Statutes, codes, and regulations
Wisconsin Administrative Code
Agency - Department of Financial InstitutionsDepartment of Financial Institutions-Banking
Chapter DFI-Bkg 42 - Trust Accounts
Section DFI-Bkg 42.03 - Authorization to examine trust accounts

Wis. Admin. Code Department of Financial Institutions DFI-Bkg 42.03

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Current through October 28, 2024
Section DFI-Bkg 42.03 - Authorization to examine trust accounts

Upon the division's request, a licensee shall obtain the certification of every depository institution in which a licensee maintains a trust account, attesting to the existence of the account and consenting to the examination and audit of the account by a duly authorized representative of the division. The licensee shall have sufficient documentation from the trust account available to make an adequate examination.

Wis. Admin. Code Department of Financial Institutions DFI-Bkg 42.03

CR 09-060: CR Register December 2009 No. 648, eff. 1-1-10.