor drains, storm inlets, roof drains, multi-purpose piping (MPP) fire sprinklers and hose bibbs are to be included in the count. For a phased project such as a mall or office complex fixture count includes all proposed fixtures connected to a common building sanitary sewer, a common water service and all storm sewers serving the building.

^b For the purpose of plan submittal, public buildings do not include zero- lot-line row houses where each living unit is served by an individual water service and an individual building sewer.

^c Only agent municipalities which are cities of the first class may review these types of installations.

^d Plan review involving 16 or more plumbing fixtures also applies.

(2) AGENT MUNICIPALITIES. The department may designate to an approved municipality the authority to review and approve plumbing plans and specifications for those plumbing installations to be located within the municipality's boundary limits and which require approval under sub. (1)(b).

(a) An agent municipality shall utilize a plumbing inspector qualified by the department to conduct plumbing inspection and plan review at a staffing level based on local need.

1. The primary duties of the plumbing inspectors shall include plumbing plan review.

2. The plumbing inspectors shall be Wisconsin licensed master or journeyman plumbers.

Note: See Appendix A-382.20 (2) or the department's website at https://dsps.wi.gov/.

(b) An agent municipality may waive its jurisdiction for plan review and approval for any project, in which case plans shall be submitted to the department for review and approval.

(c) Agent municipalities may set by ordinance the fees for plan review services.

(d) An agent municipality appointment shall be renewed every five years.

(3) PRIORITY PLAN REVIEW. An appointment may be made with the department to facilitate the examination of plans in less than the normal processing time. Complete plans along with the fee specified in s. SPS 302.09, shall be submitted to the department. The plans shall comply with all of the provisions of this section.

(4) PLANS AND SPECIFICATIONS.

(a) One complete set of plans and one copy of specifications which are clear, legible and permanent copies shall be submitted for examination and approval.

(b)

1m. All plans submitted for approval shall be accompanied by sufficient data and information for the department to determine if the installation and its performance will meet the requirements of chs. SPS 381 to 384.

2m. Information to accompany the plans shall include the location or address of the installation and the name of the owner.

Note: For plans proposing the installation, creation or extension of a private interceptor main sewer which is to discharge to a municipal treatment facility, see also ch. NR 121.

(c) Plumbing plans, index sheets and specifications for a plumbing system submitted for review and approval shall be signed in accordance with any of the following methods:

1. A Wisconsin registered architect, engineer or plumbing designer shall sign and seal or stamp all plans and accompanying specifications in accordance with ch. A-E 2.

2. A master plumber, master plumber-restricted service, master plumber-restricted appliance or a utility contractor shall sign and date all plumbing plans and accompanying specifications as provided under s. 145.06, Stats. Each sheet of plans and specifications submitted shall be signed and dated and shall include the valid Wisconsin license number of the individual responsible for the installation. Where more than one sheet is bound together into one volume, only the title sheet or index sheet shall be signed and dated by the individual responsible for the installation. The signed title or index sheet shall clearly identify all of the other sheets in the volume.

3. A pump installer shall sign and date all plumbing plans and accompanying specifications for which the individual is responsible for the installation. Each sheet of plans and specifications submitted shall be signed and dated and shall include the valid Wisconsin license number of the individual responsible for the installation. Where more than one sheet is bound together into one volume, only the title sheet or index sheet shall be signed and dated by the individual responsible for the installation. The signed title or index sheet shall clearly identify all of the other sheets in the volume.

(d)

1. When requesting approval of an experimental plumbing system, all of the following shall be submitted:

a. At least 2 sets of plans signed in accordance with par. (d) and detailing the system installation for each site.

b. A letter of consent from the site or system owner of the installation. The letter shall acknowledge that the owner has received and read a copy of the experimental plumbing system submittal and is in agreement with all requirements listed within this subdivision.

c. Any additional information as requested by the department.

2. The registered architect, engineer, designer or master plumber responsible for the design of the experimental plumbing system shall, upon completion, certify in writing to the department that the installation is in compliance with the approved plans, specifications and data.

3. Onsite inspections shall be performed by the department at time intervals as specified by the department, but not less than once a year. Time intervals shall be included as conditions of approval. An inspection report shall be written. The department may assess a fee for each inspection.

Note: Refer to ch. SPS 302 for applicable fees.

4. No later than five years after the date of the completed installation the department may perform one of the following:

a. Order the removal of the experimental plumbing system.

b. Issue an alternate approval as specified in sub. (12) (a).

c. Provide an extension of the experiment with conditions.

5. If an experimental plumbing system is subsequently codified in chs. SPS 382 and 384, or ch. 145, Stats., the requirements as specified in subds. 3. and 4. do not apply.

(5) PLAN REVIEW. Except as provided in sub. (12), and pursuant to s. SPS 302.07 (3), the department shall review and make a determination on an application for plan review within 15 business days.

(a)Conditional approval. If, upon review, the department determines that the plans substantially conform to the provisions of chs. SPS 382 to 384, a conditional approval, in writing, shall be granted. All noncode complying conditions stated in the conditional approval shall be corrected before or during installation.

(b)Denial of approval. If, upon review, the department determines that the plans do not substantially conform to the provisions of chs. SPS 382 to 384, the request of conditional approval shall be denied in writing.

(6) EVIDENCE OF APPROVAL. The plumber responsible for the installation of the plumbing shall keep at the construction site at least one set of plans bearing the department's or the agent municipality's stamp of approval and at least one copy of specifications. The plans and specifications shall be open to inspection by an authorized representative of the department.

(7) FEES. Fees for plumbing plan review and petition for variance shall be submitted in accordance with ss. SPS 302.64 and 302.52.

(8) REVISIONS. All changes or modifications, which involve the provisions of chs. SPS 382 to 384, made to plumbing plans and specifications, which have been granted approval under sub. (1), shall be submitted to the department or agent municipality for examination. All changes and modifications shall be approved in writing by the department or agent municipality prior to installation of the plumbing.

(9) REVOCATION OF APPROVAL. The department may revoke any approval, issued under the provisions of this chapter, for any false statements or misrepresentation of facts on which the approval was based.

(10) DEPARTMENT LIMITATION AND EXPIRATION OF APPROVAL.

(a) A conditional approval of a plan by the department shall not be construed as an assumption by the department of any responsibility for the design; and the department does not hold itself liable for any defects in construction, nor for any damages that may result from the specific installation.

(b) Plan approval by the department or its authorized representative shall expire 2 years after the date indicated on the approval letter, if construction has not commenced within that 2 year period.

(11) PETITION FOR VARIANCE.

(a)Procedure. The department shall consider and may grant a variance to a provision of this chapter in accordance with ch. SPS 303.

Note: Chapter SPS 303 requires the submittal of a petition for variance form (SBD-9890) and a fee, and that an equivalency is established in the petition for variance that meets the intent of the rule being petitioned. Chapter SPS 303 also requires the department to process regular petitions within 30 business days and priority petitions within 10 business days.

Note: Form SBD-9890 is available from the Department's Division of Industry Services at P.O. Box 7162, Madison, WI 53707-7162; or at telephone (608) 266-2112 or (877) 617-1565 or 711 (Telecommunications Relay); or at the Division's Web site at http://dsps.wi.gov/programs/industry-services.

(b)Petition processing time. Except for priority petitions, the department shall review and make a determination on a petition for variance within 30 business days of receipt of all calculations, documents and fees required to complete the review. The department shall process priority petitions within 10 business days.

(12) ALTERNATE AND EXPERIMENTAL PLUMBING SYSTEM REVIEW AND APPROVAL. The provisions of this chapter, ch. SPS 384 or ch. 145, Stats., are not intended to prevent the design and use of approved innovative plumbing systems.

(a)Alternate plumbing systems. The department may issue an approval of an alternate plumbing system if the system complies with the intent of chs. SPS 382 and 384, or ch. 145, Stats.

1. For an alternate plumbing system, before availability for statewide installation and use, an alternate plumbing system approval shall be issued. Concepts, plans, specifications and the documentation to support the system design shall be submitted to the department for review.

2. The department may require the submission of any information deemed necessary for review. Sufficient evidence shall be submitted to substantiate at least the following:

a. Assertions of function and performance.

b. Compliance with the intent of chs. SPS 382 and 384, or ch. 145, Stats.

3. Pursuant to s. SPS 302.07 (3), the department shall review and make a determination on an application for an alternate plumbing system within 3 months. Approval for an alternate plumbing system shall be issued by the department in writing.

4. The department may include specific conditions in issuing an approval for an alternate plumbing system, including an expiration date for the approval. A violation of any of the conditions under which an approval is issued shall constitute a violation of this chapter.

5. If upon review the department determines that an alternate plumbing system does not comply with the intent of chs. SPS 382 and 384, or ch. 145, Stats., the request for approval shall be denied in writing.

(b)Experimental plumbing systems. The department may issue an approval of an experimental plumbing system for the purpose of proving compliance with the intent of chs. SPS 382 and 384 and ch. 145, Stats.

1. For an experimental plumbing system, a separate approval shall be obtained for each system or project to be installed for the purpose of proving compliance with the intent of chs. SPS 382 and 384 and ch. 145, Stats. Approval for an experimental plumbing system shall be issued by the department in writing.

2. The department may require the submission of additional information deemed necessary for determining that the design meets the intent of chs. SPS 382 and 384 and ch. 145, Stats.

3. Pursuant to s. SPS 302.07 (3), the department shall review and make a determination on an application for an experimental plumbing system within 6 months.

4. The department may include specific conditions in issuing an approval for an experimental plumbing system, including an expiration date for the approval. A violation of any of the conditions under which an approval is issued shall constitute a violation of this chapter.

5. Denial of an experimental plumbing system or project by the department shall be made in writing.

6. The department may establish parameters to limit the number of applications for review it will accept for experimental plumbing systems.

(c)Modification. If an approved alternate or experimental plumbing system is modified or additional assertions of function or performance are made, the approval shall be void, unless the system is resubmitted to the department for review and approval is granted.

(d)Revocation of approval. The department may revoke an approval issued under this section for any false statements or misrepresentations of facts or data on which the approval was based, or as a result of system failure.

(e)Limitations. An approval issued by the department for an alternate or experimental plumbing system may not be construed as an assumption of any responsibility for defects in design, construction or performance of any system nor for any damages that may result.

(f)Fees. Fees for the review of an alternate or experimental plumbing system under this section and any onsite inspections shall be submitted in accordance with ch. SPS 302.

(13) CROSS CONNECTION CONTROL ASSEMBLY REGISTRATION.

(a) Registration, as specified in sub. (1)(c), shall be submitted in a format acceptable to the department.

(b) The form for registering cross connection control assemblies with the department shall include at least all of the following information:

1. The building or facility name and address where the assembly is or will be installed.

2. The location of the cross connection control assembly within the building or facility.

3. A description of the cross connection control assembly including the size, model number, serial number, and manufacturer.

4. The name of the owner or owner's agent submitting the registration form and contact information.

(c) Each registration form submitted shall be accompanied by the appropriate fee in accordance with s. SPS 302.645.

(d) Upon receipt of a completed registration form, the department shall issue written confirmation of registration including a department-assigned identification number for each cross connection control assembly.

(e) Upon permanent removal or replacement of any reduced pressure principle backflow preventer, double check backflow prevention assembly, spill resistant vacuum breaker or pressure vacuum breaker, the owner shall notify the department in writing using a format acceptable to the department.

(f) Test equipment shall be tested and calibrated according to ASSE/IAPMO/ANSI SERIES 5000 standard.

(14) PENALTIES. Penalties for violations of this chapter shall be assessed in accordance with s. 145.12, Stats.

Wis. Admin. Code Department of Safety and Professional Services § SPS 382.20

Cr. Register, February, 1985, No. 350, eff. 3-1-85; am. (1) (intro.), r. and recr. Tables 82.20 -1 and 82.20-2, r. (5), renum. (6) to (12) to be (5) to (11), cr. (5) (intro.) and (12), Register, May, 1988, No. 389, eff. 6-1-88; correction in (1) (b) 1. made under s. 13.93(2m) (b) 7, Stats., Register, May, 1988, No. 389; am. (4) (c) 2. intro. and 4. a. and b., Register, February, 1991, No. 422, eff. 3-1-91; am. (4) (c) 3.a., Register, August, 1991, No. 428, eff. 9-1-91; am. (1) (intro.), (a), (4) (a) to (c) 1., (5) (a), (b) and Tables 82.20 -1 and 82.20-2, renum. (4) (d) and (e) to be (4) (d) 1. a. and b. and am. (4) (d) 1. a., cr. (4) (d) 2., Register, February, 1994, No. 458, eff. 3-1-94; correction in (7) made under s. 13.93(2m) (b) 7, Stats., Register, February, 1994, No. 458; corrections made under s. 13.93(2m) (b) 7, Stats., Register, October, 1996, No. 490; am. Tables 82.20 -1, 2, (1) (b) 2., Register, February, 1997, No. 494, eff. 3-1-97; correction in (13) made under s. 13.93(2m) (b) 7, Stats., Register, February, 2000, No. 530; am. Tables 82.20 -1 and 82.20-2, r. (4) (b), Register, July, 2000, No. 535, eff. 9-1-00; cr. (4) (e), r. and recr. (11) and (12), am. Table 82.20-1, Register, December, 2000, No. 540, eff. 1-1-01; CR 02-002: am. (1) (intro.) and Tables 82.20 -1 and 82.20-2, r. and recr. (1) (a), r. (1) (b) 2. and (4) (d), renum. (1) (b) (intro.), and 1., (4) (c), (e) and (13) to be (1) (b) 1. and 2., (4) (b), (d) and (14) and am. (4) (b) (intro.) and 2. (intro.), cr. (1) (c), (4) (c) and (13) Register April 2003 No. 568, eff. 5-1-03; CR 02-129: am. (title), (1) (intro) and (c), and (13) (e) Register January 2004 No. 577, eff. 2-1-04; CR 04-035: am. Tables 82.20 -1 and 82.20-2 Register November 2004 No. 587, eff. 12-1-04; CR 06-119: am. (5) (intro.), (12) (a) 3. and (b) 3. Register July 2007 No. 619, eff. 8-1-07; CR 08-055: am. (1) (c) (intro.), (4) (b) 2. (intro.), (13) (e), Tables 82.20 -1 and 82.20-2 Register February 2009 No. 638, eff. 3-1-09; correction in (3) made under s. 13.92(4) (b) 7, Stats., Register February 2009 No. 638; CR 09-050: am. (1) (intro.), (b) 1. and Table 82.20-2, r. and recr. (1) (a), (c) and Table 82.20-1 Register December 2009 No. 648, eff. 1-1-10; CR 10-064: am. Tables 82.20 -1 and 82.20-2 Register December 2010 No. 660, eff. 1-1-11; correction in (1) (a), (b) 1., 2., (3), (4) (b), (d) 5., (5) (intro.), (a), (b), (7), (8), (11) (a), (12) (intro.), (a) (intro.), 2. b., 3., 5., (b) (intro.), 1., 2., 3., (f), (13) (c), Table 382.20-1 made under s. 13.92(4) (b) 7, Stats., Register December 2011 No. 672; CR 13-046: am. (2) (a) (intro.) Register December 2013 No. 696, eff. 1-1-14.

Amended by, correction in (2) (a) 2. (note) made under s. 13.92(4) (b) 7, Stats., Register May 2016 No. 725, eff.6/1/2016 .

Amended by, CR 23-006: am. (1) (a), cr. (1) (am), am. (1) (b) 1., (c), Table 382.20-1, cr. Table 382.20-1 footnote d, (2) (d), am. (4) (a), r. (4) (b) 2. to 4., am. (13) (title), (b) (intro.), 1. to 3., (d), (e), cr. (13) (f) Register September 2023 No. 813, eff. 10-1-23; renum. (4) (b) (intro.), 1. to (4) (b) 1m., 2m. under s. 13.92 (4) (b) 1., Stats., Register September 2023 No. 813; correction in (1) (c), Table 382.20-1 footnote d, made under s. 35.17, Stats., Register September 2023 No. 813, eff. 10/1/2023