Wis. Admin. Code DHS § DHS 92.05

Current through October 28, 2024
Section DHS 92.05 - Patient access to treatment records
(1) ACCESS DURING TREATMENT.
(a) Every patient shall have access to his or her treatment records during treatment to the extent authorized under s. 51.30(4) (d) 1, Stats., and this subsection.
(b) The treatment facility director or designee may only deny access to treatment records other than records of medication and somatic treatment.
1. Denial may be made only if the director has reason to believe that the benefits of allowing access to the patient are outweighed by the disadvantages of allowing access.
2. The reasons for any restriction shall be entered into the treatment record.
(c) Each patient, patient's guardian and parent of a minor patient shall be informed of all rights of access upon admission or as soon as clinically feasible, as required under s. 51.61(1) (a), Stats., and upon discharge as required under s. 51.30(4) (d) 4, Stats. If a minor is receiving alcohol or other drug abuse treatment services, the parents shall be informed that they have a right of access to the treatment records only with the minor's consent or in accordance with 42 CFR 2.15.
(d) The secretary of the department or designee, upon request of a director, may grant variances from the notice requirements under par. (c) for units or groups or patients who are unable to understand the meaning of words, printed material or signs due to their mental condition but these variances shall not apply to any specific patient within the unit or group who is able to understand. Parents or guardians shall be notified of any variance.
(2) ACCESS AFTER DISCHARGE FOR INSPECTION OF TREATMENT RECORDS.
(a) After discharge from treatment, a patient shall be allowed access to inspect all of his or her treatment records with one working day notice to the treatment facility, board or department, as authorized under s. 51.30(4) (d) 3, Stats., and this subsection.
(b) A patient making a request to inspect his or her records shall not be required to specify particular information. Requests for "all information" or "all treatment records" shall be acceptable.
(c) When administrative rules or accreditation standards permit the treatment facility to take up to 15 days or some other specified period after discharge to complete the discharge summary, the discharge summary need not be provided until it is completed in accordance with those rules or standards.
(3) COPIES OF TREATMENT RECORDS.
(a) After being discharged a patient may request and shall be provided with a copy of his or her treatment records as authorized by s. 51.30(4) (d), Stats., and as specified in this subsection.
(b) Requests for information under this subsection shall be processed within 5 working days after receipt of the request.
(c) A uniform and reasonable fee may be charged for a copy of the records. The fee may be reduced or waived, as appropriate, for those clients who establish inability to pay.
(d) The copy service may be restricted to normal working hours.
(4) MODIFICATION OF TREATMENT RECORDS.
(a) A patient's treatment records may be modified prior to inspection by the patient but only as authorized under s. 51.30(4) (d) 3, Stats., and this subsection.
(b) Modification of a patient's treatment records prior to inspection by the patient shall be as minimal as possible.
1. Each patient shall have access to all information in the treatment record, including correspondence written to the treatment facility regarding the patient, except that these records may be modified to protect confidentiality of other patients.
2. The names of the informants providing the information may be withheld but the information itself shall be available to the patient.
(c) Under no circumstances may an entire document or acknowledgement of the existence of the document be withheld from the patient in order to protect confidentiality of other patients or informants.
(d) Any person who provides or seeks to provide information subject to a condition of confidentiality shall be told that the provided information will be made available to the patient although the identity of the informant will not be revealed.
(e) The identity of an informant providing information and to whom confidentiality has not been pledged shall be accessible to the patient as provided under this chapter.
(5) CORRECTION OF FACTUAL INFORMATION.
(a) Correction of factual information in treatment records may be requested by persons authorized under s. 51.30(4) (f), Stats., or by an attorney representing any of those persons. Any requests, corrections or denial of corrections shall be in accordance with s. 51.30(4) (f), Stats., and this section.
(b) A written request shall specify the information to be corrected and the reason for correction and shall be entered as part of the treatment record until the requested correction is made or until the requester asks that the request be removed from the record.
(c) During the period that the request is being reviewed, any release of the challenged information shall include a copy of the information change request.
(d) If the request is granted, the treatment record shall be immediately corrected in accordance with the request. Challenged information that is determined to be completely false, irrelevant or untimely shall be marked through and specified as incorrect.
(e) If the request is granted, notice of the correction shall be sent to the person who made the request and, upon his or her request, to any specified past recipient of the incorrect information.
(f) If investigation casts doubt upon the accuracy, timeliness or relevance of the challenged information, but a clear determination cannot be made, the responsible officer shall set forth in writing his or her doubts and both the challenge and the expression of doubt shall become part of the record and shall be included whenever the questionable information is released.
(g) If the request is denied, the denial shall be made in writing and shall include notice to the person that he or she has a right to insert a statement in the record disputing the accuracy or completeness of the challenged information included in the record.
(h) Statements in a treatment record which render a diagnosis are deemed to be judgments based on professional expertise and are not open to challenge.

Wis. Admin. Code Department of Health Services DHS 92.05

Cr. Register, May, 1984, No. 341, eff. 6-1-84.