Series 114-11B - Suitability In Annuity Transactions
- Section 114-11B-1 - General
- Section 114-11B-2 - Scope
- Section 114-11B-3 - Exemptions
- Section 114-11B-4 - Definitions
- Section 114-11B-5 - Duties of Insurers and Producers
- Section 114-11B-6 - Producer Training
- Section 114-11B-7 - Compliance Mitigation; Penalties; Enforcement
- Section 114-11B-8 - Recordkeeping
- Appendix A - [Effective 6/8/2023] Insurance Agent (producer) Disclosure for Annuities
- Appendix B - [Effective 6/8/2023] Consumer Refusal to Provide Information
- Appendix C - [Effective 6/8/2023] Consumer Decision to Purchase an Annuity Not Based on a Recommendation