Section 460-24A-080 - Termination of investment adviser and investment adviser representative registration and federal covered adviser notice filing status(1) Investment advisers and federal covered advisers. If you are an investment adviser or federal covered adviser and you want to terminate your registration or notice filing, you must do so by complying with the instructions to Form ADV-W and filing a completed Form ADV-W with IARD.(2) Investment adviser representative. If you are an investment adviser and you terminate an investment adviser representative, you must terminate the registration of the investment adviser representative pursuant to RCW 21.20.080 by complying with the instructions to Form U5 and filing a completed Form U5 with IARD within thirty days of termination.Wash. Admin. Code § 460-24A-080
Amended by WSR 14-13-068, Filed 6/12/2014, effective 7/13/2014Statutory Authority: RCW 21.20.450, 21.20.050, 21.20.100. 01-16-125, § 460-24A-080, filed 7/31/01, effective 10/24/01.