Wis. Admin. Code Department of Financial Institutions DFI-Sec 27.01

Current through October 28, 2024

Section DFI-Sec 27.01 - Fees

The following fees, prescribed for the examination of various matters arising under ch. 552, Stats., are chargeable to the person filing or the registrant, and are payable, unless otherwise provided by the division, at the time the required form or solicitation material is filed:

(1) Ownership information matters filed pursuant to s. 552.03,Stats.:

(a) Form TO-1 Statement of Ownership Information$100

(b) Statement prescribed in section 13 (d) of the securities exchange act of 1934$100

(c) Form TO-2 Statement of Ownership Information$100

(d) Amendment to Statement of Ownership Information $100

(2) Examination of statement filed under s. DFI-Sec 26.01(1) $50

(3) Examination of solicitation materials filed by an offeror, target company or other person-Per Item$10

(4) Application for issuance of an interpretive opinion $500

(6) Application for issuance of exemption order under ch. 552, Stats.$200

Wis. Admin. Code Department of Financial Institutions DFI-Sec 27.01

CR Register, October, 1972, No. 202, eff. 11-1-72; CR (5), Register, December, 1979, No. 288, eff. 1-1-80; am. (4) and (5), CR (6), Register, December, 1986, No. 372, eff. 1-1-87; r. and reCR Register, December, 1988, No. 396, eff. 1-1-89; r. (5), Register, April, 1998, No. 508, eff. 5-1-98.