Section DFI-Bkg 15.02 - Registration, contents Such notice shall be filed on a form provided by the administrator of the division of banking and shall include:
(1) The business name, address, and telephone number of the principal place of business of the organization, wherever located, together with the name and title of the chief executive officer or managing partner and the person in charge of fiduciary activities.(2) The business name, address, and telephone number of any business location of the organization in Wisconsin, other than the principal place of business, at which fiduciary activities are conducted, together with the name and title of each person in charge of fiduciary activities at each location.(3) A description of each type of fiduciary operation engaged in or in which the organization intends to engage including but not limited to, (a) Personal representative of estates;(b) Trustee of inter vivos or testamentary trusts;(c) Guardian of estates of minors or incompetents;(d) Custodian of individual retirement funds;(e) Trustee of pension plans, profit sharing plans, retirement plans or other employe benefit plans.(5) If the organization intends to engage in fiduciary activities, the date on which it intends to commence such activities in Wisconsin.Wis. Admin. Code Department of Financial Institutions DFI-Bkg 15.02
CR Register, August, 1977, No. 260, eff. 9-1-77.Amended by, CR 23-039: r. (4) Register February 2024 No. 819, eff. 4/1/2024