Wis. Admin. Code Department of Safety and Professional Services SPS 318.17086

Current through August 26, 2024
Section SPS 318.17086 - Maintenance, repair, replacement, and testing
(1) APPLICATION OF ASME A17.1 SECTION 8.6. The introductory paragraph of ASME A17.1 section 8.6 is not included as part of this chapter.
(2) DOCUMENTATION.
(a) These are department rules in addition to the requirements in ASME A17.1 section 8.6.1.1.3:
1. A new or updated maintenance control program, maintenance records, and wiring diagrams in electronic form shall be transferred to a paper copy of the documents by the installing or service contractor within 3 months of the associated maintenance, repair, replacement, or alteration.
2. The maintenance control program, including any devices and procedures needed to meet ASME A17.1 section 8.6.1.2.1(f), and the maintenance records and wiring diagrams are the property of the conveyance owner, not a conveyance installer or service company. They may be removed only with the permission of the owner.
3. An additional set of electrical wiring diagrams may be securely located on the top of the car only if another complete set is located in a place that is accessible by the owner or the owner's agent.
(b) Substitute the following wording for the requirements in ASME A17.1 section 8.6.1.2.1(a): For new installations, the initial maintenance control program shall be provided by the equipment manufacturer. For existing equipment undergoing any alteration, repair, or replacement, the maintenance control program for the altered, repaired, or replaced components shall be provided by the person or firm performing the work. The maintenance control program shall be made available to elevator personnel at the scheduled time for service, tests, or inspection.
(c) Substitute the following wording for the requirements in ASME A17.1 section 8.6.1.2.1(d): A copy of the maintenance control program shall be located as follows:
1. For a conveyance serving a commercial building and having a machine room, control room, or control space accessed directly from a building floor level or the roof, the program shall be located in that machine room, control room, or control space.
2. For a conveyance serving a commercial building and having an inspection and test panel, the inside cover of the inspection and test panel shall provide instructions for locating the maintenance control program. Instructions shall be permanently legible with lettering not less than 1/8 inch in height.
3. For a conveyance serving a dwelling unit, either the maintenance control program shall be at the controller or the front of the controller shall provide instructions for locating the maintenance control program. Instructions shall be permanently legible with lettering not less than 1/8 inch in height.
(d) Substitute the following wording for the requirements in the introductory paragraph of ASME A17.1 section 8.6.1.2.2: The documents specified in ASME A17.1 sections 8.6.1.2.2(a), (b), and (c), and par. (e) shall be located as follows:
1. For a conveyance serving a commercial building and having a machine room, control room, or control space accessed directly from a building floor level or the roof, the documents shall be located in that machine room, control room, or control space.
2. For a conveyance serving a commercial building and having an inspection and test panel, the inside cover of the inspection and test panel shall provide instructions for locating the on-site documentation. Instructions shall be permanently legible with lettering not less than 1/8 inch in height.
3. For a conveyance serving a dwelling unit, either the on-site documentation shall be at the controller or the front of the controller shall provide instructions for locating the onsite documentation. Instructions shall be permanently legible with lettering not less than 1/8 inch in height.
(e) This is a department rule in addition to the requirements in ASME A17.1 section 8.6.1.2.2(a), (b), and (c): Any plan approval letter, application form, and the plans issued under s. SPS 318.1008.
(f) This is a department rule in addition to the requirement in ASME A17.1 section 8.6.1.2.2(c) (3): Written checkout procedures for two-way communication means shall be required for installations after June 1, 2020.
(g) Substitute the following wording for the requirements in the introductory paragraph of ASME A17.1 section 8.6.1.4: Maintenance records shall document compliance with the requirements in ASME A17.1 section 8.6. The maintenance records shall be retained for the most recent 5 years minimum, or from the date of installation or adoption of this chapter edition. Existing maintenance records up to 5 years minimum shall be retained. Maintenance records shall be located as follows:
1. For a conveyance serving a commercial building and having a machine room, control room, or control space accessed directly from a building floor level or the roof, the maintenance records shall be located in that machine room, control room, or control space.
2. For a conveyance serving a commercial building and having an inspection and test panel, the inside cover of the inspection and test panel shall provide instructions for locating the maintenance records. Instructions shall be permanently legible with lettering not less than 1/8 in height.
3. For a conveyance serving a dwelling unit, either the maintenance records shall be at the controller or the front of the controller shall provide instructions for locating the maintenance records. Instructions shall be permanently legible with lettering not less than 1/8 inch in height.
(h) This is a department rule in addition to the requirements in ASME A17.1 section 8.6.1.4.2: The record of trouble calls shall be included in the on-site maintenance record.
(3) FIRE EXTINGUISHERS. Substitute the following wording for the requirements in ASME A17.1 section 8.6.1.6.5: In commercial buildings, a class "ABC" fire extinguisher shall be provided inside of, or within view and within 25 feet of, a dedicated elevator machine room, control room, machinery space, control space, or inspection and test panel as applicable, or a walk-in machine or control room for an escalator or moving walk.
(4) WITNESSING PERIODIC TESTS. Substitute the following wording for the requirements in ASME A17.1 section 8.6.1.7.1: Periodic tests may be witnessed by the department or agent municipality or by a person authorized by the department or agent municipality.
(5) PERIODIC TEST RECORD. Substitute the following wording for the requirements in ASME A17.1 section 8.6.1.7.2.: A record of the required periodic tests shall be included in the maintenance record and comply with all of the following:
(a) The test record shall include the tests, applicable code requirements, dates performed, the test results, and the name of the person performing the tests.
(b) The test record shall include the license number of the person performing the tests and the name of the company employing the license holder, for tests listed in ASME A17.1 sections 8.6.4.19, 8.6.4.20, 8.6.5.14, 8.6.5.15, 8.6.6.1.1, 8.6.6.2.1, 8.6.6.3.1, 8.6.7.1.1, 8.6.7.2.1, 8.6.7.5.1, 8.6.7.6.1, 8.6.7.7.1, 8.6.7.10, 8.6.8.15, 8.6.10.1.1, and 8.6.10.2.1.
(c) If an alternative test method in ASME A17.1 section 8.6.4.20 is utilized, the test report and test tag shall indicate alternative testing was utilized for the applicable requirement.
(6) EMERGENCY COMMUNICATIONS. This is a department rule in addition to the requirements in ASME A17.1 section 8.6.4.19.15: Written checkout procedures for emergency communications shall be required for installations after June 1, 2020.
(7) AUXILIARY POWER SYSTEM TESTS. Where an existing conveyance has an auxiliary power system designed to move the car in order to evacuate passengers, the system shall be tested as part of the Category 1 tests in accordance with manufacturers' recommendations.
(8) MAINTENANCE AND TESTING OF ELECTRIC ELEVATORS.
(a)Periodic test requirements, Category 5. This is a department rule in addition to the requirements in ASME A17.1 section 8.6.4.20: Results of all Category 5 tests shall be submitted to the department or agent municipality on approved forms.

Note: Forms required under this chapter are available on the department's website at https://dsps.wi.gov, or by request from the Department of Safety and Professional Services, P. O. Box 7302, Madison, Wisconsin 53708, or call (608) 266-2112.

(b)Car and counterweight safeties. This is a department rule in addition to the requirements in ASME A17.1 section 8.6.4.20.1: Any damaged section of wood guide rails shall be replaced.
(9) PERIODIC TEST REQUIREMENTS - CATEGORY 1.
(a)Hydraulic tests. Substitute the following wording for the requirements in the introductory paragraph of ASME A17.1 section 8.6.5.8: An elevator that has hydraulic piping or a portion of its hydraulic cylinder either in the ground or below the pit floor, and not visible for inspection, shall be tested in accordance with the requirements in ASME A17.1 sections 8.6.5.14.1 and 8.6.5.14.2 or shall conform to the requirements in ASME A17.1 section 8.6.5.8(a) or 8.6.5.8(b).
(b)Relief valve verification of setting and system pressure test. This is a department rule in addition to the requirements in ASME A17.1 section 8.6.5.14.1: Results of the relief valve setting and system pressure test shall be submitted to the department or agent municipality on approved forms.

Note: Forms required under this chapter are available on the department's website at https://dsps.wi.gov, or by request from the Department of Safety and Professional Services, P. O. Box 7302, Madison, Wisconsin 53708, or call (608) 266-2112.

(c)Hydraulic cylinders and pressure piping. This is a department rule in addition to the requirements in ASME A17.1 section 8.6.5.14.2.: Results of the hydraulic cylinder and pressure piping tests shall be submitted to the department or agent municipality on approved forms.

Note: Forms required under this chapter are available on the department's website at https://dsps.wi.gov, or by request from the Department of Safety and Professional Services, P. O. Box 7302, Madison, Wisconsin 53708, or call (608) 266-2112.

(d)Remove from service. An elevator that fails a test specified in ASME A17.1 sections 8.6.5.14.1 or 8.6.5.14.2 may not be issued a permit to operate and may not be returned to service until the elevator conforms with the testing requirements.
(e)Additional tests. These are department rules in addition to the requirements in ASME A17.1 section 8.6.5.14.3:
1. Additional tests shall be performed including the emergency communications, in accordance with ASME A17.1 section 8.6.4.19.15, and the means to restrict hoistway or car door opening, in accordance with ASME A17.1 section 8.6.4.19.16.
2. Where an auxiliary power lowering operation, in accordance with ASME A17.1 section 3.26.10, is installed as part of the standby or emergency power operation, a test shall be performed as part of the Category 1 test requirements.
(10) PERIODIC TEST REQUIREMENTS.
(a) This is a department rule in addition to the requirements in ASME A17.1 section 8.6.5.16: Results of all Category 5 tests shall be submitted to the department or agent municipality on approved forms,
(b) This is a department rule in addition to the requirements in ASME A17.1 section 8.6.7.3.1: Where an elevator of the private-residence type or Part V type serves a commercial building and is equipped with a safety device that is subject to testing, the 5-year safety test in ASME A17.1 section 8.6.4.20.1 - and where applicable, the governor test in ASME A17.1 section 8.6.4.20.2 - shall be performed. The test results shall be submitted to the department or agent municipality on an approved form.

Note: Forms required under this chapter are available on the department's website at https://dsps.wi.gov, or by request from the Department of Safety and Professional Services, P. O. Box 7302, Madison, Wisconsin 53708, or call (608) 266-2112.

(11) SPECIAL PROVISIONS.
(a) These are department rules in addition to the requirements in ASME A17.1 section 8.6.11:
1. The record of oil level and oil usage shall be kept quarterly, as part of the record of oil usage required under ASME A17.1 section 8.6.5.7.
2. The record of oil level and oil usage required under subd. 1. shall be included in the maintenance record.
(b) Substitute the following wording for the requirements in ASME A17.1 section 8.6.11.1: Elevators provided with firefighters' emergency operation shall be subjected quarterly by authorized personnel to Phase I recall by use of the key switch, and a minimum of one floor operation on Phase II where equipped. Deficiencies shall be corrected. A record of the findings shall be included in the maintenance record.

Note: Other federal and state laws may require certain facilities to perform at more frequent intervals.

(c) This is a department informational note to be used under ASME A17.1 sections 8.6.11.4 to 8.6.11.9: Note: Written procedures as specified in these sections will not be evaluated by the department.
(12) ALTERNATIVE TEST METHOD REPORT. This is a department rule in addition to the requirements in ASME A17.1 section 8.6.11.10.4: Where a completed test report for a Category 5 test is required to be sent to the department or agent municipality, the alternative test method report shall be sent to the department or agent municipality.
(13) EXAMINATIONS AFTER EVENTS. This is a department rule in addition to the requirements in ASME A17.1 sections 8.6.11.11 to 8.6.11.14: A record of the findings shall be included in the maintenance record.
(14) PERMIT TO OPERATE - CATEGORY 1. Category 1 test results shall be valid for one permit to operate term, regardless of whether the test is valid for the purposes of ASME A17.1.

Wis. Admin. Code Department of Safety and Professional Services SPS 318.17086

Adopted by, CR 19-118: cr. Register May 2020 No. 773, eff. 6/1/2020