Wis. Admin. Code DFI-Sec § 11.08

Current through May 28, 2024
Section DFI-Sec 11.08 - Unregistered periods

An IAR who was previously registered under ss. 551.404 and 551.406, Stats., and became unregistered must complete all required IAR continuing education credits for all reporting periods that occurred between the time that the IAR became unregistered and the time that the individual registered again under ss. 551.404 and 551.406, Stats., unless the IAR takes and passes the examination described in s. DFI-Sec 5.01(3) or receives an examination waiver as described in s. DFI-Sec 5.01(4) in connection with the subsequent application for registration.

Wis. Admin. Code Department of Financial Institutions § DFI-Sec 11.08

Adopted by, CR 21-057: cr. Register February 2022 No. 794, eff. 1-1-23; correction made under s. 35.17, Stats., Register February 2022 No. 794, eff. 1/1/2023