Wis. Admin. Code Department of Financial Institutions DFI-CCS 1.10

Current through November 25, 2024
Section DFI-CCS 1.10 - Fees
(1) FILING FEES. The following fees shall be paid for UCC filings:
(a) For filing and indexing a UCC standard filing communicated on paper or in a paper-based format on the standard form, $20.00.
(b) For filing and indexing a UCC non-standard filing communicated on paper or in a paper based format as defined in s. DFI-CCS 1.01 (20) (a), $40.00.
(c) For filing and indexing a UCC non-standard filing communicated on paper or in a paper based format as defined in s. DFI-CCS 1.01 (20) (b), $60.00.
(d) For filing and indexing a UCC non-standard filing communicated on paper or in a paper based format as defined in s. DFI-CCS 1.01 (20) (c), $80.00.
(e) For filing and indexing a UCC document communicated by an authorized medium which is other than on paper or in a paper-based format, $10.00.
(f) For filing and indexing federal tax liens under s. 779.97, Stats., the fee specified in s. 779.97 (5), Stats.
(g) This section shall not apply to fees charged by a filing office described in s. 409.501 (1) (a), Stats. A filing office described in s. 409.501 (1) (a), Stats., shall charge fees in accordance with s. 59.43 (2) (e), Stats., unless the filing office is described in s. 190.11, Stats., or s. 409.501 (1) (b), Stats., in which case the fees charged shall be in accordance with pars. (a) through (f).
(2) ADDITIONAL FEES. In addition to fees set forth in sub. (1), the following fees shall be paid for statements that indicate that the statement is filed in connection with any of the following:
(a) For filing an initial financing statement that indicates that it is filed in connection with a public finance transaction, $20.00.
(b) For filing an initial financing statement that indicates that it is filed in connection with a manufactured home transaction, $20.00.
(c) For filing an initial financing statement that indicates that it is filed as a transmitting utility, $150.00.
(d) The fee for filing and indexing all UCC amendments or corrections shall be as stated in sub. (1).
(e) There shall be no fee for filing termination statements.
(3) UCC SEARCH AND OTHER FEES. The following fees shall be paid for UCC searches and other services:
(a) For a UCC search request communicated on paper or in a paper-based format, $50.00.
(b) For filing and indexing a UCC search request communicated by an authorized medium which is other than on paper or in a paper-based format, $7.00.
(c) For a copy of an individual financing statement and the filings associated therewith, $4.00.
(e) Fees for other services are as follows:
1. A copy of weekly data base updates of indexed filings, $250.00.
2. A copy of the full data base of indexed filings, which shall at a minimum include both active filings and filings that have lapsed within the last year, $500.00.
3. Images of indexed filings of UCC documents filed in the most recent calendar week, $250.00.
4. A full index of UCC images, $250 plus any third-party vendor charges to retrieve and provide the images. The department shall provide the requester with an estimate of any third-party vendor charges before incurring them, and it may require the requester to pay all or a portion of such charges in advance.
5. Certification of any individual document or image requested under this section, $10.00.
6. If requested at the time of initial online filing, notification service providing notice of an upcoming lapse or any amendment, $7.00 per financing statement.
(4) FILING AGENTS OF THE DEPARTMENT. With the exception of termination statements, filing agents of the department who have completed the training and met the requirements established by the filing officer shall retain $10.00 from each paper filing processed by the filing agent's office. The remainder of the filing fee shall be sent to the department, not less than once each month. The filing agent shall receive no reimbursement for processing termination statements.

Wis. Admin. Code Department of Financial Institutions DFI-CCS 1.10

CR 01-122: CR Register February 2002 No. 554, eff. 3-1-02.
Amended by, CR 23-026: am. (1) (f), (g), (3) (a), r. and recr. (3) (c), r. (3) (d), r. and recr. (3) (e) Register February 2024 No. 818, eff. 3/1/2024