Wis. Admin. Code DFI-Sec § 11.04

Current through May 28, 2024
Section DFI-Sec 11.04 - Credentialing organization continuing education compliance

An IAR who holds a professional designation that qualifies the IAR for an examination waiver under s. DFI-Sec 5.01(4) (d) is in compliance with s. DFI-Sec 11.02 if all of the following are true:

(1) The IAR completes the credits of continuing education needed as a condition of maintaining the professional designation during the relevant reporting period.
(2) The credits of continuing education completed by the IAR during the relevant reporting period are mandatory to maintain the professional designation.
(3) The educational content provided by the credentialing organization during the relevant reporting period is approved content.

Wis. Admin. Code Department of Financial Institutions § DFI-Sec 11.04

Adopted by, CR 21-057: cr. Register February 2022 No. 794, eff. 1/1/2023